PIVOTAL INVT CORP II (PIC)
Institutional ownership reported to the SEC as of Q3 2020, across 5 quarters.
58
Reporting holders
$125.3M
Reported value
2.0%
Calls
1.3%
Puts
+15
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Ursa Fund Management, LLC | $25.9M | 2,250,000 | 13.46% | new | NEW |
| Magnetar Financial LLC | $14.9M | 1,288,599 | 0.26% | 2q | +5095.1%+$14.6M |
| Westchester Capital Management, LLC | $8.1M | 702,887 | 0.34% | 4q | +91.8%+$3.9M |
| Periscope Capital Inc. | $8.0M | 690,000 | 0.55% | 4q | -27.4%-$3.0M |
| Candlestick Capital Management LP | $5.8M | 506,063 | 0.19% | new | NEW |
| Alberta Investment Management Corp | $5.4M | 469,650 | 0.06% | 4q | -28.7%-$2.2M |
| HBK INVESTMENTS L P | $4.6M | 400,000 | 0.03% | 2q | -0.6%-$28.2K |
| BANK OF MONTREAL /CAN/ | $4.4M | 410,654 | 0.00% | 3q | HELD |
| OMNI PARTNERS LLP | $3.4M | 291,658 | 0.24% | 3q | -76.9%-$11.2M |
| Kepos Capital LP | $3.0M | 263,000 | 0.32% | 4q | -21.5%-$830.1K |
| Davidson Kempner Capital Management LP | $3.0M | 260,975 | 0.04% | new | NEW |
| Linden Advisors LP | $2.5M | 218,420 | 0.03% | 5q | +295.8%+$1.9M |
| K2 PRINCIPAL FUND, L.P. | $2.3M | 201,730 | 0.35% | new | NEW |
| Bulldog Investors, LLC | $2.3M | 201,709 | 0.75% | 2q | -25.0%-$774.6K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $2.3M | 200,477 | 0.00% | 3q | -84.6%-$12.7M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $2.2M | 192,493 | 0.14% | new | NEW |
| GOLDMAN SACHS GROUP INC | $2.0M | 170,713 | 0.00% | 2q | +902.7%+$1.8M |
| Aristides Capital LLC | $2.0M | 170,000 | 1.36% | new | NEW |
| D. E. Shaw & Co., Inc. | $1.9M | 163,522 | 0.00% | new | NEW |
| SG3 Management, LLC | $1.8M | 20,000 | 0.07% | new | NEW |
| HRT FINANCIAL LP | $1.7M | 150,107 | 0.05% | new | NEW |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $1.7M | 150,000 | 0.01% | 3q | -82.1%-$7.9M |
| BERKLEY W R CORP | $1.6M | 142,067 | 0.24% | 4q | -84.1%-$8.6M |
| SIMPLEX TRADING, LLC | $1.5M | 8,420 | 0.00% | new | NEW |
| Athos Capital Ltd | $1.3M | 114,259 | 0.63% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.3M | 113,300 | 0.24% | 4q | -31.2%-$593.6K |
| GABELLI FUNDS LLC | $1.1M | 91,700 | 0.01% | 4q | -37.9%-$645.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M | 47,463 | 0.00% | new | NEW |
| Yakira Capital Management, Inc. | $928.0K | 80,499 | 0.27% | new | NEW |
| UBS OCONNOR LLC | $680.0K | options only | 0.02% | 5q | OPTIONS |
| FIERA CAPITAL CORP | $634.0K | 55,000 | 0.00% | new | NEW |
| BLUEFIN CAPITAL MANAGEMENT, LLC | $591.0K | 51,279 | 0.04% | new | FIRST |
| TIG Advisors, LLC | $585.0K | 50,776 | 0.03% | new | NEW |
| GLAZER CAPITAL, LLC | $584.0K | 50,693 | 0.03% | 4q | -94.6%-$10.2M |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $577.0K | 50,000 | 0.02% | 4q | HELD |
| Verition Fund Management LLC | $577.0K | 50,000 | 0.01% | 5q | -39.2%-$372.6K |
| WATER ISLAND CAPITAL LLC | $576.0K | 49,947 | 0.05% | 2q | HELD |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $416.0K | 36,120 | 0.00% | new | NEW |
| Castle Creek Arbitrage, LLC | $368.0K | 31,940 | 0.03% | 2q | -81.6%-$1.6M |
| MILLENNIUM MANAGEMENT LLC | $266.0K | 23,096 | 0.00% | 4q | -94.9%-$4.9M |
| Virtu Financial LLC | $245.0K | 21,228 | 0.04% | new | NEW |
| CSS LLC/IL | $231.0K | 20,000 | 0.01% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $144.0K | 12,500 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $135.0K | 11,739 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $121.0K | 10,543 | 0.00% | new | NEW |
| FNY Investment Advisers, LLC | $115.0K | 10,000 | 0.05% | new | NEW |
| ROYAL BANK OF CANADA | $91.0K | 7,900 | 0.00% | 2q | +2836.8%+$87.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $72.0K | 6,268 | 0.00% | 5q | -85.9%-$439.2K |
| Cutler Group LP | $57.0K | 4,800 | 0.00% | new | NEW |
| Sound Income Strategies, LLC | $46.0K | 4,000 | 0.01% | new | NEW |
| UBS Group AG | $42.0K | 3,706 | 0.00% | 4q | +288.9%+$31.2K |
| IFP Advisors, Inc | $23.0K | 2,000 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $7.0K | 615 | 0.00% | new | NEW |
| Princeton Global Asset Management LLC | $6.0K | 500 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $3.0K | 250 | 0.00% | new | NEW |
| Freestone Capital Holdings, LLC | $2.6K | options only | 0.00% | new | OPTIONS |
| MORGAN STANLEY | $2.0K | 166 | 0.00% | 4q | -40.1%-$1.3K |
| Sowell Financial Services LLC | $2.0K | 200 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 58 | $125.3M | 10,535,631 | 32 | 6 | 18 | 3.4% |
| Q2 2020 | 43 | $168.4M | 16,569,628 | 14 | 6 | 14 | 0.3% |
| Q1 2020 | 32 | $140.0M | 14,116,868 | 10 | 11 | 7 | 0.1% |
| Q4 2019 | 28 | $92.7M | 9,323,806 | 18 | 3 | 0 | 0.1% |
| Q3 2019 | 12 | $46.4M | 4,723,972 | 11 | 0 | 0 | 0.1% |