FIRST TR EXCH TRADED FD III (FEMB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
95
Reporting holders
$212.4M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $51.9M | 1,774,864 | 0.00% | 33q | +6.2%+$3.0M |
| LPL Financial LLC | $33.9M | 1,161,531 | 0.01% | 31q | -18.2%-$7.6M |
| Concurrent Investment Advisors, LLC | $13.2M | 451,677 | 0.11% | 8q | +66.3%+$5.3M |
| ROYAL BANK OF CANADA | $11.7M | 400,691 | 0.00% | 31q | +108.7%+$6.1M |
| WELLS FARGO & COMPANY/MN | $11.6M | 395,313 | 0.00% | 30q | -40.7%-$7.9M |
| Marshall Financial Group, LLC | $11.1M | 378,657 | 1.61% | 2q | +21.3%+$1.9M |
| OSAIC HOLDINGS, INC. | $9.9M | 339,820 | 0.01% | 26q | +3.2%+$309.1K |
| FIRST TRUST ADVISORS LP | $9.8M | 334,078 | 0.01% | 11q | +4.5%+$420.9K |
| ENVESTNET ASSET MANAGEMENT INC | $7.0M | 240,435 | 0.00% | 31q | +14.3%+$876.7K |
| &PARTNERS | $4.5M | 153,243 | 0.02% | 7q | +6.5%+$272.9K |
| RAYMOND JAMES FINANCIAL INC | $3.7M | 125,289 | 0.00% | 7q | -50.2%-$3.7M |
| Cetera Investment Advisers | $3.2M | 110,701 | 0.00% | 10q | +1.1%+$34.2K |
| Endowment Wealth Management, Inc. | $2.4M | 81,169 | 0.92% | 3q | +2.9%+$65.9K |
| IAMS WEALTH MANAGEMENT, LLC | $2.3M | 78,322 | 0.69% | 3q | -1.6%-$36.8K |
| NewEdge Advisors, LLC | $2.2M | 75,398 | 0.01% | 15q | +160.5%+$1.4M |
| Walkner Condon Financial Advisors LLC | $1.8M | 60,441 | 0.20% | 27q | +27.4%+$379.5K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $1.7M | 58,308 | 0.03% | 3q | +21.2%+$298.6K |
| JANE STREET GROUP, LLC | $1.6M | 55,535 | 0.00% | 2q | -74.5%-$4.8M |
| Sanctuary Advisors, LLC | $1.6M | 55,446 | 0.01% | 3q | +6.4%+$96.8K |
| Avior Wealth Management, LLC | $1.5M | 51,379 | 0.04% | 2q | -27.9%-$579.6K |
| HARBOUR INVESTMENTS, INC. | $1.3M | 45,387 | 0.02% | 21q | -0.9%-$12.4K |
| Advisory Services Network, LLC | $1.3M | 44,954 | 0.01% | 4q | -13.2%-$199.0K |
| OLD MISSION CAPITAL LLC | $1.3M | 44,643 | 0.02% | 2q | +197.6%+$866.2K |
| D.A. DAVIDSON & CO. | $1.2M | 40,140 | 0.01% | 5q | +8.6%+$92.5K |
| Redhawk Wealth Advisors, Inc. | $1.2M | 39,799 | 0.11% | 4q | +19.4%+$189.2K |
| Prospera Financial Services Inc | $967.0K | 33,100 | 0.01% | 18q | HELD |
| Vestmark Advisory Solutions, Inc. | $898.2K | 30,740 | 0.01% | 5q | HELD |
| HBW ADVISORY SERVICES LLC | $886.9K | 30,351 | 0.08% | 5q | -1.7%-$15.4K |
| Treasure Coast Financial Planning | $846.6K | 28,972 | 0.41% | new | NEW |
| ASSETMARK, INC | $837.5K | 28,662 | 0.00% | 9q | -1.1%-$9.5K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $829.3K | 28,383 | 0.50% | 19q | HELD |
| OneDigital Investment Advisors LLC | $758.1K | 25,945 | 0.01% | 3q | -0.8%-$6.3K |
| Pine Valley Investments Ltd Liability Co | $741.7K | 25,384 | 0.03% | 13q | -25.3%-$251.0K |
| Rareview Capital LLC | $711.5K | 24,636 | 0.40% | 4q | -7.7%-$59.3K |
| Steward Partners Investment Advisory, LLC | $631.1K | 21,597 | 0.00% | 2q | +15.2%+$83.3K |
| Envestnet Portfolio Solutions, Inc. | $625.9K | 21,421 | 0.00% | 5q | -3.2%-$20.9K |
| MAI Capital Management | $569.8K | 19,500 | 0.00% | new | NEW |
| BENJAMIN EDWARDS INC | $562.7K | 19,250 | 0.01% | 5q | -1.2%-$6.6K |
| Private Advisory Group LLC | $557.0K | 19,061 | 0.03% | new | NEW |
