| ADAGE CAPITAL PARTNERS GP, L.L.C. | $13.5M | 1,350,000 | 0.02% | 3q | HELD |
| Linden Advisors LP | $10.0M | 1,000,000 | 0.05% | 3q | HELD |
| Magnetar Financial LLC | $10.0M | 1,000,000 | 0.09% | 2q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $8.0M | 800,000 | 0.11% | 2q | HELD |
| Radcliffe Capital Management, L.P. | $5.5M | 550,000 | 0.42% | 3q | HELD |
| AQR Arbitrage LLC | $5.4M | 538,974 | 0.08% | 2q | +1.4%+$77.1K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $5.1M | 510,686 | 0.24% | 2q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $5.0M | 500,000 | 0.04% | 2q | HELD |
| Verition Fund Management LLC | $5.0M | 500,000 | 0.01% | 3q | +100.0%+$2.5M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $5.0M | 500,000 | 0.01% | 2q | HELD |
| First Trust Capital Management L.P. | $5.0M | 494,781 | 0.29% | 3q | HELD |
| MANGROVE PARTNERS IM, LLC | $4.5M | 450,000 | 0.30% | 2q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $4.0M | 400,000 | 0.02% | 3q | HELD |
| Periscope Capital Inc. | $4.0M | 400,000 | 0.35% | 2q | HELD |
| Lineage Point Capital LP | $4.0M | 395,000 | 0.81% | 2q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $3.8M | 380,695 | 0.03% | 2q | +288.9%+$2.8M |
| BNP PARIBAS FINANCIAL MARKETS | $3.7M | 367,564 | 0.00% | 2q | HELD |
| Alberta Investment Management Corp | $3.5M | 350,000 | 0.02% | 2q | HELD |
| Schonfeld Strategic Advisors LLC | $3.3M | 333,530 | 0.01% | 2q | HELD |
| ARISTEIA CAPITAL, L.L.C. | $3.0M | 303,900 | 0.04% | 2q | HELD |
| Parallax Volatility Advisers, L.P. | $3.0M | 300,000 | 0.01% | 3q | -49.5%-$2.9M |
| MILLENNIUM MANAGEMENT LLC | $2.9M | 286,000 | 0.00% | 2q | HELD |
| TWO SIGMA INVESTMENTS, LP | $2.7M | 271,875 | 0.00% | 3q | HELD |
| BlueCrest Capital Management Ltd | $2.7M | 270,000 | 0.09% | 2q | HELD |
| Hudson Bay Capital Management LP | $2.6M | 256,601 | 0.01% | 3q | HELD |
| WHITEBOX ADVISORS LLC | $2.5M | 250,000 | 0.03% | 3q | HELD |
| Polar Asset Management Partners Inc. | $2.5M | 249,900 | 0.04% | 2q | HELD |
| Wealthspring Capital LLC | $2.3M | 228,530 | 0.51% | 2q | HELD |
| TORONTO DOMINION BANK | $2.0M | 200,105 | 0.00% | 2q | +313.4%+$1.5M |
| Centiva Capital, LP | $2.0M | 200,000 | 0.02% | 2q | HELD |
| Clear Street Group Inc. | $1.6M | 160,339 | 0.00% | 3q | -20.6%-$416.6K |
| HEIGHTS CAPITAL MANAGEMENT, INC | $1.5M | 150,000 | 0.35% | 2q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $1.5M | 150,000 | 0.02% | 2q | HELD |
| D. E. Shaw & Co., Inc. | $1.5M | 149,197 | 0.00% | 2q | +48.0%+$484.5K |
| SONA ASSET MANAGEMENT (US) LLC | $1.3M | 131,000 | 0.03% | 2q | HELD |
| DLD Asset Management, LP | $1.3M | 125,000 | 0.08% | 2q | HELD |
| Shaolin Capital Management LLC | $1.2M | 120,000 | 0.06% | 2q | -20.0%-$300.3K |
| BERKLEY W R CORP | $992.2K | 99,120 | 0.05% | 3q | HELD |
| Crossingbridge Advisors, LLC | $750.8K | 75,000 | 0.13% | 2q | HELD |
| Governors Lane LP | $500.5K | 50,000 | 0.04% | 3q | HELD |
| GRITSTONE ASSET MANAGEMENT LLC | $500.5K | 50,000 | 0.48% | 2q | HELD |
| ABC ARBITRAGE SA | $400.4K | 40,000 | 0.04% | 2q | HELD |
| Meteora Capital, LLC | $305.7K | 30,537 | 0.03% | 3q | HELD |
| TrueMark Investments, LLC | $137.0K | 13,686 | 0.02% | 2q | -4.1%-$5.8K |
| MIZUHO SECURITIES USA LLC | $100.1K | 10,000 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $25.8K | 2,579 | 0.00% | new | NEW |
| Mint Tower Capital Management B.V. | $1.0K | 100,000 | 0.11% | 2q | HELD |
| GLAZER CAPITAL, LLC | $932 | 93,083 | 0.02% | 2q | +7.5% |
| MORGAN STANLEY | $611 | 61 | 0.00% | 3q | -21.8% |
| Virtu Financial LLC | $181 | 18,103 | 0.01% | 3q | +19.3% |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $60 | 6 | 0.00% | 2q | +500.0% |