BROOKFIELD GLOBL LISTED INFR (INF)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
36
Reporting holders
$50.0M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $8.2M | 585,493 | 0.14% | 8q | -55.5%-$10.2M |
| MORGAN STANLEY | $5.4M | 386,827 | 0.00% | 9q | +8.0%+$401.9K |
| Guggenheim Capital LLC | $3.5M | 253,580 | 0.03% | 5q | -13.4%-$545.5K |
| WELLS FARGO & COMPANY/MN | $3.0M | 212,136 | 0.00% | 5q | -23.9%-$928.8K |
| Brookfield Public Securities Group LLC | $2.9M | 209,630 | 0.03% | 2q | +1.8%+$51.1K |
| Parametric Portfolio Associates LLC | $2.8M | 203,995 | 0.00% | 5q | -22.9%-$844.3K |
| SIT INVESTMENT ASSOCIATES INC | $2.6M | 188,612 | 0.07% | new | NEW |
| Proficio Capital Partners LLC | $2.5M | 179,660 | 0.72% | 5q | HELD |
| Invesco Ltd. | $2.1M | 151,376 | 0.00% | 5q | -9.4%-$219.1K |
| ROYAL BANK OF CANADA | $1.9M | 133,859 | 0.00% | 5q | -1.0%-$19.3K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.7M | 118,660 | 0.02% | new | NEW |
| UBS Group AG | $1.6M | 115,472 | 0.00% | 5q | +5.8%+$88.8K |
| Clough Capital Partners L P | $1.6M | 114,828 | 0.14% | new | NEW |
| Cardan Capital Partners, LLC | $1.2M | 84,919 | 0.16% | 5q | -1.4%-$16.9K |
| Yakira Capital Management, Inc. | $1.1M | 76,640 | 0.31% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $1.1M | 75,296 | 0.00% | 5q | -22.2%-$299.3K |
| BANK OF AMERICA CORP /DE/ | $1.0M | 72,269 | 0.00% | 5q | -23.3%-$307.0K |
| STIFEL FINANCIAL CORP | $906.0K | 64,934 | 0.00% | 5q | -1.0%-$9.0K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $900.0K | 64,457 | 0.01% | 5q | HELD |
| CSS LLC/IL | $813.0K | 58,273 | 0.05% | new | NEW |
| ASHFORD CAPITAL MANAGEMENT INC | $516.0K | 37,000 | 0.07% | 5q | HELD |
| TRUIST FINANCIAL CORP | $430.0K | 30,824 | 0.00% | new | NEW |
| Adams Wealth Management | $358.0K | 25,645 | 0.30% | new | FIRST |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $347.0K | 24,855 | 0.02% | 5q | -57.3%-$466.4K |
| CIBC World Markets Inc. | $332.0K | 23,810 | 0.00% | 5q | HELD |
| Karpus Management, Inc. | $281.0K | 20,175 | 0.01% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $254.0K | 18,225 | 0.00% | 5q | -8.1%-$22.4K |
| Thomas J. Herzfeld Advisors, Inc. | $242.0K | 17,382 | 0.09% | 3q | -58.2%-$336.6K |
| HighTower Advisors, LLC | $187.0K | 13,374 | 0.00% | 2q | -1.6%-$3.1K |
| Advisor Group, Inc. | $142.0K | 10,221 | 0.00% | 5q | +31.0%+$33.6K |
| Steward Partners Investment Advisory, LLC | $72.0K | 5,200 | 0.00% | 3q | +420.0%+$58.2K |
| BALDWIN BROTHERS INC/MA | $70.0K | 5,000 | 0.01% | 5q | HELD |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $26.0K | 1,875 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $22.0K | 1,585 | 0.00% | 5q | HELD |
| CITIGROUP INC | $16.0K | 1,149 | 0.00% | 5q | +2846.2%+$15.5K |
| Rockefeller Capital Management L.P. | $5.0K | 360 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 36 | $50.0M | 3,587,596 | 8 | 6 | 14 | 0.0% |
| Q3 2019 | 34 | $55.1M | 4,019,234 | 4 | 11 | 14 | 0.0% |
| Q2 2019 | 43 | $51.8M | 4,046,793 | 9 | 17 | 10 | 0.0% |
| Q1 2019 | 38 | $47.4M | 3,850,650 | 4 | 11 | 12 | 0.0% |
| Q4 2018 | 37 | $42.7M | 4,211,520 | 0 | 1 | 1 | 0.0% |