NUVEEN TX ADV TOTAL RET STRG (JTA)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
27
Reporting holders
$30.3M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $9.6M | 862,008 | 0.00% | 12q | +1.8%+$172.3K |
| Heron Bay Capital Management | $6.1M | 547,699 | 3.14% | 3q | -5.9%-$384.7K |
| MORGAN STANLEY | $5.0M | 449,633 | 0.00% | 16q | +2.6%+$128.1K |
| RAYMOND JAMES & ASSOCIATES | $1.1M | 99,274 | 0.00% | 12q | +1.6%+$17.4K |
| Shaker Financial Services, LLC | $953.0K | 85,812 | 0.38% | 12q | -59.5%-$1.4M |
| BENJAMIN F. EDWARDS & COMPANY, INC. | $944.0K | 85,005 | 0.05% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $922.0K | 82,970 | 0.00% | 12q | -0.7%-$6.6K |
| Parametric Portfolio Associates LLC | $754.0K | 67,854 | 0.00% | 4q | HELD |
| Invesco Ltd. | $743.0K | 66,904 | 0.00% | 12q | +95.6%+$363.0K |
| ROYAL BANK OF CANADA | $620.0K | 55,900 | 0.00% | 12q | -2.3%-$14.7K |
| LPL Financial LLC | $507.0K | 45,663 | 0.00% | 12q | +8.5%+$39.7K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $494.0K | 44,562 | 0.03% | 6q | HELD |
| GUGGENHEIM CAPITAL LLC | $292.0K | 26,267 | 0.00% | 2q | +76.3%+$126.4K |
| Saba Capital Management, L.P. | $285.0K | 25,634 | 0.01% | new | NEW |
| COMERICA BANK | $253.0K | 21,345 | 0.00% | 3q | HELD |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $240.0K | 21,600 | 0.02% | 12q | +74.2%+$102.2K |
| Creative Planning | $230.0K | 20,696 | 0.00% | 12q | HELD |
| Janney Montgomery Scott LLC | $223.0K | 20,028 | 0.00% | 9q | -16.0%-$42.6K |
| Cetera Investment Advisers | $221.0K | 19,850 | 0.00% | 4q | HELD |
| STIFEL FINANCIAL CORP | $211.0K | 18,995 | 0.00% | 4q | -34.0%-$108.7K |
| Rockefeller Capital Management L.P. | $200.0K | 18,015 | 0.00% | 7q | -4.1%-$8.5K |
| ADVISOR GROUP HOLDINGS, INC. | $151.0K | 13,649 | 0.00% | 7q | +10.2%+$13.9K |
| WELLS FARGO & COMPANY/MN | $149.0K | 13,384 | 0.00% | 12q | HELD |
| FIFTH THIRD BANCORP | $45.0K | 4,080 | 0.00% | 4q | +806.7%+$40.0K |
| FNY Investment Advisers, LLC | $33.0K | 3,002 | 0.02% | new | NEW |
| WOLFF WIESE MAGANA LLC | $25.0K | 2,280 | 0.02% | 4q | HELD |
| Allworth Financial LP | $5.0K | 439 | 0.00% | 4q | +1.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 27 | $30.3M | 2,722,548 | 3 | 10 | 7 | 0.0% |
| Q2 2021 | 28 | $31.8M | 2,722,773 | 3 | 7 | 10 | 0.0% |
| Q1 2021 | 30 | $30.5M | 2,839,436 | 3 | 11 | 10 | 0.0% |
| Q4 2020 | 35 | $26.6M | 2,820,829 | 11 | 14 | 6 | 0.0% |
| Q3 2020 | 31 | $19.5M | 2,435,297 | 6 | 7 | 10 | 0.0% |
| Q2 2020 | 28 | $18.6M | 2,311,003 | 4 | 9 | 10 | 0.0% |
| Q1 2020 | 32 | $18.1M | 2,570,273 | 5 | 10 | 10 | 0.0% |
| Q4 2019 | 29 | $29.3M | 2,426,345 | 5 | 9 | 7 | 0.0% |
| Q3 2019 | 29 | $28.6M | 2,532,584 | 5 | 9 | 10 | 0.0% |
| Q2 2019 | 28 | $28.7M | 2,509,867 | 3 | 10 | 9 | 0.0% |
| Q1 2019 | 29 | $29.0M | 2,522,971 | 3 | 9 | 9 | 0.0% |
| Q4 2018 | 32 | $27.1M | 2,669,429 | 0 | 3 | 0 | 0.0% |