DEERFIELD HEALTHCARE TECH AC (DFHTW)
Institutional ownership reported to the SEC as of Q1 2021, across 3 quarters.
25
Reporting holders
$5.6M
Reported value
3.2%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | $1.6M | 672,000 | 0.03% | new | NEW |
| EcoR1 Capital, LLC | $1.2M | 100,000? | 0.05% | 2q | |
| BlackRock Inc. | $577.0K | 249,998 | 0.00% | 2q | HELD |
| Neuberger Berman Group LLC | $484.0K | 209,256 | 0.00% | new | NEW |
| Castle Creek Arbitrage, LLC | $397.0K | 171,921 | 0.02% | 2q | +285.0%+$293.9K |
| MOORE CAPITAL MANAGEMENT, LP | $145.0K | 50,000 | 0.00% | 3q | HELD |
| TIG Advisors, LLC | $119.0K | 51,329 | 0.00% | 3q | HELD |
| DEUTSCHE BANK AG\ | $116.0K | options only | 0.00% | 2q | OPTIONS |
| Parian Global Management LP | $114.0K | 49,296 | 0.05% | 2q | +1.6%+$1.9K |
| FEDERATED HERMES, INC. | $108.0K | 37,239 | 0.00% | 3q | -46.8%-$95.0K |
| HRT FINANCIAL LP | $108.0K | 37,557 | 0.00% | new | NEW |
| Davidson Kempner Capital Management LP | $92.0K | 40,000 | 0.00% | 2q | HELD |
| Magnetar Financial LLC | $90.0K | 31,146 | 0.00% | 3q | HELD |
| CSS LLC/IL | $80.0K | 34,635 | 0.00% | 2q | +22.4%+$14.6K |
| Kent Lake Capital LLC | $69.0K | 29,880 | 0.03% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $64.0K | options only | 0.00% | 3q | OPTIONS |
| Boussard & Gavaudan Investment Management LLP | $63.0K | 20,000 | 0.01% | 2q | HELD |
| Man Group plc | $58.0K | 20,034 | 0.00% | 3q | -0.8% |
| Sculptor Capital LP | $53.0K | 19,554 | 0.00% | 3q | -2.2%-$1.2K |
| CVI Holdings, LLC | $44.0K | 15,040 | 0.00% | 3q | HELD |
| Fort Baker Capital Management LP | $30.0K | 12,584 | 0.01% | new | NEW |
| GLAZER CAPITAL, LLC | $23.0K | 9,817 | 0.00% | 2q | -12.1%-$3.2K |
| JPMORGAN CHASE & CO | $14.0K | 4,765 | 0.00% | new | NEW |
| DUPONT CAPITAL MANAGEMENT CORP | $3.0K | 999 | 0.00% | 3q | HELD |
| UBS Group AG | $2.0K | 1,011 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 25 | $5.6M | 1,868,061 | 7 | 3 | 4 | 3.2% |
| Q4 2020 | 22 | $5.7M | 967,536 | 12 | 0 | 2 | 11.2% |
| Q3 2020 | 11 | $814.0K | 315,545 | 11 | 0 | 0 | 34.9% |