PONO CAP THREE INC (PTHR)
Institutional ownership reported to the SEC as of Q4 2023, across 3 quarters.
27
Reporting holders
$53.2M
Reported value
0.0%
Held as options
-22
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| First Trust Capital Management L.P. | $12.6M | 1,185,979 | 0.97% | 3q | +164.0%+$7.8M |
| OAKTREE CAPITAL MANAGEMENT LP | $5.9M | 555,000 | 0.09% | 3q | +76.2%+$2.5M |
| BERKLEY W R CORP | $4.8M | 582,388 | 0.35% | new | NEW |
| D. E. Shaw & Co., Inc. | $4.4M | 530,000 | 0.00% | 3q | HELD |
| AQR Arbitrage LLC | $3.0M | 330,000 | 0.12% | 3q | +43.5%+$901.0K |
| FIR TREE CAPITAL MANAGEMENT LP | $2.9M | 278,968 | 0.48% | 3q | -8.2%-$260.0K |
| Periscope Capital Inc. | $2.7M | 250,000 | 0.45% | 2q | -66.3%-$5.2M |
| Cohanzick Management, LLC | $2.3M | 219,270 | 1.43% | 3q | HELD |
| KIM, LLC | $2.3M | 214,800 | 0.23% | new | NEW |
| Saba Capital Management, L.P. | $2.1M | 199,659 | 0.04% | 3q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $1.7M | 200,000 | 0.01% | 3q | HELD |
| Bulldog Investors, LLP | $1.4M | 140,828 | 0.46% | 2q | -54.3%-$1.7M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.3M | 159,489 | 0.06% | 3q | HELD |
| Exos TFP Holdings LLC | $1.1M | 129,494 | 0.67% | 3q | HELD |
| Lynwood Capital Management Inc. | $795.4K | 74,900 | 3.50% | 2q | -54.6%-$956.9K |
| Flow State Investments, L.P. | $670.9K | 63,170 | 0.21% | 3q | -46.0%-$572.1K |
| TWO SIGMA INVESTMENTS, LP | $665.6K | 80,000 | 0.00% | 3q | -75.8%-$2.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $654.8K | 78,705 | 0.00% | 2q | +486.2%+$543.1K |
| Karpus Management, Inc. | $460.6K | 43,368 | 0.01% | 3q | -2.0%-$9.4K |
| Yakira Capital Management, Inc. | $417.3K | 39,291 | 0.14% | 2q | HELD |
| CLEAR STREET LLC | $329.5K | 39,605 | 0.01% | 3q | +498.9%+$274.5K |
| CVI Holdings, LLC | $173.0K | 20,789 | 0.36% | 2q | -85.9%-$1.1M |
| UBS Group AG | $136.4K | 16,394 | 0.00% | 2q | +12226.3%+$135.3K |
| DEUTSCHE BANK AG\ | $133.1K | 16,000 | 0.00% | 3q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $112.5K | 13,526 | 0.00% | 2q | -8.7%-$10.7K |
| TrueMark Investments, LLC | $91.4K | 10,989 | 0.09% | new | FIRST |
| Tower Research Capital LLC (TRC) | $3.4K | 411 | 0.00% | new | NEW |
| PICTON MAHONEY ASSET MANAGEMENT | $1.6K | 150,000 | 0.04% | 3q | HELD |
| Tuttle Capital Management, LLC | $840 | 12,000 | 0.01% | 3q | -50.0% |
| SkyView Investment Advisors, LLC | $478 | 45,000 | 0.12% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2023 | 27 | $53.2M | 5,473,023 | 3 | 6 | 9 | 0.0% |
| Q3 2023 | 49 | $100.0M | 9,489,811 | 18 | 6 | 7 | 0.0% |
| Q2 2023 | 34 | $75.4M | 7,395,870 | 34 | 0 | 0 | 0.0% |