EATON VANCE FLTG RATE INCOM (EFF)
Institutional ownership reported to the SEC as of Q1 2021, across 10 quarters.
33
Reporting holders
$77.0M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $21.8M | 1,338,141 | 0.70% | 10q | -22.0%-$6.1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $17.0M | 1,042,971 | 1.02% | 8q | -6.3%-$1.2M |
| MILLENNIUM MANAGEMENT LLC | $3.8M | 234,546 | 0.00% | 2q | +177.3%+$2.4M |
| SIT INVESTMENT ASSOCIATES INC | $3.8M | 230,974 | 0.10% | new | NEW |
| Visionary Wealth Advisors | $3.7M | 229,626 | 0.39% | new | NEW |
| ICON ADVISERS INC/CO | $3.6M | 220,898 | 0.56% | 6q | +36.0%+$952.3K |
| EATON VANCE MANAGEMENT | $3.2M | 193,811 | 0.00% | 9q | -53.5%-$3.6M |
| Clough Capital Partners L P | $2.4M | 150,234 | 0.11% | 4q | +46.3%+$773.9K |
| Relative Value Partners Group, LLC | $2.4M | 149,048 | 0.21% | 2q | +112.6%+$1.3M |
| Invesco Ltd. | $1.8M | 112,791 | 0.00% | 4q | +174.9%+$1.2M |
| MORGAN STANLEY | $1.7M | 105,545 | 0.00% | 14q | -9.6%-$183.5K |
| GUGGENHEIM CAPITAL LLC | $1.6M | 95,891 | 0.01% | 10q | -8.6%-$146.2K |
| Lindbrook Capital, LLC | $1.4M | 87,083 | 0.32% | 10q | -3.0%-$43.4K |
| HBK INVESTMENTS L P | $1.3M | 82,200 | 0.01% | new | NEW |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.3M | 78,767 | 0.07% | new | NEW |
| Bulldog Investors, LLP | $1.2M | 73,535 | 0.35% | 7q | -81.8%-$5.4M |
| MARINER INVESTMENT GROUP LLC | $1.0M | 63,683 | 2.54% | 2q | +89.7%+$490.4K |
| Marble Harbor Investment Counsel, LLC | $744.0K | 45,688 | 0.10% | 10q | -6.7%-$53.7K |
| BANK OF AMERICA CORP /DE/ | $669.0K | 41,104 | 0.00% | 10q | +4.4%+$28.5K |
| RAYMOND JAMES & ASSOCIATES | $423.0K | 25,978 | 0.00% | 4q | -2.4%-$10.6K |
| UBS Group AG | $295.0K | 18,099 | 0.00% | 10q | -27.6%-$112.7K |
| Virtus ETF Advisers LLC | $278.0K | 17,104 | 0.12% | 3q | +20.1%+$46.6K |
| Qube Research & Technologies Ltd | $259.0K | 15,900 | 0.00% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $229.0K | 14,113 | 0.00% | 5q | -6.6%-$16.1K |
| WELLS FARGO & COMPANY/MN | $205.0K | 12,619 | 0.00% | 10q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $172.0K | 10,579 | 0.00% | 10q | HELD |
| BARCLAYS PLC | $149.0K | 9,022 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $140.0K | 8,609 | 0.00% | 10q | HELD |
| The PNC Financial Services Group, Inc. | $136.0K | 8,350 | 0.00% | 10q | HELD |
| Steward Partners Investment Advisory, LLC | $91.2K | 5,600 | 0.00% | 7q | +100.0%+$45.6K |
| US BANCORP \DE\ | $41.0K | 2,500 | 0.00% | new | NEW |
| SIGNATUREFD, LLC | $31.0K | 1,928 | 0.00% | 10q | +1.2% |
| FNY Investment Advisers, LLC | $20.0K | 1,241 | 0.01% | 2q | -64.0%-$35.5K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 33 | $77.0M | 4,728,178 | 7 | 10 | 12 | 0.0% |
| Q4 2020 | 32 | $75.7M | 4,867,093 | 7 | 6 | 14 | 0.0% |
| Q3 2020 | 29 | $66.7M | 4,761,005 | 5 | 6 | 10 | 0.0% |
| Q2 2020 | 25 | $61.6M | 4,456,177 | 5 | 5 | 9 | 0.0% |
| Q1 2020 | 24 | $49.3M | 4,236,023 | 1 | 9 | 9 | 0.0% |
| Q4 2019 | 27 | $63.6M | 3,978,300 | 2 | 7 | 10 | 0.0% |
| Q3 2019 | 32 | $56.7M | 3,729,229 | 4 | 10 | 11 | 0.0% |
| Q2 2019 | 38 | $52.3M | 3,491,764 | 3 | 10 | 13 | 0.0% |
| Q1 2019 | 38 | $50.2M | 3,391,899 | 11 | 14 | 9 | 0.0% |
| Q4 2018 | 33 | $39.6M | 2,785,081 | 0 | 3 | 0 | 0.0% |