CAPSTEAD MTG CORP (CMO)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
132
Reporting holders
$484.7M
Reported value
0.0%
Held as options
-9
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $116.2M | 17,375,817 | 0.00% | 12q | -3.5%-$4.3M |
| VANGUARD GROUP INC | $67.8M | 10,141,524 | 0.00% | 12q | +2.0%+$1.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $40.1M | 5,998,484 | 0.00% | 12q | +15.5%+$5.4M |
| Paradice Investment Management LLC | $28.1M | 4,196,167 | 1.27% | 12q | +3.0%+$808.2K |
| Invesco Ltd. | $28.0M | 4,191,986 | 0.01% | 12q | -2.8%-$798.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $22.9M | 3,418,286 | 0.00% | 12q | +119.3%+$12.4M |
| STATE STREET CORP | $22.7M | 3,355,138 | 0.00% | 12q | +0.6%+$129.5K |
| BANK OF AMERICA CORP /DE/ | $13.4M | 2,002,253 | 0.00% | 12q | +5.3%+$678.1K |
| Mirae Asset Global Investments Co., Ltd. | $10.6M | 1,579,282 | 0.03% | 3q | +1.3%+$135.4K |
| Orchard Capital Managment, LLC | $9.3M | 1,389,299 | 2.80% | 4q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.5M | 1,267,922 | 0.00% | 12q | +6.9%+$546.7K |
| NORTHERN TRUST CORP | $7.4M | 1,113,348 | 0.00% | 12q | HELD |
| Bank of New York Mellon Corp | $7.4M | 1,108,437 | 0.00% | 12q | +4.9%+$348.2K |
| CREDIT SUISSE AG/ | $6.5M | 966,676 | 0.00% | 12q | +43.2%+$1.9M |
| CNH PARTNERS LLC | $5.8M | 872,942 | 0.17% | new | NEW |
| TWO SIGMA ADVISERS, LP | $5.4M | 812,643 | 0.01% | 8q | -9.0%-$537.9K |
| Verition Fund Management LLC | $4.6M | 685,972 | 0.04% | new | NEW |
| Alberta Investment Management Corp | $4.5M | 670,072 | 0.04% | 12q | HELD |
| EMG Holdings, L.P. | $4.5M | 668,000 | 0.50% | new | FIRST |
| PRINCIPAL FINANCIAL GROUP INC | $4.4M | 661,295 | 0.00% | 12q | -2.9%-$130.5K |
| MORGAN STANLEY | $3.0M | 442,317 | 0.00% | 16q | +1.9%+$54.6K |
| Nuveen Asset Management, LLC | $2.8M | 407,552 | 0.00% | 10q | -2.6%-$74.5K |
| AMERIPRISE FINANCIAL INC | $2.8M | 414,702 | 0.00% | 12q | -3.1%-$90.0K |
| GOLDMAN SACHS GROUP INC | $2.8M | 414,862 | 0.00% | 12q | -44.8%-$2.2M |
| TWO SIGMA INVESTMENTS, LP | $2.7M | 409,604 | 0.01% | 6q | -50.0%-$2.7M |
| Parametric Portfolio Associates LLC | $2.7M | 407,548 | 0.00% | 12q | +99.0%+$1.4M |
| JPMORGAN CHASE & CO | $2.7M | 397,345 | 0.00% | 12q | -29.6%-$1.1M |
| RENAISSANCE TECHNOLOGIES LLC | $2.6M | 394,700 | 0.00% | 12q | -65.1%-$4.9M |
| IndexIQ Advisors LLC | $2.6M | 386,974 | 0.09% | 12q | +861.5%+$2.3M |
| MILLENNIUM MANAGEMENT LLC | $2.4M | 354,125 | 0.00% | 12q | +1389.7%+$2.2M |
| CITIGROUP INC | $2.2M | 330,199 | 0.00% | 12q | +91.6%+$1.1M |
| HBK INVESTMENTS L P | $1.9M | 281,677 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $1.9M | 281,233 | 0.00% | 12q | -11.4%-$242.9K |
| SG Americas Securities, LLC | $1.5M | 228,413 | 0.01% | 12q | +237.5%+$1.1M |
| Legal & General Group Plc | $1.5M | 219,610 | 0.00% | 12q | +10.8%+$142.6K |
| Swiss National Bank | $1.4M | 213,300 | 0.00% | 12q | HELD |
