HolderBook

NEW GERMANY FD INC (GF)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

28
Reporting holders
$143.0M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Saba Capital Management, L.P.$41.3M3,602,8151.06%8q+38.8%+$11.5M
1607 Capital Partners, LLC$27.9M2,434,1910.81%31q+128.3%+$15.7M
LAZARD ASSET MANAGEMENT LLC$27.5M2,398,8310.04%46q+2.7%+$717.9K
Allspring Global Investments Holdings, LLC$19.5M1,697,9840.03%19q-15.9%-$3.7M
Bulldog Investors, LLP$6.1M532,0741.34%8qHELD
SIT INVESTMENT ASSOCIATES INC$5.1M446,8650.10%5q+168.9%+$3.2M
Uncommon Cents Investing LLC$4.2M369,0920.92%31qHELD
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$3.3M289,5450.20%31qHELD
GABELLI FUNDS LLC$2.9M255,0000.02%31qHELD
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$1.3M117,6860.17%8q+8.2%+$102.8K
ROYAL BANK OF CANADA$936.0K81,6920.00%31q-1.4%-$13.1K
Arnhold LLC$383.2K33,4400.03%31q+1.3%+$5.1K
Altium Capital Management LLC$379.3K33,0980.80%2q+32.8%+$93.7K
Hudson Portfolio Management LLC$374.6K32,6900.28%20qHELD
GUGGENHEIM CAPITAL LLC$338.6K29,5490.00%5q-9.8%-$36.8K
EVOLVE PRIVATE WEALTH, LLC$276.9K24,1610.02%3q-6.8%-$20.3K
CSS LLC/IL$239.6K20,9060.01%31q-26.0%-$84.3K
GAMCO INVESTORS, INC. ET AL$208.6K18,2000.00%31qHELD
Karpus Management, Inc.$198.1K17,2870.01%11q-95.3%-$4.0M
XTX Topco Ltd$153.3K13,3740.00%newNEW
Shaker Financial Services, LLC$140.2K12,2350.04%31q-89.6%-$1.2M
MORGAN STANLEY$67.2K5,8650.00%35q-1.6%-$1.1K
OSAIC HOLDINGS, INC.$42.8K3,7350.00%26q+338.4%+$33.1K
CoreCap Advisors, LLC$16.0K1,4000.00%newNEW
PNC Financial Services Group, Inc.$14.6K1,2700.00%31q-80.9%-$61.7K
WELLS FARGO & COMPANY/MN$11.5K1,0010.00%31q-50.0%-$11.4K
MERCER GLOBAL ADVISORS INC /ADV$10.1K8790.00%newNEW
UBS Group AG$3.6K3140.00%31q-19.7%

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-10-0713D/ASaba Capital Management, L.P.with 2 co-filers23.0%
2026-08-1413G/A1607 Capital Partners, LLC5.0%
2026-07-3113G/AAllspring Global Investments Holdings, LLC10.4%

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-05-27Saba Capital Management, L.P.10% ownerBought241,593$2.9M
2026-06-04Saba Capital Management, L.P.10% ownerBought61,137$733.6K
2026-06-02Saba Capital Management, L.P.10% ownerBought55,038$660.5K
2026-06-15Saba Capital Management, L.P.10% ownerBought53,837$624.5K
2026-07-02Saba Capital Management, L.P.10% ownerBought37,087$430.2K
2026-06-16Saba Capital Management, L.P.10% ownerBought28,758$339.6K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202628$143.0M12,475,17938110.0%
Q1 202629$107.7M10,542,75021080.0%
Q4 202533$119.2M10,432,10408100.0%
Q3 202532$118.1M10,219,40417100.0%
Q2 202533$122.2M10,237,803310130.0%
Q1 202533$96.4M9,831,465313110.0%
Q4 202438$74.4M9,535,10017190.0%
Q3 202439$81.3M9,105,14168130.0%
Q2 202435$71.5M8,790,05931470.0%
Q1 202434$75.6M8,677,75921290.0%
Q4 202334$79.7M9,118,46748110.0%
Q3 202331$73.3M8,972,09419100.0%
Q2 202333$79.9M8,892,7843770.0%
Q1 202332$80.3M8,832,1194940.0%
Q4 202231$70.5M8,927,2473860.0%
Q3 202233$60.9M8,757,0821990.0%
Q2 202233$73.7M8,729,15411590.0%
Q1 202237$98.8M8,641,35511850.0%
Q4 202138$123.9M8,356,92723110.0%
Q3 202137$166.1M8,413,7191980.0%
Q2 202136$170.6M8,434,57237110.0%
Q1 202137$169.7M8,588,07941170.0%
Q4 202036$164.0M8,618,2052270.0%
Q3 202034$146.1M8,659,14411250.0%
Q2 202038$131.1M8,636,46548130.0%
Q1 202036$99.9M8,607,340312110.0%
Q4 201938$134.3M8,568,38228100.0%
Q3 201935$117.5M8,479,25531380.0%
Q2 201934$122.4M8,612,9793880.0%
Q1 201933$117.0M8,350,494312100.0%
Q4 201831$95.6M8,152,1150020.0%