LIVE OAK CRESTVIEW CLIMATE A (LOCC)

Institutional ownership reported to the SEC as of Q3 2023, across 8 quarters.

Reporting holders

$193.7M

Reported value

0.0%

Calls

0.0%

Puts

-8

Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

Filer	Value	Shares	Their book	Held	Change
Atlas Merchant Capital LLC	$19.9M	1,925,000	4.07%	new	NEW
ADAGE CAPITAL PARTNERS GP, L.L.C.	$18.6M	1,800,000	0.04%	8q	HELD
Polar Asset Management Partners Inc.	$16.4M	1,582,800	0.36%	new	NEW
Atalaya Capital Management LP	$12.4M	1,199,995	13.80%	8q	-24.2%-$4.0M
First Trust Capital Management L.P.	$10.3M	1,000,000	0.57%	3q	-9.1%-$1.0M
Davidson Kempner Capital Management LP	$10.3M	990,000	0.13%	8q	HELD
Alberta Investment Management Corp	$10.2M	990,000	0.11%	7q	HELD
MIZUHO SECURITIES USA LLC	$9.8M	951,594	0.30%	new	NEW
RIVERNORTH CAPITAL MANAGEMENT, LLC	$7.8M	757,077	0.41%	new	NEW
COWEN AND COMPANY, LLC	$7.7M	749,474	0.54%	2q	+3907.7%+$7.5M
Radcliffe Capital Management, L.P.	$7.7M	742,153	0.95%	8q	+85.5%+$3.5M
Westchester Capital Management, LLC	$7.2M	700,000	0.21%	2q	+9.3%+$612.7K
Sandia Investment Management LP	$6.6M	642,067	1.80%	new	NEW
Periscope Capital Inc.	$5.4M	519,319	0.61%	4q	HELD
KIM, LLC	$5.2M	500,000	0.52%	new	NEW
MILLENNIUM MANAGEMENT LLC	$4.1M	400,000	0.00%	7q	-50.0%-$4.1M
PICTON MAHONEY ASSET MANAGEMENT	$3.4M	327,086	0.10%	7q	HELD
Corbin Capital Partners, L.P.	$3.1M	300,005	4.59%	8q	-24.2%-$991.6K
FIR TREE CAPITAL MANAGEMENT LP	$2.9M	276,010	0.30%	new	NEW
DELTEC ASSET MANAGEMENT LLC	$2.8M	271,365	0.64%	2q	+56.5%+$1.0M
Bulldog Investors, LLP	$2.8M	269,650	0.97%	2q	+143.8%+$1.6M
Sage Rock Capital Management LP	$2.7M	266,000	3.16%	new	NEW
Exos TFP Holdings LLC	$2.4M	231,023	1.29%	5q	-1.3%-$31.1K
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$2.1M	200,000	0.02%	6q	HELD
Shaolin Capital Management LLC	$2.1M	200,000	0.07%	8q	HELD
Schechter Investment Advisors, LLC	$1.8M	174,957	0.18%	2q	-29.9%-$769.9K
TORONTO DOMINION BANK	$1.6M	157,800	0.00%	8q	HELD
GRITSTONE ASSET MANAGEMENT LLC	$1.2M	120,364	1.56%	4q	HELD
DUPONT CAPITAL MANAGEMENT CORP	$1.0M	99,996	0.09%	8q	HELD
Flow State Investments, L.P.	$810.2K	78,428	0.25%	2q	-60.8%-$1.3M
BCK Capital Management LP	$767.2K	74,268	0.39%	new	NEW
Wealthspring Capital LLC	$570.1K	55,185	0.97%	2q	+25.3%+$115.2K
Robinson Capital Management, LLC	$480.8K	46,500	0.21%	5q	+304.2%+$361.9K
Toroso Investments, LLC	$361.6K	35,000	0.01%	new	NEW
JPMORGAN CHASE & CO	$258.2K	25,000	0.00%	8q	-95.3%-$5.2M
Karpus Management, Inc.	$210.7K	20,319	0.01%	5q	HELD
ATW SPAC MANAGEMENT LLC	$186.6K	18,064	0.27%	2q	HELD
CAPTRUST FINANCIAL ADVISORS	$173.7K	16,815	0.00%	new	NEW
StoneX Group Inc.	$154.9K	15,000	0.02%	2q	-25.0%-$51.6K
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	$135.6K	13,125	0.02%	new	NEW
CLEAR STREET LLC	$15.5K	1,500	0.00%	3q	-82.3%-$72.1K
Tower Research Capital LLC (TRC)	$1.7K	166	0.00%	new	NEW
UBS Group AG	$1.2K	120	0.00%	new	NEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

Quarter	Holders	Value	Shares	New	Added	Trimmed	Options
Q3 2023	43	$193.7M	18,743,225	14	7	10	0.0%
Q2 2023	51	$195.1M	18,375,236	17	11	4	4.0%
Q1 2023	40	$184.2M	18,240,035	4	5	3	0.0%
Q4 2022	41	$165.5M	16,632,456	4	3	3	0.0%
Q3 2022	41	$158.0M	16,292,103	5	3	5	0.0%
Q2 2022	40	$162.9M	16,949,035	7	6	1	0.0%
Q1 2022	36	$150.3M	15,452,762	8	4	7	0.0%
Q4 2021	28	$119.6M	12,255,835	27	0	0	0.0%