NUVEEN DIVERSIFIED DIVID & I (JDD)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
48
Reporting holders
$34.4M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $15.0M | 1,451,084 | 0.37% | 5q | HELD |
| MORGAN STANLEY | $2.8M | 273,785 | 0.00% | 16q | +1.7%+$47.1K |
| LPL Financial LLC | $2.6M | 246,532 | 0.00% | 12q | +1.7%+$42.5K |
| Raymond James Financial Services Advisors, Inc. | $1.6M | 152,793 | 0.00% | 11q | +3.4%+$51.4K |
| WELLS FARGO & COMPANY/MN | $1.5M | 147,506 | 0.00% | 12q | +25.4%+$310.3K |
| Parametric Portfolio Associates LLC | $1.5M | 143,725 | 0.00% | 6q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $930.0K | 89,624 | 0.00% | 7q | -1.9%-$17.6K |
| BANK OF AMERICA CORP /DE/ | $843.0K | 81,259 | 0.00% | 12q | -16.6%-$168.3K |
| RAYMOND JAMES & ASSOCIATES | $696.0K | 67,078 | 0.00% | 12q | +10.7%+$67.5K |
| Cetera Advisor Networks LLC | $567.0K | 54,697 | 0.01% | 4q | +1.7%+$9.5K |
| ROYAL BANK OF CANADA | $432.0K | 41,695 | 0.00% | 12q | +8.0%+$32.0K |
| Bulldog Investors, LLP | $419.0K | 40,426 | 0.12% | 2q | HELD |
| UBS Group AG | $402.0K | 38,797 | 0.00% | 12q | -9.1%-$40.0K |
| STIFEL FINANCIAL CORP | $397.0K | 38,241 | 0.00% | 9q | +65.5%+$157.1K |
| Sigma Planning Corp | $390.0K | 37,598 | 0.01% | 7q | -3.0%-$12.1K |
| MARINER INVESTMENT GROUP LLC | $349.0K | 33,666 | 0.95% | 3q | -30.3%-$152.0K |
| Private Advisor Group, LLC | $329.0K | 31,800 | 0.00% | 2q | +61.7%+$125.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $302.0K | 29,172 | 0.00% | 12q | +5.3%+$15.1K |
| GUGGENHEIM CAPITAL LLC | $294.0K | 28,306 | 0.00% | 9q | +85.1%+$135.2K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $292.0K | 28,114 | 0.02% | 12q | +12.8%+$33.2K |
| Chicago Partners Investment Group LLC | $290.0K | 26,817 | 0.02% | 8q | +132.3%+$165.2K |
| Cambridge Investment Research Advisors, Inc. | $275.0K | 26,509 | 0.00% | 12q | -3.6%-$10.4K |
| Congress Park Capital LLC | $259.0K | 25,000 | 0.13% | 2q | +78.6%+$114.0K |
| Cetera Advisors LLC | $213.0K | 20,542 | 0.00% | 12q | HELD |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $188.0K | 18,198 | 0.01% | 12q | -47.4%-$169.2K |
| MML INVESTORS SERVICES, LLC | $158.0K | 15,278 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $149.0K | 14,329 | 0.00% | 3q | +3.5%+$5.1K |
| Janney Montgomery Scott LLC | $148.0K | 14,225 | 0.00% | 12q | +14.5%+$18.7K |
| Steward Partners Investment Advisory, LLC | $144.0K | 13,907 | 0.00% | 10q | HELD |
| Geneos Wealth Management Inc. | $121.0K | 11,668 | 0.00% | 23q | HELD |
| Pekin Hardy Strauss, Inc. | $117.0K | 11,300 | 0.02% | 12q | +7.6%+$8.3K |
| Advisory Services Network, LLC | $106.0K | 10,228 | 0.00% | 12q | -28.2%-$41.7K |
| Patriot Financial Group Insurance Agency, LLC | $97.0K | 9,389 | 0.02% | 12q | +0.8% |
| American Portfolios Advisors | $91.3K | 8,800 | 0.00% | 16q | +12.8%+$10.4K |
| CAROLINAS WEALTH CONSULTING LLC | $90.0K | 8,543 | 0.02% | new | NEW |
| Koshinski Asset Management, Inc. | $88.7K | 8,550 | 0.01% | new | NEW |
| Atlas Private Wealth Advisors | $42.0K | 4,053 | 0.02% | 6q | -49.7%-$41.5K |
| Sound Income Strategies, LLC | $34.0K | 3,250 | 0.00% | 12q | HELD |
| MASSMUTUAL TRUST CO FSB/ADV | $31.0K | 3,000 | 0.00% | new | NEW |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $19.0K | 1,800 | 0.00% | 8q | HELD |
| Private Capital Group, LLC | $13.0K | 1,196 | 0.00% | 12q | HELD |
| Spire Wealth Management | $9.0K | 900 | 0.00% | 3q | HELD |
| DELTA ASSET MANAGEMENT LLC/TN | $8.0K | 800 | 0.00% | 7q | HELD |
| Focused Wealth Management, Inc | $6.0K | 587 | 0.00% | 12q | +1.4% |
| Global Retirement Partners, LLC | $5.0K | 471 | 0.00% | 4q | +1.9% |
| HARBOUR INVESTMENTS, INC. | $4.0K | 385 | 0.00% | 3q | HELD |
| Caldwell Trust Co | $1.2K | 114 | 0.00% | 7q | HELD |
| PNC Financial Services Group, Inc. | $1.0K | 110 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 48 | $34.4M | 3,315,847 | 4 | 21 | 9 | 0.0% |
| Q2 2021 | 50 | $35.0M | 3,361,676 | 4 | 15 | 17 | 0.0% |
| Q1 2021 | 55 | $37.9M | 3,997,496 | 5 | 13 | 14 | 0.0% |
| Q4 2020 | 53 | $35.4M | 4,039,211 | 8 | 13 | 19 | 0.0% |
| Q3 2020 | 48 | $27.6M | 3,549,046 | 1 | 15 | 21 | 0.0% |
| Q2 2020 | 56 | $24.9M | 3,217,308 | 7 | 22 | 12 | 0.0% |
| Q1 2020 | 49 | $27.1M | 3,853,276 | 11 | 17 | 13 | 0.0% |
| Q4 2019 | 43 | $28.7M | 2,634,228 | 7 | 21 | 6 | 0.0% |
| Q3 2019 | 42 | $36.6M | 3,338,707 | 2 | 17 | 7 | 0.0% |
| Q2 2019 | 43 | $33.9M | 3,185,989 | 2 | 15 | 12 | 0.0% |
| Q1 2019 | 47 | $28.8M | 2,776,209 | 7 | 15 | 11 | 0.0% |
| Q4 2018 | 51 | $26.1M | 2,827,555 | 1 | 2 | 2 | 0.0% |