| InTrack Investment Management Inc | $513.1K | 17,561 | 0.25% | 2q | +139.5%+$298.9K |
| BAM Wealth Management, LLC | $472.5K | 16,169 | 0.30% | 3q | +42.2%+$140.2K |
| MML INVESTORS SERVICES, LLC | $442.7K | 15,152 | 0.00% | 4q | +52.6%+$152.6K |
| Kovack Advisors, Inc. | $430.7K | 14,702 | 0.02% | 3q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $419.4K | 14,353 | 0.12% | new | NEW |
| Spire Wealth Management | $390.6K | 13,369 | 0.01% | 10q | -2.4%-$9.6K |
| Providence First Trust Co | $360.5K | 12,336 | 0.10% | new | NEW |
| KKM Financial LLC | $348.4K | 11,923 | 0.05% | 10q | +2.3%+$7.8K |
| Wagner Wealth Management, LLC | $348.2K | 11,915 | 0.06% | 22q | +1.7%+$5.8K |
| FIFTH THIRD BANCORP | $334.5K | 11,448 | 0.00% | 2q | +3.2%+$10.4K |
| Balboa Wealth Partners | $324.1K | 11,092 | 0.04% | 3q | +1.0%+$3.2K |
| RFG Advisory, LLC | $323.4K | 11,069 | 0.01% | new | NEW |
| Realta Investment Advisors | $317.0K | 10,848 | 0.10% | 5q | HELD |
| Private Advisor Group, LLC | $311.9K | 10,675 | 0.00% | 10q | +11.7%+$32.7K |
| Perigon Wealth Management, LLC | $274.3K | 9,388 | 0.00% | 5q | -6.0%-$17.6K |
| Beacon Pointe Advisors, LLC | $263.1K | 9,003 | 0.00% | 4q | -1.8%-$4.8K |
| STIFEL FINANCIAL CORP | $256.5K | 8,777 | 0.00% | 4q | -69.6%-$588.4K |
| Atria Investments, Inc | $251.9K | 8,621 | 0.00% | 4q | +15.4%+$33.6K |
| Wagner Wealth Management, Corp | $249.5K | 8,540 | 0.20% | 3q | HELD |
| Milestones Private Investment Advisors LLC | $246.1K | 8,424 | 0.20% | 5q | +5.2%+$12.1K |
| Fearless Solutions, LLC dba Best Invest | $238.7K | 8,169 | 0.13% | new | NEW |
| Intesa Sanpaolo Wealth Management | $233.8K | 8,000 | 0.05% | 3q | +100.0%+$116.9K |
| OPPENHEIMER & CO INC | $225.9K | 7,732 | 0.00% | 2q | -1.3%-$3.0K |
| Kestra Advisory Services, LLC | $224.6K | 7,685 | 0.00% | 3q | -17.4%-$47.2K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $222.4K | 7,612 | 0.00% | 2q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $205.1K | 6,937 | 0.00% | 7q | -8.6%-$19.4K |
| AE Wealth Management LLC | $203.7K | 6,972 | 0.00% | 9q | -9.4%-$21.2K |
| Elequin Capital, LP | $177.8K | 6,086 | 0.01% | 5q | -96.0%-$4.3M |
| UBS Group AG | $123.2K | 4,215 | 0.00% | 18q | +26.0%+$25.4K |
| Arax Advisory Partners | $79.3K | 2,712 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $57.0K | 1,951 | 0.00% | 11q | -9.6%-$6.1K |
| Capital Investment Advisory Services, LLC | $54.4K | 1,863 | 0.00% | 31q | -16.3%-$10.6K |
| Dunhill Financial, LLC | $45.2K | 1,555 | 0.01% | 2q | -92.9%-$587.7K |
| Smartleaf Asset Management LLC | $34.4K | 1,173 | 0.00% | 4q | HELD |
| Raleigh Capital Management Inc. | $30.2K | 1,032 | 0.01% | 11q | +1.7% |
| IFG Advisory, LLC | $27.0K | 924 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $21.7K | 741 | 0.00% | new | NEW |
| Triumph Capital Management | $20.5K | 700 | 0.00% | 3q | HELD |
| Global Retirement Partners, LLC | $17.9K | 612 | 0.00% | 4q | +19.5%+$2.9K |
| Rossby Financial, LCC | $17.9K | 611 | 0.00% | 6q | +13.8%+$2.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $14.6K | 500 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $12.9K | 441 | 0.00% | 6q | HELD |
| Rockefeller Capital Management L.P. | $9.1K | 311 | 0.00% | 4q | +2.0% |
