DOVA PHARMACEUTICALS INC (DOVA)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
71
Reporting holders
$290.8M
Reported value
1.9%
Calls
2.5%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC | $103.7M | 3,708,705 | 2.79% | 4q | +4.4%+$4.4M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $39.7M | 1,419,100 | 1.30% | new | NEW |
| BlackRock Inc. | $27.6M | 987,298 | 0.00% | 4q | -1.2%-$330.5K |
| VANGUARD GROUP INC | $16.6M | 592,305 | 0.00% | 4q | -14.3%-$2.8M |
| GW&K Investment Management, LLC | $9.2M | 330,621 | 0.13% | 4q | +103.3%+$4.7M |
| RENAISSANCE TECHNOLOGIES LLC | $8.3M | 298,400 | 0.01% | 3q | +94.1%+$4.0M |
| GOLDMAN SACHS GROUP INC | $7.1M | 255,362 | 0.00% | 4q | +1331.5%+$6.6M |
| Polar Asset Management Partners Inc. | $5.6M | 200,000 | 0.10% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.4M | options only | 0.00% | 3q | OPTIONS |
| STATE STREET CORP | $5.3M | 190,818 | 0.00% | 4q | -7.1%-$409.0K |
| GEODE CAPITAL MANAGEMENT, LLC | $4.7M | 169,097 | 0.00% | 4q | -2.1%-$103.8K |
| WATER ISLAND CAPITAL LLC | $3.9M | 140,000 | 0.24% | new | NEW |
| Tudor Investment Corp Et Al | $3.9M | options only | 0.13% | new | OPTIONS |
| Invesco Ltd. | $3.6M | 129,334 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $3.3M | 117,207 | 0.00% | 4q | -27.4%-$1.2M |
| BAKER BROS. ADVISORS LP | $2.9M | 102,205 | 0.02% | 2q | +2.8%+$78.3K |
| Brandywine Global Investment Management, LLC | $2.7M | 96,265 | 0.02% | 3q | -18.7%-$617.4K |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $2.5M | 87,856 | 0.03% | 3q | HELD |
| OMERS ADMINISTRATION Corp | $2.3M | 83,400 | 0.02% | new | NEW |
| GABELLI FUNDS LLC | $2.1M | 75,500 | 0.01% | new | NEW |
| GROUP ONE TRADING, L.P. | $1.8M | options only | 0.01% | 2q | OPTIONS |
| UBS Group AG | $1.6M | 58,035 | 0.00% | 4q | +6776.2%+$1.6M |
| WELLS FARGO & COMPANY/MN | $1.5M | 53,628 | 0.00% | 4q | -6.4%-$102.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $1.5M | 53,310 | 0.00% | 4q | -20.9%-$393.7K |
| MILLENNIUM MANAGEMENT LLC | $1.5M | 52,187 | 0.00% | 2q | -48.3%-$1.4M |
| Weiss Asset Management LP | $1.4M | 50,000 | 0.11% | new | NEW |
| Alyeska Investment Group, L.P. | $1.4M | 50,000 | 0.02% | new | NEW |
| Birchview Capital, LP | $1.4M | 50,000 | 0.93% | 4q | HELD |
| Sculptor Capital LP | $1.4M | 24,300 | 0.01% | 2q | -53.4%-$1.6M |
| Parametric Portfolio Associates LLC | $1.3M | 47,674 | 0.00% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $1.2M | 43,400 | 0.00% | 4q | +23.6%+$232.0K |
| Yakira Capital Management, Inc. | $1.1M | 40,000 | 0.33% | new | NEW |
| Bank of New York Mellon Corp | $1.1M | 38,050 | 0.00% | 4q | -4.3%-$47.3K |
| SIMPLEX TRADING, LLC | $1.0M | 13,030 | 0.00% | 3q | +871.7%+$899.8K |
