HolderBook

LIVE OAK CRESTVIEW CLIMATE A (LOCCWS)

Institutional ownership reported to the SEC as of Q3 2023, across 8 quarters.

31
Reporting holders
$3.3M
Reported value
90.4%
Held as options
+7
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
MARSHALL WACE, LLP$2.9Moptions only0.01%8qOPTIONS
Segantii Capital Management Ltd$129.1K12,5000.00%8qHELD
ADAGE CAPITAL PARTNERS GP, L.L.C.$44.5K582,2340.00%8q-2.1%
Atalaya Capital Management LP$42.2K527,9990.05%8qHELD
P SCHOENFELD ASSET MANAGEMENT LP$29.2K343,6480.00%8qHELD
Alberta Investment Management Corp$25.2K330,0000.00%7qHELD
Davidson Kempner Capital Management LP$25.2K330,0000.00%8qHELD
MILLENNIUM MANAGEMENT LLC$20.4Koptions only0.00%7qOPTIONS
Radcliffe Capital Management, L.P.$18.6K218,9600.00%8q-2.2%
Sandia Investment Management LP$16.7Koptions only0.00%newOPTIONS
Periscope Capital Inc.$16.2K195,3590.00%4q+34.4%+$4.1K
Apollo Management Holdings, L.P.$12.6K164,9990.00%2q-50.0%-$12.6K
Walleye Capital LLC$12.5K164,1020.00%3q+63.9%+$4.9K
Westchester Capital Management, LLC$11.4K171,1990.00%2qHELD
AQR Arbitrage LLC$10.0K131,5060.00%8qHELD
Corbin Capital Partners, L.P.$9.9K132,0000.01%8qHELD
Taconic Capital Advisors LP$9.1K119,3160.00%8qHELD
KIM, LLC$6.9K83,3330.00%6qHELD
COWEN AND COMPANY, LLC$6.0K79,0990.00%newNEW
RIVERNORTH CAPITAL MANAGEMENT, LLC$4.7K62,0240.00%newNEW
GRITSTONE ASSET MANAGEMENT LLC$4.5K58,2740.01%4qHELD
CLEAR STREET LLC$4.1K53,4640.00%2q+53364.0%+$4.1K
Spartan Fund Management Inc.$4.1K47,9560.00%2q-14.8%
StoneX Group Inc.$3.2K48,2450.00%newNEW
DUPONT CAPITAL MANAGEMENT CORP$2.8K33,3320.00%8qHELD
Walleye Trading LLC$2.8K36,0000.00%newNEW
CITADEL ADVISORS LLC$2.4K31,5940.00%newNEW
WHITEBOX ADVISORS LLC$1.9K25,2000.00%8qHELD
Flow State Investments, L.P.$1.6K20,7020.00%newNEW
Parallax Volatility Advisers, L.P.$1.1K16,2770.00%newNEW
Schechter Investment Advisors, LLC$1.0K14,5380.00%newNEW
Shaolin Capital Management LLC$23298,8980.00%8qHELD
UBS Group AG$101410.00%2q+41.0%
FLOW TRADERS U.S. LLC$114,3150.00%4q-15.8%
Q Global Advisors, LLC$117,1700.00%6qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202331$3.3M4,021,50194490.4%
Q2 202324$3.4M3,751,65651296.3%
Q1 202320$4.5M3,665,63211271.5%
Q4 202216$3.6M2,588,17820187.1%
Q3 202220$4.2M3,071,10702075.2%
Q2 202220$4.0M3,110,02220178.6%
Q1 202219$4.8M3,057,97221266.9%
Q4 202120$9.6M2,661,573180032.1%