| WHITTIER TRUST CO OF NEVADA INC | $8.3K | 282 | 0.00% | 2q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $7.7K | 264 | 0.00% | new | NEW |
| Seascape Capital Management | $7.4K | 251,947 | 1.76% | 3q | +6.9% |
| Euro Pacific Asset Management, LLC | $3.2K | 109,054 | 0.37% | 20q | -4.5% |
| Cambridge Investment Research Advisors, Inc. | $2.7K | 91,144 | 0.00% | 13q | +83.6%+$1.2K |
| Farther Finance Advisors, LLC | $2.5K | 87 | 0.00% | 2q | -97.1%-$85.0K |
| Janney Montgomery Scott LLC | $2.5K | 86,262 | 0.00% | 28q | -1.6% |
| Larson Financial Group LLC | $1.7K | 59 | 0.00% | 18q | HELD |
| MCGUIRE CAPITAL ADVISORS INC | $1.6K | 54 | 0.00% | 3q | HELD |
| Caitlin John, LLC | $1.5K | 52 | 0.00% | 4q | HELD |
| Mascoma Wealth Management LLC | $1.2K | 42 | 0.00% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $1.1K | 37 | 0.00% | new | NEW |
| Key Capital Management, INC | $906 | 31 | 0.00% | 2q | HELD |
| Silver Grove Financial Group, Inc. | $701 | 24 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $614 | 21 | 0.00% | new | NEW |
| PARK AVENUE SECURITIES LLC | $447 | 15,305 | 0.00% | 2q | +6.3% |
| IFP Advisors, Inc | $409 | 14 | 0.00% | 5q | HELD |
| Lloyd Advisory Services, LLC. | $329 | 11 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-17 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 23.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 95 | $212.4M | 7,269,099 | 16 | 34 | 28 | 0.0% |
| Q1 2026 | 97 | $243.8M | 8,373,207 | 24 | 50 | 15 | 0.0% |
| Q4 2025 | 84 | $172.8M | 5,798,486 | 16 | 38 | 17 | 0.0% |
| Q3 2025 | 71 | $151.3M | 5,160,551 | 20 | 31 | 13 | 0.0% |
| Q2 2025 | 57 | $114.1M | 3,951,894 | 15 | 24 | 9 | 0.0% |
| Q1 2025 | 48 | $55.5M | 2,065,353 | 8 | 15 | 13 | 0.0% |
| Q4 2024 | 62 | $77.2M | 2,966,883 | 14 | 11 | 28 | 0.0% |
| Q3 2024 | 57 | $111.7M | 3,855,861 | 9 | 26 | 15 | 0.0% |
| Q2 2024 | 55 | $114.0M | 4,193,974 | 13 | 22 | 16 | 0.0% |
| Q1 2024 | 47 | $127.5M | 4,526,836 | 10 | 17 | 12 | 0.0% |
| Q4 2023 | 42 | $103.0M | 3,537,775 | 5 | 16 | 12 | 0.0% |
| Q3 2023 | 41 | $71.1M | 2,630,234 | 8 | 15 | 9 | 0.0% |
| Q2 2023 | 38 | $66.1M | 2,304,189 | 4 | 14 | 12 | 0.0% |
| Q1 2023 | 38 | $67.6M | 2,439,626 | 7 | 15 | 12 | 0.0% |
| Q4 2022 | 35 | $43.3M | 1,649,734 | 7 | 9 | 13 | 0.0% |
| Q3 2022 | 41 | $45.4M | 1,845,722 | 1 | 17 | 15 | 0.0% |
| Q2 2022 | 61 | $83.5M | 3,126,106 | 6 | 20 | 27 | 0.0% |
| Q1 2022 | 65 | $153.7M | 5,098,741 | 11 | 34 | 16 | 0.0% |
| Q4 2021 | 63 | $130.2M | 4,175,723 | 5 | 27 | 18 | 0.0% |
| Q3 2021 | 63 | $128.2M | 3,936,842 | 8 | 33 | 17 | 0.0% |
| Q2 2021 | 65 | $160.8M | 4,602,260 | 13 | 23 | 20 | 0.0% |
| Q1 2021 | 60 | $154.3M | 4,485,180 | 13 | 30 | 8 | 0.0% |
| Q4 2020 | 56 | $120.1M | 3,154,888 | 12 | 20 | 10 | 0.0% |
| Q3 2020 | 46 | $78.9M | 2,306,655 | 8 | 19 | 10 | 0.0% |
| Q2 2020 | 42 | $57.9M | 1,673,708 | 8 | 12 | 17 | 0.0% |
| Q1 2020 | 46 | $80.5M | 2,547,584 | 11 | 23 | 8 | 0.0% |
| Q4 2019 | 48 | $87.1M | 2,230,483 | 11 | 14 | 16 | 0.0% |
| Q3 2019 | 38 | $73.0M | 1,919,178 | 6 | 16 | 11 | 0.0% |
| Q2 2019 | 37 | $56.4M | 1,457,448 | 7 | 17 | 8 | 0.0% |
| Q1 2019 | 35 | $49.8M | 1,314,823 | 7 | 18 | 6 | 0.0% |
| Q4 2018 | 36 | $31.0M | 836,024 | 1 | 1 | 1 | 0.0% |