FIRST TR EXCH TRADED FD III (FEMB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
100
Reporting holders
$236.3M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $51.9M | 1,774,864 | 0.00% | 33q | +6.2%+$3.0M |
| LPL Financial LLC | $33.9M | 1,161,531 | 0.01% | 31q | -18.2%-$7.6M |
| ENVESTNET ASSET MANAGEMENT INC | $14.1M | 480,870 | 0.00% | 31q | +128.5%+$7.9M |
| Concurrent Investment Advisors, LLC | $13.2M | 451,677 | 0.11% | 8q | +66.3%+$5.3M |
| ROYAL BANK OF CANADA | $11.7M | 400,691 | 0.00% | 31q | +108.7%+$6.1M |
| WELLS FARGO & COMPANY/MN | $11.6M | 395,313 | 0.00% | 30q | -40.7%-$7.9M |
| Marshall Financial Group, LLC | $11.1M | 378,657 | 1.61% | 2q | +21.3%+$1.9M |
| OSAIC HOLDINGS, INC. | $9.9M | 339,820 | 0.01% | 26q | +3.2%+$309.1K |
| FIRST TRUST ADVISORS LP | $9.8M | 334,078 | 0.01% | 11q | +4.5%+$420.9K |
| Seascape Capital Management | $7.4M | 251,947 | 1.76% | 3q | +6.9%+$477.2K |
| &PARTNERS | $4.5M | 153,243 | 0.02% | 7q | +6.5%+$272.9K |
| RAYMOND JAMES FINANCIAL INC | $3.7M | 125,289 | 0.00% | 7q | -50.2%-$3.7M |
| Cetera Investment Advisers | $3.2M | 110,701 | 0.00% | 10q | +1.1%+$34.2K |
| Euro Pacific Asset Management, LLC | $3.2M | 109,054 | 0.37% | 20q | -4.5%-$152.4K |
| Cambridge Investment Research Advisors, Inc. | $2.7M | 91,144 | 0.00% | 13q | +83.6%+$1.2M |
| Janney Montgomery Scott LLC | $2.5M | 86,262 | 0.00% | 28q | -1.6%-$42.2K |
| Endowment Wealth Management, Inc. | $2.4M | 81,169 | 0.92% | 3q | +2.9%+$65.9K |
| IAMS WEALTH MANAGEMENT, LLC | $2.3M | 78,322 | 0.69% | 3q | -1.6%-$36.8K |
| NewEdge Advisors, LLC | $2.2M | 75,398 | 0.01% | 15q | +160.5%+$1.4M |
| Walkner Condon Financial Advisors LLC | $1.8M | 60,441 | 0.20% | 27q | +27.4%+$379.5K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $1.7M | 58,308 | 0.03% | 3q | +21.2%+$298.6K |
| JANE STREET GROUP, LLC | $1.6M | 55,535 | 0.00% | 2q | -74.5%-$4.8M |
| Sanctuary Advisors, LLC | $1.6M | 55,446 | 0.01% | 3q | +6.4%+$96.8K |
| Avior Wealth Management, LLC | $1.5M | 51,379 | 0.04% | 2q | -27.9%-$579.6K |
| HARBOUR INVESTMENTS, INC. | $1.3M | 45,387 | 0.02% | 21q | -0.9%-$12.4K |
| Advisory Services Network, LLC | $1.3M | 44,954 | 0.01% | 4q | -13.2%-$199.0K |
| OLD MISSION CAPITAL LLC | $1.3M | 44,643 | 0.02% | 2q | +197.6%+$866.2K |
| Envestnet Portfolio Solutions, Inc. | $1.3M | 42,842 | 0.00% | 5q | +93.5%+$605.1K |
| D.A. DAVIDSON & CO. | $1.2M | 40,140 | 0.01% | 5q | +8.6%+$92.5K |
| Redhawk Wealth Advisors, Inc. | $1.2M | 39,799 | 0.11% | 4q | +19.4%+$189.2K |
| Prospera Financial Services Inc | $967.0K | 33,100 | 0.01% | 18q | HELD |
| Vestmark Advisory Solutions, Inc. | $898.2K | 30,740 | 0.01% | 5q | HELD |
| HBW ADVISORY SERVICES LLC | $886.9K | 30,351 | 0.08% | 5q | -1.7%-$15.4K |
| Treasure Coast Financial Planning | $846.6K | 28,972 | 0.41% | new | NEW |
| ASSETMARK, INC | $837.5K | 28,662 | 0.00% | 9q | -1.1%-$9.5K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $829.3K | 28,383 | 0.50% | 19q | HELD |
| OneDigital Investment Advisors LLC | $758.1K | 25,945 | 0.01% | 3q | -0.8%-$6.3K |
| Pine Valley Investments Ltd Liability Co | $741.7K | 25,384 | 0.03% | 13q | -25.3%-$251.0K |
| Rareview Capital LLC | $711.5K | 24,636 | 0.40% | 4q | -7.7%-$59.3K |
