DFB HEALTHCARE ACQUISTION CO (DFBHW)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
26
Reporting holders
$10.3M
Reported value
11.6%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ANGELO GORDON & CO., L.P. | $2.0M | 200,000 | 0.26% | 4q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $877.0K | 649,967 | 0.00% | 4q | +143.6%+$516.9K |
| CNH PARTNERS LLC | $864.0K | 599,999 | 0.01% | 4q | HELD |
| DEUTSCHE BANK AG\ | $815.0K | options only | 0.00% | 6q | OPTIONS |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $770.0K | 663,536 | 0.11% | 4q | HELD |
| Linden Advisors LP | $526.0K | 420,999 | 0.01% | 4q | +2.7%+$13.7K |
| MOORE CAPITAL MANAGEMENT, LP | $450.0K | 333,333 | 0.02% | 4q | HELD |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | $439.0K | 304,950 | 0.02% | 2q | -9.6%-$46.4K |
| Monashee Investment Management LLC | $372.0K | 258,333 | 0.17% | 4q | HELD |
| Polar Asset Management Partners Inc. | $370.0K | 256,966 | 0.01% | 2q | -35.8%-$206.0K |
| Alberta Investment Management Corp | $360.0K | 250,000 | 0.00% | 4q | HELD |
| LMR Partners LLP | $338.0K | 250,000 | 0.02% | new | NEW |
| Weiss Asset Management LP | $324.0K | 224,825 | 0.03% | 2q | +805.6%+$288.2K |
| TD ASSET MANAGEMENT INC | $313.0K | 250,000 | 0.00% | 4q | HELD |
| Tudor Investment Corp Et Al | $240.0K | options only | 0.01% | 4q | OPTIONS |
| COWEN AND COMPANY, LLC | $207.0K | 143,922 | 0.05% | new | FIRST |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $154.0K | 133,333 | 0.01% | 3q | HELD |
| K2 PRINCIPAL FUND, L.P. | $137.0K | options only | 0.01% | new | OPTIONS |
| Shaolin Capital Management LLC | $108.0K | 74,999 | 0.02% | new | NEW |
| VERTEX ONE ASSET MANAGEMENT INC. | $106.0K | 73,333 | 0.03% | new | NEW |
| GOLDMAN SACHS GROUP INC | $96.0K | 66,667 | 0.00% | 4q | HELD |
| Myriad Asset Management Ltd. | $95.0K | 66,666 | 0.01% | new | NEW |
| BlueCrest Capital Management Ltd | $95.0K | 70,444 | 0.01% | 2q | +187.2%+$61.9K |
| GLAZER CAPITAL, LLC | $88.0K | 61,172 | 0.01% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $80.0K | 56,183 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $48.0K | 33,490 | 0.01% | 2q | -47.3%-$43.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 26 | $10.3M | 5,443,117 | 7 | 4 | 3 | 11.6% |
| Q2 2019 | 20 | $7.4M | 4,480,383 | 5 | 1 | 0 | 5.2% |
| Q1 2019 | 15 | $5.9M | 3,625,343 | 1 | 0 | 2 | 5.7% |
| Q4 2018 | 15 | $6.1M | 3,635,843 | 0 | 0 | 0 | 3.7% |