DFB HEALTHCARE ACQUISTION CO (DFBHW)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
26
Reporting holders
$10.3M
Reported value
11.6%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ANGELO GORDON & CO., L.P. | $2.0M | 200,000? | 0.26% | 4q | |
| GEODE CAPITAL MANAGEMENT, LLC | $877.0K | 649,967 | 0.00% | 4q | +143.6%+$516.9K |
| CNH PARTNERS LLC | $864.0K | 599,999 | 0.01% | 4q | HELD |
| DEUTSCHE BANK AG\ | $815.0K | options only | 0.00% | 6q | OPTIONS |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $770.0K | 663,536 | 0.11% | 4q | HELD |
| Linden Advisors LP | $526.0K | 420,999 | 0.01% | 4q | +2.7%+$13.7K |
| MOORE CAPITAL MANAGEMENT, LP | $450.0K | 333,333 | 0.02% | 4q | HELD |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | $439.0K | 304,950 | 0.02% | 2q | -9.6%-$46.4K |
| Monashee Investment Management LLC | $372.0K | 258,333 | 0.17% | 4q | HELD |
| Polar Asset Management Partners Inc. | $370.0K | 256,966 | 0.01% | 2q | -35.8%-$206.0K |
| Alberta Investment Management Corp | $360.0K | 250,000 | 0.00% | 4q | HELD |
| LMR Partners LLP | $338.0K | 250,000 | 0.02% | new | NEW |
| Weiss Asset Management LP | $324.0K | 224,825 | 0.03% | 2q | +805.6%+$288.2K |
| TD ASSET MANAGEMENT INC | $313.0K | 250,000 | 0.00% | 4q | HELD |
| Tudor Investment Corp Et Al | $240.0K | options only | 0.01% | 4q | OPTIONS |
| COWEN AND COMPANY, LLC | $207.0K | 143,922 | 0.05% | new | FIRST |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $154.0K | 133,333 | 0.01% | 3q | HELD |
| K2 PRINCIPAL FUND, L.P. | $137.0K | options only | 0.01% | new | OPTIONS |
| Shaolin Capital Management LLC | $108.0K | 74,999 | 0.02% | new | NEW |
| VERTEX ONE ASSET MANAGEMENT INC. | $106.0K | 73,333 | 0.03% | new | NEW |
| GOLDMAN SACHS GROUP INC | $96.0K | 66,667 | 0.00% | 4q | HELD |
| Myriad Asset Management Ltd. | $95.0K | 66,666 | 0.01% | new | NEW |
| BlueCrest Capital Management Ltd | $95.0K | 70,444 | 0.01% | 2q | +187.2%+$61.9K |
| GLAZER CAPITAL, LLC | $88.0K | 61,172 | 0.01% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $80.0K | 56,183 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $48.0K | 33,490 | 0.01% | 2q | -47.3%-$43.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 26 | $10.3M | 5,443,117 | 7 | 4 | 3 | 11.6% |
| Q2 2019 | 20 | $7.4M | 4,480,383 | 5 | 1 | 0 | 5.2% |
| Q1 2019 | 15 | $5.9M | 3,625,343 | 1 | 0 | 2 | 5.7% |
| Q4 2018 | 15 | $6.1M | 3,635,843 | 0 | 0 | 0 | 3.7% |