BROOKFIELD GLOBL LISTED INFR (INF)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
36
Reporting holders
$50.0M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $8.2M | 585,493 | 0.14% | 8q | -55.5%-$10.2M |
| MORGAN STANLEY | $5.4M | 386,827 | 0.00% | 9q | +8.0%+$401.9K |
| Guggenheim Capital LLC | $3.5M | 253,580 | 0.03% | 5q | -13.4%-$545.5K |
| WELLS FARGO & COMPANY/MN | $3.0M | 212,136 | 0.00% | 5q | -23.9%-$928.8K |
| Brookfield Public Securities Group LLC | $2.9M | 209,630 | 0.03% | 2q | +1.8%+$51.1K |
| Parametric Portfolio Associates LLC | $2.8M | 203,995 | 0.00% | 5q | -22.9%-$844.3K |
| SIT INVESTMENT ASSOCIATES INC | $2.6M | 188,612 | 0.07% | new | NEW |
| Proficio Capital Partners LLC | $2.5M | 179,660 | 0.72% | 5q | HELD |
| Invesco Ltd. | $2.1M | 151,376 | 0.00% | 5q | -9.4%-$219.1K |
| ROYAL BANK OF CANADA | $1.9M | 133,859 | 0.00% | 5q | -1.0%-$19.3K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.7M | 118,660 | 0.02% | new | NEW |
| UBS Group AG | $1.6M | 115,472 | 0.00% | 5q | +5.8%+$88.8K |
| Clough Capital Partners L P | $1.6M | 114,828 | 0.14% | new | NEW |
| Cardan Capital Partners, LLC | $1.2M | 84,919 | 0.16% | 5q | -1.4%-$16.9K |
| Yakira Capital Management, Inc. | $1.1M | 76,640 | 0.31% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $1.1M | 75,296 | 0.00% | 5q | -22.2%-$299.3K |
| BANK OF AMERICA CORP /DE/ | $1.0M | 72,269 | 0.00% | 5q | -23.3%-$307.0K |
| STIFEL FINANCIAL CORP | $906.0K | 64,934 | 0.00% | 5q | -1.0%-$9.0K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $900.0K | 64,457 | 0.01% | 5q | HELD |
| CSS LLC/IL | $813.0K | 58,273 | 0.05% | new | NEW |
| ASHFORD CAPITAL MANAGEMENT INC | $516.0K | 37,000 | 0.07% | 5q | HELD |
| TRUIST FINANCIAL CORP | $430.0K | 30,824 | 0.00% | new | NEW |
| Adams Wealth Management | $358.0K | 25,645 | 0.30% | new | FIRST |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $347.0K | 24,855 | 0.02% | 5q | -57.3%-$466.4K |
| CIBC World Markets Inc. | $332.0K | 23,810 | 0.00% | 5q | HELD |
| Karpus Management, Inc. | $281.0K | 20,175 | 0.01% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $254.0K | 18,225 | 0.00% | 5q | -8.1%-$22.4K |
| Thomas J. Herzfeld Advisors, Inc. | $242.0K | 17,382 | 0.09% | 3q | -58.2%-$336.6K |
| HighTower Advisors, LLC | $187.0K | 13,374 | 0.00% | 2q | -1.6%-$3.1K |
| Advisor Group, Inc. | $142.0K | 10,221 | 0.00% | 5q | +31.0%+$33.6K |
| Steward Partners Investment Advisory, LLC | $72.0K | 5,200 | 0.00% | 3q | +420.0%+$58.2K |
| BALDWIN BROTHERS INC/MA | $70.0K | 5,000 | 0.01% | 5q | HELD |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $26.0K | 1,875 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $22.0K | 1,585 | 0.00% | 5q | HELD |
| CITIGROUP INC | $16.0K | 1,149 | 0.00% | 5q | +2846.2%+$15.5K |
| Rockefeller Capital Management L.P. | $5.0K | 360 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 36 | $50.0M | 3,587,596 | 8 | 6 | 14 | 0.0% |
| Q3 2019 | 34 | $55.1M | 4,019,234 | 4 | 11 | 14 | 0.0% |
| Q2 2019 | 43 | $51.8M | 4,046,793 | 9 | 17 | 10 | 0.0% |
| Q1 2019 | 38 | $47.4M | 3,850,650 | 4 | 11 | 12 | 0.0% |
| Q4 2018 | 37 | $42.7M | 4,211,520 | 0 | 1 | 1 | 0.0% |