WESTERN ASSET MUN DEF OPP TR (MTT)
Institutional ownership reported to the SEC as of Q1 2021, across 10 quarters.
30
Reporting holders
$31.7M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $8.8M | 416,906 | 0.00% | 14q | -5.3%-$489.9K |
| BANK OF AMERICA CORP /DE/ | $3.7M | 173,656 | 0.00% | 10q | +19.2%+$590.8K |
| Steward Partners Investment Advisory, LLC | $3.5M | 166,864 | 0.03% | 8q | +193.3%+$2.3M |
| RAYMOND JAMES & ASSOCIATES | $2.4M | 111,200 | 0.00% | 10q | -25.4%-$800.6K |
| USCA RIA LLC | $1.6M | 75,605 | 0.11% | 10q | -3.6%-$59.2K |
| Cetera Advisor Networks LLC | $1.3M | 63,677 | 0.03% | 10q | +3.0%+$39.1K |
| 1607 Capital Partners, LLC | $1.3M | 61,740 | 0.06% | 5q | -20.5%-$337.2K |
| Koshinski Asset Management, Inc. | $1.3M | 59,191 | 0.13% | 6q | HELD |
| WELLS FARGO & COMPANY/MN | $1.0M | 48,472 | 0.00% | 10q | -5.9%-$64.5K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.0M | 47,373 | 0.06% | 5q | -48.8%-$952.2K |
| UBS Group AG | $910.0K | 43,054 | 0.00% | 10q | -1.9%-$17.9K |
| VAN ECK ASSOCIATES CORP | $876.0K | 41,468 | 0.00% | 10q | +6.2%+$50.8K |
| Raymond James Financial Services Advisors, Inc. | $782.0K | 37,033 | 0.00% | 10q | +2.5%+$18.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $626.0K | 29,661 | 0.00% | 10q | -7.0%-$47.2K |
| Stratos Wealth Partners, LTD. | $559.0K | 26,450 | 0.02% | 10q | -40.7%-$383.8K |
| YorkBridge Wealth Partners, LLC | $414.0K | 19,600 | 0.12% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $388.0K | 18,339 | 0.00% | 4q | +9.3%+$33.0K |
| FIRST TRUST ADVISORS LP | $369.0K | 17,483 | 0.00% | 10q | +9.3%+$31.5K |
| Sound View Wealth Advisors Group, LLC | $227.0K | 10,750 | 0.05% | 8q | HELD |
| ROYAL BANK OF CANADA | $203.0K | 9,604 | 0.00% | 10q | +15.9%+$27.8K |
| ADVISOR GROUP HOLDINGS, INC. | $142.0K | 6,742 | 0.00% | 5q | HELD |
| CITIGROUP INC | $95.0K | 4,500 | 0.00% | 10q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $79.0K | 3,804 | 0.01% | 2q | +95.7%+$38.6K |
| SIT INVESTMENT ASSOCIATES INC | $59.0K | 2,790 | 0.00% | 2q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $59.0K | 2,835 | 0.00% | 2q | -58.2%-$82.1K |
| BESSEMER GROUP INC | $23.0K | 1,081 | 0.00% | new | NEW |
| WEST PACES ADVISORS INC. | $21.1K | 1,000 | 0.01% | new | NEW |
| DUNCKER STREETT & CO INC | $13.0K | 617 | 0.00% | 6q | HELD |
| American Portfolios Advisors | $10.6K | 500 | 0.00% | 14q | HELD |
| Rockefeller Capital Management L.P. | $7.0K | 356 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 30 | $31.7M | 1,502,351 | 3 | 9 | 10 | 0.0% |
| Q4 2020 | 36 | $32.7M | 1,571,491 | 6 | 11 | 9 | 0.0% |
| Q3 2020 | 31 | $32.3M | 1,595,708 | 3 | 11 | 9 | 0.0% |
| Q2 2020 | 30 | $33.7M | 1,704,833 | 2 | 12 | 8 | 0.0% |
| Q1 2020 | 34 | $31.0M | 1,644,290 | 5 | 13 | 9 | 0.0% |
| Q4 2019 | 37 | $29.9M | 1,428,237 | 9 | 11 | 7 | 0.0% |
| Q3 2019 | 32 | $28.9M | 1,333,404 | 3 | 10 | 7 | 0.0% |
| Q2 2019 | 35 | $29.6M | 1,355,036 | 6 | 12 | 4 | 0.0% |
| Q1 2019 | 33 | $27.9M | 1,331,333 | 3 | 12 | 9 | 0.0% |
| Q4 2018 | 38 | $25.4M | 1,299,137 | 1 | 1 | 0 | 0.0% |