NUVEEN TX ADV TOTAL RET STRG (JTA)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
27
Reporting holders
$30.3M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $9.6M | 862,008 | 0.00% | 12q | +1.8%+$172.3K |
| Heron Bay Capital Management | $6.1M | 547,699 | 3.14% | 3q | -5.9%-$384.7K |
| MORGAN STANLEY | $5.0M | 449,633 | 0.00% | 16q | +2.6%+$128.1K |
| RAYMOND JAMES & ASSOCIATES | $1.1M | 99,274 | 0.00% | 12q | +1.6%+$17.4K |
| Shaker Financial Services, LLC | $953.0K | 85,812 | 0.38% | 12q | -59.5%-$1.4M |
| BENJAMIN F. EDWARDS & COMPANY, INC. | $944.0K | 85,005 | 0.05% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $922.0K | 82,970 | 0.00% | 12q | -0.7%-$6.6K |
| Parametric Portfolio Associates LLC | $754.0K | 67,854 | 0.00% | 4q | HELD |
| Invesco Ltd. | $743.0K | 66,904 | 0.00% | 12q | +95.6%+$363.0K |
| ROYAL BANK OF CANADA | $620.0K | 55,900 | 0.00% | 12q | -2.3%-$14.7K |
| LPL Financial LLC | $507.0K | 45,663 | 0.00% | 12q | +8.5%+$39.7K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $494.0K | 44,562 | 0.03% | 6q | HELD |
| GUGGENHEIM CAPITAL LLC | $292.0K | 26,267 | 0.00% | 2q | +76.3%+$126.4K |
| Saba Capital Management, L.P. | $285.0K | 25,634 | 0.01% | new | NEW |
| COMERICA BANK | $253.0K | 21,345 | 0.00% | 3q | HELD |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $240.0K | 21,600 | 0.02% | 12q | +74.2%+$102.2K |
| Creative Planning | $230.0K | 20,696 | 0.00% | 12q | HELD |
| Janney Montgomery Scott LLC | $223.0K | 20,028 | 0.00% | 9q | -16.0%-$42.6K |
| Cetera Investment Advisers | $221.0K | 19,850 | 0.00% | 4q | HELD |
| STIFEL FINANCIAL CORP | $211.0K | 18,995 | 0.00% | 4q | -34.0%-$108.7K |
| Rockefeller Capital Management L.P. | $200.0K | 18,015 | 0.00% | 7q | -4.1%-$8.5K |
| ADVISOR GROUP HOLDINGS, INC. | $151.0K | 13,649 | 0.00% | 7q | +10.2%+$13.9K |
| WELLS FARGO & COMPANY/MN | $149.0K | 13,384 | 0.00% | 12q | HELD |
| FIFTH THIRD BANCORP | $45.0K | 4,080 | 0.00% | 4q | +806.7%+$40.0K |
| FNY Investment Advisers, LLC | $33.0K | 3,002 | 0.02% | new | NEW |
| WOLFF WIESE MAGANA LLC | $25.0K | 2,280 | 0.02% | 4q | HELD |
| Allworth Financial LP | $5.0K | 439 | 0.00% | 4q | +1.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 27 | $30.3M | 2,722,548 | 3 | 10 | 7 | 0.0% |
| Q2 2021 | 28 | $31.8M | 2,722,773 | 3 | 7 | 10 | 0.0% |
| Q1 2021 | 30 | $30.5M | 2,839,436 | 3 | 11 | 10 | 0.0% |
| Q4 2020 | 35 | $26.6M | 2,820,829 | 11 | 14 | 6 | 0.0% |
| Q3 2020 | 31 | $19.5M | 2,435,297 | 6 | 7 | 10 | 0.0% |
| Q2 2020 | 28 | $18.6M | 2,311,003 | 4 | 9 | 10 | 0.0% |
| Q1 2020 | 32 | $18.1M | 2,570,273 | 5 | 10 | 10 | 0.0% |
| Q4 2019 | 29 | $29.3M | 2,426,345 | 5 | 9 | 7 | 0.0% |
| Q3 2019 | 29 | $28.6M | 2,532,584 | 5 | 9 | 10 | 0.0% |
| Q2 2019 | 28 | $28.7M | 2,509,867 | 3 | 10 | 9 | 0.0% |
| Q1 2019 | 29 | $29.0M | 2,522,971 | 3 | 9 | 9 | 0.0% |
| Q4 2018 | 32 | $27.1M | 2,669,429 | 0 | 3 | 0 | 0.0% |