CC NEUBERGER PRINCIPAL HLDNG (PCPLWS)
Institutional ownership reported to the SEC as of Q4 2020, across 3 quarters.
34
Reporting holders
$16.5M
Reported value
3.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Altai Capital Management, L.P. | $4.2M | 1,774,623 | 5.58% | new | NEW |
| Kepos Capital LP | $2.5M | 1,058,710 | 0.11% | 3q | -10.2%-$283.5K |
| Magnetar Financial LLC | $1.4M | 610,549 | 0.02% | new | NEW |
| Davidson Kempner Capital Management LP | $982.0K | 417,715 | 0.01% | 2q | HELD |
| EJF Capital LLC | $977.0K | 415,780 | 0.10% | new | NEW |
| Blackstone Group Inc. | $783.0K | 333,333 | 0.00% | new | NEW |
| GLAZER CAPITAL, LLC | $646.0K | 275,002 | 0.02% | 3q | +720.7%+$567.3K |
| Jefferies Group LLC | $531.5K | 226,158 | 0.00% | 2q | +263.0%+$385.1K |
| Balyasny Asset Management LLC | $470.0K | 200,000 | 0.00% | new | NEW |
| Maven Securities LTD | $470.0K | 200,000 | 0.05% | new | NEW |
| CNH PARTNERS LLC | $392.0K | 166,666 | 0.01% | 3q | HELD |
| Governors Lane LP | $353.0K | 150,000 | 0.03% | 2q | -40.0%-$235.3K |
| HGC Investment Management Inc. | $291.0K | 123,532 | 0.03% | 3q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $274.0K | 116,666 | 0.00% | 2q | HELD |
| Radcliffe Capital Management, L.P. | $255.0K | options only | 0.02% | 2q | OPTIONS |
| HBK INVESTMENTS L P | $235.0K | options only | 0.00% | 3q | OPTIONS |
| Myriad Asset Management Ltd. | $215.0K | 91,295 | 0.04% | 2q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $196.0K | 83,333 | 0.00% | 3q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $187.0K | 79,445 | 0.01% | 2q | -20.6%-$48.4K |
| PICTON MAHONEY ASSET MANAGEMENT | $177.0K | 74,999 | 0.01% | new | NEW |
| Monashee Investment Management LLC | $176.0K | 74,999 | 0.02% | 3q | HELD |
| DUPONT CAPITAL MANAGEMENT CORP | $157.0K | 66,666 | 0.00% | 3q | HELD |
| MMCAP International Inc. SPC | $81.0K | 34,266 | 0.02% | 2q | HELD |
| OMERS ADMINISTRATION Corp | $78.0K | 33,333 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $78.0K | 33,261 | 0.00% | 2q | HELD |
| Alpine Global Management, LLC | $78.0K | 33,333 | 0.02% | 3q | -71.0%-$191.1K |
| LEVIN EASTERLY PARTNERS LLC | $78.0K | 33,333 | 0.01% | 3q | HELD |
| Walleye Capital LLC | $57.0K | 24,353 | 0.00% | 2q | -15.6%-$10.5K |
| Westchester Capital Management, LLC | $52.0K | 22,113 | 0.00% | 2q | -72.3%-$135.7K |
| Virtu Financial LLC | $49.0K | 21,052 | 0.01% | new | NEW |
| LEVIN CAPITAL STRATEGIES, L.P. | $47.0K | 20,000 | 0.01% | new | NEW |
| Walleye Trading LLC | $37.0K | 15,647 | 0.00% | 2q | -11.3%-$4.7K |
| Castle Creek Arbitrage, LLC | $31.0K | 13,243 | 0.00% | 2q | -96.1%-$757.9K |
| Sugarloaf Wealth Management, LLC | $1.0K | 400 | 0.00% | 2q | HELD |
| Mint Tower Capital Management B.V. | $1.0K | 33,332 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 34 | $16.5M | 6,823,805 | 10 | 2 | 8 | 3.0% |
| Q3 2020 | 36 | $19.4M | 5,655,030 | 21 | 2 | 3 | 47.6% |
| Q2 2020 | 18 | $11.4M | 3,797,132 | 18 | 0 | 0 | 51.6% |