INVESCO EXCHNG TRADED FD TR (FRN)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
28
Reporting holders
$19.9M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | $5.1M | 354,353 | 0.04% | 3q | -2.3%-$117.4K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $4.0M | 282,780 | 0.28% | new | NEW |
| WELLS FARGO & COMPANY/MN | $3.6M | 255,092 | 0.00% | 5q | -3.4%-$129.4K |
| CITADEL ADVISORS LLC | $1.4M | 101,097 | 0.00% | new | NEW |
| UBS Group AG | $1.4M | 98,988 | 0.00% | 5q | +3.0%+$41.3K |
| BANK OF AMERICA CORP /DE/ | $668.0K | 46,849 | 0.00% | 5q | -6.9%-$49.3K |
| Chicago Partners Investment Group LLC | $653.0K | 44,517 | 0.08% | 5q | +3.2%+$20.0K |
| JANE STREET GROUP, LLC | $479.0K | 33,558 | 0.00% | 5q | -74.0%-$1.4M |
| TELEMUS CAPITAL, LLC | $427.0K | 29,885 | 0.03% | 5q | HELD |
| Csenge Advisory Group | $426.0K | 29,826 | 0.11% | 5q | HELD |
| OARSMAN CAPITAL, INC. | $375.0K | 26,235 | 0.17% | 5q | -4.4%-$17.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $206.0K | 14,407 | 0.00% | 5q | -64.4%-$373.1K |
| Cetera Advisor Networks LLC | $196.0K | 13,761 | 0.01% | 5q | -0.6%-$1.2K |
| Carroll Financial Associates, Inc. | $170.0K | 11,944 | 0.01% | 5q | HELD |
| MORGAN STANLEY | $162.0K | 11,378 | 0.00% | 7q | -33.5%-$81.5K |
| Burt Wealth Advisors | $150.0K | 10,539 | 0.06% | 5q | -2.3%-$3.6K |
| LPL Financial LLC | $143.0K | 10,024 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $99.0K | 6,961 | 0.00% | 3q | +2.4%+$2.3K |
| AdvisorNet Financial, Inc | $38.0K | 2,640 | 0.00% | 5q | HELD |
| Advisor Group, Inc. | $37.0K | 2,629 | 0.00% | 5q | HELD |
| BENJAMIN F. EDWARDS & COMPANY, INC. | $26.0K | 1,828 | 0.00% | 5q | -55.5%-$32.4K |
| Banque Cantonale Vaudoise | $19.0K | 1,330 | 0.00% | new | FIRST |
| NEXT Financial Group, Inc | $14.0K | 1,000 | 0.00% | 5q | HELD |
| Sowell Financial Services LLC | $14.0K | 1,000 | 0.00% | 2q | HELD |
| FIFTH THIRD BANCORP | $4.0K | 275 | 0.00% | 5q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $4.0K | 267 | 0.00% | new | NEW |
| JNBA Financial Advisors | $3.0K | 200 | 0.00% | new | NEW |
| BELLEVUE ASSET MANAGEMENT, LLC | $1.0K | 105 | 0.00% | new | FIRST |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 28 | $19.9M | 1,393,468 | 5 | 3 | 10 | 0.0% |
| Q3 2019 | 31 | $19.5M | 1,429,719 | 6 | 6 | 10 | 0.0% |
| Q2 2019 | 28 | $23.3M | 1,605,338 | 2 | 8 | 10 | 0.0% |
| Q1 2019 | 31 | $15.1M | 1,102,968 | 3 | 10 | 8 | 0.0% |
| Q4 2018 | 30 | $17.6M | 1,443,143 | 1 | 0 | 1 | 0.0% |