ROCKET LAB USA INC (RKLBW)
Institutional ownership reported to the SEC as of Q4 2021, across 2 quarters.
29
Reporting holders
$46.5M
Reported value
5.2%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Vector Capital Management, L.P. | $20.0M | 5,600,000 | 3.88% | 2q | HELD |
| Ionic Capital Management LLC | $4.8M | 1,349,627 | 0.61% | 2q | +130.0%+$2.7M |
| LMR Partners LLP | $3.7M | 300,433 | 0.04% | 2q | +10.3%+$345.6K |
| FLOW TRADERS U.S. LLC | $3.6M | 992,328 | 0.10% | new | NEW |
| CVI Holdings, LLC | $1.8M | 490,511 | 0.12% | 2q | +17.3%+$260.7K |
| ARISTEIA CAPITAL LLC | $1.4M | 377,519 | 0.02% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $1.2M | options only | 0.00% | 2q | OPTIONS |
| MARSHALL WACE, LLP | $1.1M | options only | 0.00% | 2q | OPTIONS |
| HBK INVESTMENTS L P | $1.0M | 283,061 | 0.00% | new | NEW |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $929.0K | 258,000 | 0.00% | 2q | -22.5%-$270.1K |
| Walleye Capital LLC | $900.0K | 251,513 | 0.03% | 2q | +385.9%+$714.8K |
| Castle Creek Arbitrage, LLC | $876.0K | 244,790 | 0.04% | 2q | HELD |
| Fort Baker Capital Management LP | $817.0K | 228,537 | 0.14% | new | NEW |
| CSS LLC/IL | $657.0K | 183,466 | 0.02% | 2q | +36.3%+$174.9K |
| COWEN AND COMPANY, LLC | $505.0K | 140,990 | 0.05% | new | NEW |
| Verition Fund Management LLC | $451.0K | 125,416 | 0.00% | new | NEW |
| Skaana Management L.P. | $429.0K | 119,786 | 0.07% | new | FIRST |
| DIFESA CAPITAL MANAGEMENT, LP | $407.0K | 113,000 | 0.28% | new | FIRST |
| NOMURA HOLDINGS INC | $387.0K | 110,000 | 0.00% | new | NEW |
| BLAIR WILLIAM & CO/IL | $372.0K | 103,772 | 0.00% | 2q | -28.5%-$148.6K |
| JANE STREET GROUP, LLC | $362.0K | 100,995 | 0.00% | 2q | +28.1%+$79.3K |
| Ratan Capital Management LP | $234.0K | 65,054 | 0.04% | 2q | -34.9%-$125.7K |
| BANK OF AMERICA CORP /DE/ | $180.0K | 50,157 | 0.00% | 2q | +31847.1%+$179.4K |
| ExodusPoint Capital Management, LP | $155.0K | 43,400 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $118.0K | 32,910 | 0.00% | 2q | -7.5%-$9.6K |
| DEUTSCHE BANK AG\ | $87.0K | options only | 0.00% | 2q | OPTIONS |
| WOLVERINE TRADING, LLC | $40.0K | 11,571 | 0.00% | new | NEW |
| UBS Group AG | $31.0K | 8,736 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $2.0K | 561 | 0.00% | 2q | -97.0%-$65.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2021 | 29 | $46.5M | 11,586,133 | 10 | 7 | 5 | 5.2% |
| Q3 2021 | 20 | $55.4M | 8,202,373 | 20 | 0 | 0 | 18.4% |