| Steward Partners Investment Advisory, LLC | $631.1K | 21,597 | 0.00% | 2q | +15.2%+$83.3K |
| MAI Capital Management | $569.8K | 19,500 | 0.00% | new | NEW |
| BENJAMIN EDWARDS INC | $562.7K | 19,250 | 0.01% | 5q | -1.2%-$6.6K |
| Private Advisory Group LLC | $557.0K | 19,061 | 0.03% | new | NEW |
| InTrack Investment Management Inc | $513.1K | 17,561 | 0.25% | 2q | +139.5%+$298.9K |
| BAM Wealth Management, LLC | $472.5K | 16,169 | 0.30% | 3q | +42.2%+$140.2K |
| PARK AVENUE SECURITIES LLC | $447.0K | 15,305 | 0.00% | 2q | +6.3%+$26.4K |
| MML INVESTORS SERVICES, LLC | $442.7K | 15,152 | 0.00% | 4q | +52.6%+$152.6K |
| Kovack Advisors, Inc. | $430.7K | 14,702 | 0.02% | 3q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $419.4K | 14,353 | 0.12% | new | NEW |
| Spire Wealth Management | $390.6K | 13,369 | 0.01% | 10q | -2.4%-$9.6K |
| Providence First Trust Co | $360.5K | 12,336 | 0.10% | new | NEW |
| KKM Financial LLC | $348.4K | 11,923 | 0.05% | 10q | +2.3%+$7.8K |
| Wagner Wealth Management, LLC | $348.2K | 11,915 | 0.06% | 22q | +1.7%+$5.8K |
| FIFTH THIRD BANCORP | $334.5K | 11,448 | 0.00% | 2q | +3.2%+$10.4K |
| Balboa Wealth Partners | $324.1K | 11,092 | 0.04% | 3q | +1.0%+$3.2K |
| RFG Advisory, LLC | $323.4K | 11,069 | 0.01% | new | NEW |
| Realta Investment Advisors | $317.0K | 10,848 | 0.10% | 5q | HELD |
| Private Advisor Group, LLC | $311.9K | 10,675 | 0.00% | 10q | +11.7%+$32.7K |
| Perigon Wealth Management, LLC | $274.3K | 9,388 | 0.00% | 5q | -6.0%-$17.6K |
| Beacon Pointe Advisors, LLC | $263.1K | 9,003 | 0.00% | 4q | -1.8%-$4.8K |
| STIFEL FINANCIAL CORP | $256.5K | 8,777 | 0.00% | 4q | -69.6%-$588.4K |
| Atria Investments, Inc | $251.9K | 8,621 | 0.00% | 4q | +15.4%+$33.6K |
| Wagner Wealth Management, Corp | $249.5K | 8,540 | 0.20% | 3q | HELD |
| Milestones Private Investment Advisors LLC | $246.1K | 8,424 | 0.20% | 5q | +5.2%+$12.1K |
| Fearless Solutions, LLC dba Best Invest | $238.7K | 8,169 | 0.13% | new | NEW |
| Intesa Sanpaolo Wealth Management | $233.8K | 8,000 | 0.05% | 3q | +100.0%+$116.9K |
| OPPENHEIMER & CO INC | $225.9K | 7,732 | 0.00% | 2q | -1.3%-$3.0K |
| Kestra Advisory Services, LLC | $224.6K | 7,685 | 0.00% | 3q | -17.4%-$47.2K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $222.4K | 7,612 | 0.00% | 2q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $205.1K | 6,937 | 0.00% | 7q | -8.6%-$19.4K |
| AE Wealth Management LLC | $203.7K | 6,972 | 0.00% | 9q | -9.4%-$21.2K |
| Elequin Capital, LP | $177.8K | 6,086 | 0.01% | 5q | -96.0%-$4.3M |
| UBS Group AG | $123.2K | 4,215 | 0.00% | 18q | +26.0%+$25.4K |
| Arax Advisory Partners | $79.3K | 2,712 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $57.0K | 1,951 | 0.00% | 11q | -9.6%-$6.1K |
| Capital Investment Advisory Services, LLC | $54.4K | 1,863 | 0.00% | 31q | -16.3%-$10.6K |
| Dunhill Financial, LLC | $45.2K | 1,555 | 0.01% | 2q | -92.9%-$587.7K |
| Smartleaf Asset Management LLC | $34.4K | 1,173 | 0.00% | 4q | HELD |
| Raleigh Capital Management Inc. | $30.2K | 1,032 | 0.01% | 11q | +1.7% |
| IFG Advisory, LLC | $27.0K | 924 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $21.7K | 741 | 0.00% | new | NEW |
| Triumph Capital Management | $20.5K | 700 | 0.00% | 3q | HELD |