| Nuveen Asset Management, LLC | $971.0K | 34,720 | 0.00% | 2q | -13.7%-$153.9K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $922.0K | 33,000 | 0.10% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $894.0K | 31,971 | 0.00% | 4q | +73.4%+$378.4K |
| DEUTSCHE BANK AG\ | $800.0K | 28,662 | 0.00% | 7q | +702.2%+$700.3K |
| BANK OF MONTREAL /CAN/ | $690.0K | 12,731 | 0.00% | 2q | +1726.5%+$652.2K |
| FMR LLC | $635.0K | 22,701 | 0.00% | 4q | -97.3%-$22.7M |
| Walleye Trading LLC | $624.0K | 22,311 | 0.01% | new | NEW |
| SEI INVESTMENTS CO | $586.0K | 20,956 | 0.00% | new | NEW |
| Virtu Financial LLC | $523.0K | 18,729 | 0.04% | 2q | +46.5%+$166.0K |
| STATE OF WISCONSIN INVESTMENT BOARD | $456.0K | 16,300 | 0.00% | 4q | HELD |
| CITADEL ADVISORS LLC | $417.0K | 7,214 | 0.00% | 4q | -94.1%-$6.7M |
| Compagnie Lombard Odier SCmA | $392.0K | 14,000 | 0.02% | 4q | HELD |
| BARCLAYS PLC | $381.0K | 13,638 | 0.00% | 4q | -70.6%-$913.1K |
| RHUMBLINE ADVISERS | $359.0K | 12,827 | 0.00% | 4q | -0.8%-$2.8K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $351.0K | 12,570 | 0.00% | 4q | HELD |
| CITIGROUP INC | $350.0K | 12,532 | 0.00% | 4q | -80.0%-$1.4M |
| FEDERATED INVESTORS INC /PA/ | $256.0K | 9,146 | 0.00% | new | NEW |
| ProShare Advisors LLC | $244.0K | 8,744 | 0.00% | new | NEW |
| BlueCrest Capital Management Ltd | $238.0K | 8,500 | 0.02% | new | NEW |
| HRT FINANCIAL LLC | $228.0K | 8,175 | 0.01% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $157.0K | 5,600 | 0.00% | 4q | HELD |
| MORGAN STANLEY | $148.0K | 5,305 | 0.00% | 8q | -98.4%-$8.9M |
| AMERICAN INTERNATIONAL GROUP INC | $147.0K | 5,259 | 0.00% | 4q | +1.3%+$1.9K |
| Cutler Group LP | $97.0K | 3,500 | 0.01% | 4q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $79.0K | 2,817 | 0.00% | 3q | +326.2%+$60.5K |
| JPMORGAN CHASE & CO | $76.0K | 2,731 | 0.00% | 4q | +21.8%+$13.6K |
| VICTORY CAPITAL MANAGEMENT INC | $58.0K | 2,084 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $52.0K | 1,876 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $47.7K | 1,707 | 0.00% | 3q | +30.9%+$11.3K |
| Legal & General Group Plc | $35.0K | 1,269 | 0.00% | 4q | -27.6%-$13.3K |
| Ameritas Investment Partners, Inc. | $28.0K | 994 | 0.00% | 4q | HELD |
| MEEDER ASSET MANAGEMENT INC | $27.0K | 967 | 0.00% | 4q | +224.5%+$18.7K |
| Dorsey Wright & Associates | $19.0K | 680 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $6.0K | 213 | 0.00% | 2q | -53.9%-$7.0K |
| Daiwa Securities Group Inc. | $5.0K | 183 | 0.00% | 4q | +28.9%+$1.1K |
| Private Capital Group, LLC | $3.0K | 113 | 0.00% | new | NEW |
| Advisor Group, Inc. | $1.0K | 50 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 71 | $290.8M | 9,941,862 | 23 | 18 | 21 | 4.4% |
| Q2 2019 | 68 | $143.8M | 9,321,243 | 21 | 20 | 18 | 8.6% |
| Q1 2019 | 59 | $76.9M | 8,518,455 | 14 | 15 | 17 | 1.2% |
| Q4 2018 | 56 | $65.6M | 8,647,420 | 1 | 0 | 2 | 0.0% |