| Public Sector Pension Investment Board | $1.4M | 211,950 | 0.01% | 12q | -14.7%-$243.7K |
| BARCLAYS PLC | $1.3M | 191,906 | 0.00% | 12q | +253.4%+$920.6K |
| Centiva Capital, LP | $1.1M | 160,721 | 0.07% | new | NEW |
| Ergoteles LLC | $1.0M | 151,322 | 0.04% | new | NEW |
| PRUDENTIAL FINANCIAL INC | $1.0M | 150,988 | 0.00% | 12q | HELD |
| Keebeck Alpha, LP | $963.0K | 143,988 | 0.30% | new | NEW |
| FIRST TRUST ADVISORS LP | $921.0K | 137,731 | 0.00% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $900.0K | 134,547 | 0.00% | 7q | +13.4%+$106.1K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $877.0K | 131,097 | 0.00% | 12q | HELD |
| Concorde Asset Management, LLC | $868.0K | 129,773 | 0.50% | 5q | +212.6%+$590.3K |
| UBS Group AG | $852.0K | 127,513 | 0.00% | 12q | +23.3%+$161.2K |
| WELLS FARGO & COMPANY/MN | $845.0K | 126,179 | 0.00% | 12q | -81.3%-$3.7M |
| HSBC HOLDINGS PLC | $822.0K | 122,076 | 0.00% | 2q | +778.2%+$728.4K |
| Penn Mutual Asset Management, LLC | $813.0K | 121,478 | 1.29% | 12q | +31.6%+$195.3K |
| WINTON GROUP Ltd | $773.0K | 115,541 | 0.04% | 10q | +9.7%+$68.2K |
| BNP PARIBAS ARBITRAGE, SA | $691.7K | 103,397 | 0.00% | 12q | +126.7%+$386.6K |
| UBS ASSET MANAGEMENT AMERICAS INC | $669.9K | 100,131 | 0.00% | 12q | -23.7%-$208.1K |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $573.0K | 84,812 | 0.00% | 8q | +7.4%+$39.3K |
| COMERICA BANK | $572.0K | 88,053 | 0.00% | 12q | -3.1%-$18.2K |
| LSV ASSET MANAGEMENT | $534.0K | 79,900 | 0.00% | 5q | HELD |
| Thrivent Financial for Lutherans | $524.0K | 78,306 | 0.00% | 12q | -1.1%-$5.8K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $513.0K | 76,644 | 0.00% | 12q | +7.6%+$36.4K |
| DEUTSCHE BANK AG\ | $505.0K | 75,425 | 0.00% | 15q | +6.0%+$28.4K |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $491.0K | 73,453 | 0.01% | 12q | -1.2%-$5.8K |
| TEXAS PERMANENT SCHOOL FUND | $479.0K | 71,662 | 0.01% | 12q | -0.7%-$3.4K |
| State of Alaska, Department of Revenue | $472.0K | 70,668 | 0.00% | 12q | +5.4%+$24.3K |
| AMERICAN INTERNATIONAL GROUP, INC. | $401.0K | 59,982 | 0.00% | 12q | -3.4%-$14.0K |
| NEW YORK STATE COMMON RETIREMENT FUND | $401.0K | 59,966 | 0.00% | 12q | -19.5%-$97.1K |
| NORGES BANK | $390.0K | 58,273 | 0.00% | 15q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $380.0K | 56,800 | 0.00% | 11q | -5.8%-$23.4K |
| State of Tennessee, Treasury Department | $367.0K | 54,688 | 0.00% | 12q | -3.9%-$14.7K |
| AMALGAMATED BANK | $313.0K | 46,826 | 0.00% | 2q | -1.7%-$5.3K |
| Louisiana State Employees Retirement System | $312.0K | 46,700 | 0.01% | 12q | +6.9%+$20.0K |
| ALLIANCEBERNSTEIN L.P. | $289.0K | 43,257 | 0.00% | 12q | -18.6%-$66.0K |
| Voya Investment Management LLC | $284.0K | 42,432 | 0.00% | 12q | -74.6%-$836.0K |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | $264.0K | 39,496 | 0.00% | 12q | -0.5%-$1.3K |
| Maryland State Retirement & Pension System | $260.0K | 38,403 | 0.01% | new | NEW |
