SALIENT MIDSTREAM & MLP FD (SMM)
Institutional ownership reported to the SEC as of Q2 2022, across 15 quarters.
43
Reporting holders
$66.2M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $31.9M | 4,216,057 | 0.37% | 4q | +13.3%+$3.7M |
| SIT INVESTMENT ASSOCIATES INC | $7.6M | 1,007,673 | 0.23% | 3q | +57.1%+$2.8M |
| MORGAN STANLEY | $4.5M | 596,349 | 0.00% | 19q | -7.1%-$345.9K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $3.6M | 475,165 | 0.26% | 2q | +8.1%+$272.2K |
| CSS LLC/IL | $1.9M | 253,632 | 0.08% | 15q | +378.6%+$1.5M |
| ZAZOVE ASSOCIATES LLC | $1.6M | 217,310 | 0.16% | 14q | +38.7%+$459.2K |
| Almitas Capital LLC | $1.6M | 217,168 | 0.85% | 2q | +77.1%+$715.8K |
| KAYNE ANDERSON CAPITAL ADVISORS LP | $1.6M | 209,112 | 0.04% | 15q | -7.1%-$121.0K |
| ROYAL BANK OF CANADA | $1.6M | 204,732 | 0.00% | 15q | +55.8%+$555.1K |
| BANK OF AMERICA CORP /DE/ | $1.4M | 181,063 | 0.00% | 15q | -17.5%-$290.3K |
| WELLS FARGO & COMPANY/MN | $1.2M | 161,907 | 0.00% | 15q | -6.2%-$81.0K |
| Clough Capital Partners L P | $1.0M | 132,832 | 0.12% | 10q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $819.0K | 108,243 | 0.00% | 7q | -8.3%-$74.5K |
| Logan Stone Capital, LLC | $769.0K | 101,577 | 0.57% | 3q | +132.6%+$438.4K |
| FIRST TRUST ADVISORS LP | $542.0K | 71,541 | 0.00% | 2q | +149.9%+$325.1K |
| UBS Group AG | $503.0K | 66,525 | 0.00% | 15q | -11.8%-$67.6K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $378.0K | 49,958 | 0.05% | 2q | -0.8%-$3.0K |
| Quantedge Capital Pte Ltd | $327.0K | 43,170 | 0.07% | 7q | -48.0%-$302.4K |
| GILL CAPITAL PARTNERS, LLC | $296.0K | 35,906 | 0.13% | 11q | HELD |
| Advisors Asset Management, Inc. | $294.0K | 38,833 | 0.01% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $246.0K | 32,611 | 0.00% | new | NEW |
| Karpus Management, Inc. | $229.0K | 30,200 | 0.01% | 2q | +14.2%+$28.4K |
| BOENNING & SCATTERGOOD, INC. | $202.0K | 26,700 | 0.04% | new | NEW |
| PNC Financial Services Group, Inc. | $198.0K | 26,160 | 0.00% | 9q | HELD |
| SHEPHERD KAPLAN KROCHUK, LLC | $181.0K | 23,850 | 0.08% | 4q | -60.4%-$276.6K |
| Snowden Capital Advisors LLC | $166.0K | 22,056 | 0.01% | 11q | HELD |
| STIFEL FINANCIAL CORP | $161.0K | 21,311 | 0.00% | 9q | HELD |
| WETHERBY ASSET MANAGEMENT INC | $140.0K | 18,500 | 0.01% | new | NEW |
| Perigon Wealth Management, LLC | $130.0K | 17,210 | 0.01% | 2q | -24.9%-$43.1K |
| LPL Financial LLC | $125.0K | 16,575 | 0.00% | 5q | HELD |
| Powell Investment Advisors, LLC | $124.0K | 16,322 | 0.08% | 11q | HELD |
| Kingsview Wealth Management, LLC | $122.0K | 16,073 | 0.01% | 10q | HELD |
| Regent Investment Management LLC | $121.0K | 16,000 | 0.03% | 9q | HELD |
| Moors & Cabot, Inc. | $117.0K | 15,496 | 0.01% | 6q | HELD |
| Brown Advisory Securities, LLC | $83.0K | 11,000 | 0.08% | 15q | HELD |
| HighTower Advisors, LLC | $83.0K | 11,000 | 0.00% | 4q | HELD |
| Venturi Wealth Management, LLC | $76.0K | 10,000 | 0.01% | 4q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $38.0K | 5,000 | 0.02% | 7q | -95.3%-$774.7K |
| Venture Visionary Partners LLC | $36.3K | 4,793 | 0.00% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $34.0K | 4,398 | 0.00% | 10q | -46.9%-$30.1K |
| FourThought Financial, LLC | $28.0K | 3,667 | 0.00% | 7q | -10.1%-$3.1K |
| Rockefeller Capital Management L.P. | $4.0K | 553 | 0.00% | 6q | +1.1% |
| McIlrath & Eck, LLC | $2.0K | 290 | 0.00% | 14q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2022 | 43 | $66.2M | 8,738,518 | 5 | 11 | 13 | 0.0% |
| Q1 2022 | 41 | $62.5M | 7,587,418 | 6 | 7 | 14 | 0.0% |
| Q4 2021 | 37 | $37.6M | 5,573,018 | 4 | 6 | 12 | 0.0% |
| Q3 2021 | 39 | $29.6M | 4,666,990 | 5 | 6 | 13 | 0.0% |
| Q2 2021 | 38 | $22.4M | 3,754,839 | 1 | 12 | 13 | 0.0% |
| Q1 2021 | 42 | $23.0M | 4,502,449 | 6 | 11 | 17 | 0.0% |
| Q4 2020 | 43 | $19.2M | 4,501,844 | 7 | 12 | 9 | 0.0% |
| Q3 2020 | 38 | $12.8M | 3,625,924 | 3 | 10 | 15 | 0.0% |
| Q2 2020 | 37 | $16.9M | 4,102,615 | 4 | 10 | 17 | 0.0% |
| Q1 2020 | 36 | $16.6M | 4,779,311 | 5 | 13 | 13 | 0.0% |
| Q4 2019 | 35 | $39.1M | 5,019,270 | 6 | 12 | 7 | 0.0% |
| Q3 2019 | 30 | $34.5M | 4,389,848 | 3 | 8 | 8 | 0.0% |
| Q2 2019 | 34 | $36.9M | 4,294,443 | 2 | 8 | 13 | 0.0% |
| Q1 2019 | 34 | $40.9M | 4,455,928 | 4 | 9 | 18 | 0.0% |
| Q4 2018 | 39 | $35.6M | 4,801,593 | 0 | 2 | 0 | 0.0% |