| Global Retirement Partners, LLC | $17.9K | 612 | 0.00% | 4q | +19.5%+$2.9K |
| Rossby Financial, LCC | $17.9K | 611 | 0.00% | 6q | +13.8%+$2.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $14.6K | 500 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $12.9K | 441 | 0.00% | 6q | HELD |
| Rockefeller Capital Management L.P. | $9.1K | 311 | 0.00% | 4q | +2.0% |
| WHITTIER TRUST CO OF NEVADA INC | $8.3K | 282 | 0.00% | 2q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $7.7K | 264 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $2.5K | 87 | 0.00% | 2q | -97.1%-$85.0K |
| Larson Financial Group LLC | $1.7K | 59 | 0.00% | 18q | HELD |
| MCGUIRE CAPITAL ADVISORS INC | $1.6K | 54 | 0.00% | 3q | HELD |
| Caitlin John, LLC | $1.5K | 52 | 0.00% | 4q | HELD |
| Mascoma Wealth Management LLC | $1.2K | 42 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $1.1K | 37 | 0.00% | new | NEW |
| Key Capital Management, INC | $906 | 31 | 0.00% | 2q | HELD |
| Silver Grove Financial Group, Inc. | $701 | 24 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $614 | 21 | 0.00% | new | NEW |
| IFP Advisors, Inc | $409 | 14 | 0.00% | 5q | HELD |
| Lloyd Advisory Services, LLC. | $329 | 11 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-17 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 23.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 100 | $236.3M | 8,084,667 | 16 | 38 | 29 | 0.0% |
| Q1 2026 | 101 | $256.5M | 8,845,837 | 25 | 52 | 15 | 0.0% |
| Q4 2025 | 91 | $188.4M | 6,321,289 | 17 | 39 | 20 | 0.0% |
| Q3 2025 | 77 | $159.9M | 5,451,383 | 20 | 33 | 15 | 0.0% |
| Q2 2025 | 64 | $125.8M | 4,351,210 | 15 | 28 | 11 | 0.0% |
| Q1 2025 | 55 | $61.7M | 2,290,822 | 9 | 16 | 16 | 0.0% |
| Q4 2024 | 70 | $85.1M | 3,268,733 | 14 | 14 | 32 | 0.0% |
| Q3 2024 | 66 | $123.0M | 4,242,227 | 9 | 28 | 21 | 0.0% |
| Q2 2024 | 65 | $125.6M | 4,618,719 | 13 | 27 | 18 | 0.0% |
| Q1 2024 | 57 | $141.6M | 5,024,163 | 12 | 22 | 14 | 0.0% |
| Q4 2023 | 50 | $117.7M | 4,037,350 | 6 | 18 | 17 | 0.0% |
| Q3 2023 | 48 | $84.1M | 3,109,273 | 8 | 17 | 11 | 0.0% |
| Q2 2023 | 45 | $80.7M | 2,812,051 | 5 | 15 | 17 | 0.0% |
| Q1 2023 | 45 | $79.0M | 2,850,217 | 8 | 17 | 16 | 0.0% |
| Q4 2022 | 45 | $49.2M | 1,872,259 | 8 | 11 | 20 | 0.0% |
| Q3 2022 | 41 | $45.4M | 1,845,722 | 1 | 17 | 15 | 0.0% |
| Q2 2022 | 61 | $83.5M | 3,126,106 | 6 | 20 | 27 | 0.0% |
| Q1 2022 | 65 | $153.7M | 5,098,741 | 11 | 34 | 16 | 0.0% |
| Q4 2021 | 63 | $130.2M | 4,175,723 | 5 | 27 | 18 | 0.0% |
| Q3 2021 | 63 | $128.2M | 3,936,842 | 8 | 33 | 17 | 0.0% |
| Q2 2021 | 65 | $160.8M | 4,602,260 | 13 | 23 | 20 | 0.0% |
| Q1 2021 | 60 | $154.3M | 4,485,180 | 13 | 30 | 8 | 0.0% |
| Q4 2020 | 56 | $120.1M | 3,154,888 | 12 | 20 | 10 | 0.0% |
| Q3 2020 | 46 | $78.9M | 2,306,655 | 8 | 19 | 10 | 0.0% |
| Q2 2020 | 42 | $57.9M | 1,673,708 | 8 | 12 | 17 | 0.0% |
| Q1 2020 | 46 | $80.5M | 2,547,584 | 11 | 23 | 8 | 0.0% |
| Q4 2019 | 48 | $87.1M | 2,230,483 | 11 | 14 | 16 | 0.0% |
| Q3 2019 | 38 | $73.0M | 1,919,178 | 6 | 16 | 11 | 0.0% |
| Q2 2019 | 37 | $56.4M | 1,457,448 | 7 | 17 | 8 | 0.0% |
| Q1 2019 | 35 | $49.8M | 1,314,823 | 7 | 18 | 6 | 0.0% |
| Q4 2018 | 36 | $31.0M | 836,024 | 1 | 1 | 1 | 0.0% |