| Cetera Advisor Networks LLC | $246.0K | 36,761 | 0.00% | 12q | +1.4%+$3.4K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $241.0K | 35,999 | 0.00% | 12q | HELD |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | $240.0K | 35,922 | 0.00% | 12q | HELD |
| WELLINGTON MANAGEMENT GROUP LLP | $218.0K | 32,659 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $215.0K | 31,190 | 0.00% | 12q | +2.3%+$4.8K |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | $203.0K | 30,400 | 0.00% | 12q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $195.0K | options only | 0.00% | 10q | OPTIONS |
| CAXTON ASSOCIATES LP | $185.0K | 27,627 | 0.02% | new | NEW |
| EVERENCE CAPITAL MANAGEMENT INC | $184.0K | 27,500 | 0.02% | 12q | HELD |
| Quadrature Capital Ltd | $179.0K | 26,704 | 0.01% | 2q | -0.9%-$1.6K |
| Arizona State Retirement System | $176.0K | 26,381 | 0.00% | 12q | HELD |
| MetLife Investment Management, LLC | $160.8K | 24,036 | 0.00% | 13q | -33.0%-$79.3K |
| STRS OHIO | $156.0K | 23,400 | 0.00% | 12q | HELD |
| KBC Group NV | $141.0K | 21,124 | 0.00% | 10q | -50.0%-$141.0K |
| Bridgefront Capital, LLC | $131.0K | 19,595 | 0.14% | new | NEW |
| D. E. Shaw & Co., Inc. | $128.0K | 19,064 | 0.00% | 8q | -92.5%-$1.6M |
| Metropolitan Life Insurance Co/NY | $125.2K | 18,714 | 0.00% | 13q | -24.2%-$39.9K |
| HighTower Advisors, LLC | $114.0K | 17,057 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $111.0K | 16,587 | 0.00% | new | NEW |
| Crossmark Global Holdings, Inc. | $106.0K | 15,860 | 0.00% | 12q | HELD |
| TEACHER RETIREMENT SYSTEM OF TEXAS | $104.0K | 15,612 | 0.00% | 3q | +23.1%+$19.5K |
| ProShare Advisors LLC | $99.0K | 14,724 | 0.00% | 6q | -46.2%-$85.1K |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $86.0K | 12,919 | 0.00% | 12q | -6.2%-$5.7K |
| ROYAL BANK OF CANADA | $86.0K | 12,979 | 0.00% | 12q | +12.7%+$9.7K |
| CIBC Asset Management Inc | $80.0K | 11,967 | 0.00% | 12q | +11.3%+$8.1K |
| CITADEL ADVISORS LLC | $78.0K | 11,636 | 0.00% | 12q | -95.7%-$1.7M |
| GREAT LAKES ADVISORS, LLC | $76.0K | 11,409 | 0.00% | 3q | -57.0%-$100.9K |
Showing the largest 100 of 132 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 132 | $484.7M | 72,375,959 | 16 | 47 | 39 | 0.0% |
| Q2 2021 | 141 | $426.2M | 69,295,196 | 12 | 52 | 46 | 0.0% |
| Q1 2021 | 147 | $449.6M | 72,059,943 | 19 | 39 | 52 | 0.0% |
| Q4 2020 | 151 | $459.4M | 76,174,889 | 13 | 38 | 55 | 3.4% |
| Q3 2020 | 151 | $450.3M | 77,409,681 | 17 | 49 | 47 | 3.2% |
| Q2 2020 | 153 | $434.0M | 78,825,626 | 26 | 58 | 36 | 0.2% |
| Q1 2020 | 152 | $342.8M | 81,479,755 | 19 | 45 | 44 | 0.0% |
| Q4 2019 | 164 | $646.3M | 81,534,839 | 30 | 52 | 46 | 0.0% |
| Q3 2019 | 160 | $592.1M | 80,495,800 | 17 | 67 | 34 | 0.0% |
| Q2 2019 | 167 | $592.8M | 70,953,904 | 17 | 51 | 52 | 0.0% |
| Q1 2019 | 172 | $594.6M | 69,615,465 | 32 | 37 | 61 | 0.0% |
| Q4 2018 | 165 | $487.1M | 72,967,919 | 5 | 2 | 2 | 0.0% |