NUVEEN DIVERSIFIED DIVID & I (JDD)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
48
Reporting holders
$34.4M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $15.0M | 1,451,084 | 0.37% | 5q | HELD |
| MORGAN STANLEY | $2.8M | 273,785 | 0.00% | 16q | +1.7%+$47.1K |
| LPL Financial LLC | $2.6M | 246,532 | 0.00% | 12q | +1.7%+$42.5K |
| Raymond James Financial Services Advisors, Inc. | $1.6M | 152,793 | 0.00% | 11q | +3.4%+$51.4K |
| WELLS FARGO & COMPANY/MN | $1.5M | 147,506 | 0.00% | 12q | +25.4%+$310.3K |
| Parametric Portfolio Associates LLC | $1.5M | 143,725 | 0.00% | 6q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $930.0K | 89,624 | 0.00% | 7q | -1.9%-$17.6K |
| BANK OF AMERICA CORP /DE/ | $843.0K | 81,259 | 0.00% | 12q | -16.6%-$168.3K |
| RAYMOND JAMES & ASSOCIATES | $696.0K | 67,078 | 0.00% | 12q | +10.7%+$67.5K |
| Cetera Advisor Networks LLC | $567.0K | 54,697 | 0.01% | 4q | +1.7%+$9.5K |
| ROYAL BANK OF CANADA | $432.0K | 41,695 | 0.00% | 12q | +8.0%+$32.0K |
| Bulldog Investors, LLP | $419.0K | 40,426 | 0.12% | 2q | HELD |
| UBS Group AG | $402.0K | 38,797 | 0.00% | 12q | -9.1%-$40.0K |
| STIFEL FINANCIAL CORP | $397.0K | 38,241 | 0.00% | 9q | +65.5%+$157.1K |
| Sigma Planning Corp | $390.0K | 37,598 | 0.01% | 7q | -3.0%-$12.1K |
| MARINER INVESTMENT GROUP LLC | $349.0K | 33,666 | 0.95% | 3q | -30.3%-$152.0K |
| Private Advisor Group, LLC | $329.0K | 31,800 | 0.00% | 2q | +61.7%+$125.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $302.0K | 29,172 | 0.00% | 12q | +5.3%+$15.1K |
| GUGGENHEIM CAPITAL LLC | $294.0K | 28,306 | 0.00% | 9q | +85.1%+$135.2K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $292.0K | 28,114 | 0.02% | 12q | +12.8%+$33.2K |
| Chicago Partners Investment Group LLC | $290.0K | 26,817 | 0.02% | 8q | +132.3%+$165.2K |
| Cambridge Investment Research Advisors, Inc. | $275.0K | 26,509 | 0.00% | 12q | -3.6%-$10.4K |
| Congress Park Capital LLC | $259.0K | 25,000 | 0.13% | 2q | +78.6%+$114.0K |
| Cetera Advisors LLC | $213.0K | 20,542 | 0.00% | 12q | HELD |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $188.0K | 18,198 | 0.01% | 12q | -47.4%-$169.2K |
| MML INVESTORS SERVICES, LLC | $158.0K | 15,278 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $149.0K | 14,329 | 0.00% | 3q | +3.5%+$5.1K |
| Janney Montgomery Scott LLC | $148.0K | 14,225 | 0.00% | 12q | +14.5%+$18.7K |
| Steward Partners Investment Advisory, LLC | $144.0K | 13,907 | 0.00% | 10q | HELD |
| Geneos Wealth Management Inc. | $121.0K | 11,668 | 0.00% | 23q | HELD |
| Pekin Hardy Strauss, Inc. | $117.0K | 11,300 | 0.02% | 12q | +7.6%+$8.3K |
| Advisory Services Network, LLC | $106.0K | 10,228 | 0.00% | 12q | -28.2%-$41.7K |
| Patriot Financial Group Insurance Agency, LLC | $97.0K | 9,389 | 0.02% | 12q | +0.8% |
| American Portfolios Advisors | $91.3K | 8,800 | 0.00% | 16q | +12.8%+$10.4K |
| CAROLINAS WEALTH CONSULTING LLC | $90.0K | 8,543 | 0.02% | new | NEW |
| Koshinski Asset Management, Inc. | $88.7K | 8,550 | 0.01% | new | NEW |
| Atlas Private Wealth Advisors | $42.0K | 4,053 | 0.02% | 6q | -49.7%-$41.5K |
| Sound Income Strategies, LLC | $34.0K | 3,250 | 0.00% | 12q | HELD |
| MASSMUTUAL TRUST CO FSB/ADV | $31.0K | 3,000 | 0.00% | new | NEW |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $19.0K | 1,800 | 0.00% | 8q | HELD |
| Private Capital Group, LLC | $13.0K | 1,196 | 0.00% | 12q | HELD |
| Spire Wealth Management | $9.0K | 900 | 0.00% | 3q | HELD |
| DELTA ASSET MANAGEMENT LLC/TN | $8.0K | 800 | 0.00% | 7q | HELD |
| Focused Wealth Management, Inc | $6.0K | 587 | 0.00% | 12q | +1.4% |
| Global Retirement Partners, LLC | $5.0K | 471 | 0.00% | 4q | +1.9% |
| HARBOUR INVESTMENTS, INC. | $4.0K | 385 | 0.00% | 3q | HELD |
| Caldwell Trust Co | $1.2K | 114 | 0.00% | 7q | HELD |
| PNC Financial Services Group, Inc. | $1.0K | 110 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 48 | $34.4M | 3,315,847 | 4 | 21 | 9 | 0.0% |
| Q2 2021 | 50 | $35.0M | 3,361,676 | 4 | 15 | 17 | 0.0% |
| Q1 2021 | 55 | $37.9M | 3,997,496 | 5 | 13 | 14 | 0.0% |
| Q4 2020 | 53 | $35.4M | 4,039,211 | 8 | 13 | 19 | 0.0% |
| Q3 2020 | 48 | $27.6M | 3,549,046 | 1 | 15 | 21 | 0.0% |
| Q2 2020 | 56 | $24.9M | 3,217,308 | 7 | 22 | 12 | 0.0% |
| Q1 2020 | 49 | $27.1M | 3,853,276 | 11 | 17 | 13 | 0.0% |
| Q4 2019 | 43 | $28.7M | 2,634,228 | 7 | 21 | 6 | 0.0% |
| Q3 2019 | 42 | $36.6M | 3,338,707 | 2 | 17 | 7 | 0.0% |
| Q2 2019 | 43 | $33.9M | 3,185,989 | 2 | 15 | 12 | 0.0% |
| Q1 2019 | 47 | $28.8M | 2,776,209 | 7 | 15 | 11 | 0.0% |
| Q4 2018 | 51 | $26.1M | 2,827,555 | 1 | 2 | 2 | 0.0% |