CAPSTEAD MTG CORP (CMO)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
132
Reporting holders
$484.7M
Reported value
0.0%
Calls
0.0%
Puts
-9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $116.2M | 17,375,817 | 0.00% | 12q | -3.5%-$4.3M |
| VANGUARD GROUP INC | $67.8M | 10,141,524 | 0.00% | 12q | +2.0%+$1.3M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $40.1M | 5,998,484 | 0.00% | 12q | +15.5%+$5.4M |
| Paradice Investment Management LLC | $28.1M | 4,196,167 | 1.27% | 12q | +3.0%+$808.2K |
| Invesco Ltd. | $28.0M | 4,191,986 | 0.01% | 12q | -2.8%-$798.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $22.9M | 3,418,286 | 0.00% | 12q | +119.3%+$12.4M |
| STATE STREET CORP | $22.7M | 3,355,138 | 0.00% | 12q | +0.6%+$129.5K |
| BANK OF AMERICA CORP /DE/ | $13.4M | 2,002,253 | 0.00% | 12q | +5.3%+$678.1K |
| Mirae Asset Global Investments Co., Ltd. | $10.6M | 1,579,282 | 0.03% | 3q | +1.3%+$135.4K |
| Orchard Capital Managment, LLC | $9.3M | 1,389,299 | 2.80% | 4q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.5M | 1,267,922 | 0.00% | 12q | +6.9%+$546.7K |
| NORTHERN TRUST CORP | $7.4M | 1,113,348 | 0.00% | 12q | HELD |
| Bank of New York Mellon Corp | $7.4M | 1,108,437 | 0.00% | 12q | +4.9%+$348.2K |
| CREDIT SUISSE AG/ | $6.5M | 966,676 | 0.00% | 12q | +43.2%+$1.9M |
| CNH PARTNERS LLC | $5.8M | 872,942 | 0.17% | new | NEW |
| TWO SIGMA ADVISERS, LP | $5.4M | 812,643 | 0.01% | 8q | -9.0%-$537.9K |
| Verition Fund Management LLC | $4.6M | 685,972 | 0.04% | new | NEW |
| Alberta Investment Management Corp | $4.5M | 670,072 | 0.04% | 12q | HELD |
| EMG Holdings, L.P. | $4.5M | 668,000 | 0.50% | new | FIRST |
| PRINCIPAL FINANCIAL GROUP INC | $4.4M | 661,295 | 0.00% | 12q | -2.9%-$130.5K |
| MORGAN STANLEY | $3.0M | 442,317 | 0.00% | 16q | +1.9%+$54.6K |
| Nuveen Asset Management, LLC | $2.8M | 407,552 | 0.00% | 10q | -2.6%-$74.5K |
| AMERIPRISE FINANCIAL INC | $2.8M | 414,702 | 0.00% | 12q | -3.1%-$90.0K |
| GOLDMAN SACHS GROUP INC | $2.8M | 414,862 | 0.00% | 12q | -44.8%-$2.2M |
| TWO SIGMA INVESTMENTS, LP | $2.7M | 409,604 | 0.01% | 6q | -50.0%-$2.7M |
| Parametric Portfolio Associates LLC | $2.7M | 407,548 | 0.00% | 12q | +99.0%+$1.4M |
| JPMORGAN CHASE & CO | $2.7M | 397,345 | 0.00% | 12q | -29.6%-$1.1M |
| RENAISSANCE TECHNOLOGIES LLC | $2.6M | 394,700 | 0.00% | 12q | -65.1%-$4.9M |
| IndexIQ Advisors LLC | $2.6M | 386,974 | 0.09% | 12q | +861.5%+$2.3M |
| MILLENNIUM MANAGEMENT LLC | $2.4M | 354,125 | 0.00% | 12q | +1389.7%+$2.2M |
| CITIGROUP INC | $2.2M | 330,199 | 0.00% | 12q | +91.6%+$1.1M |
| HBK INVESTMENTS L P | $1.9M | 281,677 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $1.9M | 281,233 | 0.00% | 12q | -11.4%-$242.9K |
| SG Americas Securities, LLC | $1.5M | 228,413 | 0.01% | 12q | +237.5%+$1.1M |
| Legal & General Group Plc | $1.5M | 219,610 | 0.00% | 12q | +10.8%+$142.6K |
| Swiss National Bank | $1.4M | 213,300 | 0.00% | 12q | HELD |
| Public Sector Pension Investment Board | $1.4M | 211,950 | 0.01% | 12q | -14.7%-$243.7K |
| BARCLAYS PLC | $1.3M | 191,906 | 0.00% | 12q | +253.4%+$920.6K |
| Centiva Capital, LP | $1.1M | 160,721 | 0.07% | new | NEW |
| Ergoteles LLC | $1.0M | 151,322 | 0.04% | new | NEW |
| PRUDENTIAL FINANCIAL INC | $1.0M | 150,988 | 0.00% | 12q | HELD |
| Keebeck Alpha, LP | $963.0K | 143,988 | 0.30% | new | NEW |
| FIRST TRUST ADVISORS LP | $921.0K | 137,731 | 0.00% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $900.0K | 134,547 | 0.00% | 7q | +13.4%+$106.1K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $877.0K | 131,097 | 0.00% | 12q | HELD |
| Concorde Asset Management, LLC | $868.0K | 129,773 | 0.50% | 5q | +212.6%+$590.3K |
| UBS Group AG | $852.0K | 127,513 | 0.00% | 12q | +23.3%+$161.2K |
| WELLS FARGO & COMPANY/MN | $845.0K | 126,179 | 0.00% | 12q | -81.3%-$3.7M |
| HSBC HOLDINGS PLC | $822.0K | 122,076 | 0.00% | 2q | +778.2%+$728.4K |
| Penn Mutual Asset Management, LLC | $813.0K | 121,478 | 1.29% | 12q | +31.6%+$195.3K |
| WINTON GROUP Ltd | $773.0K | 115,541 | 0.04% | 10q | +9.7%+$68.2K |
| BNP PARIBAS ARBITRAGE, SA | $691.7K | 103,397 | 0.00% | 12q | +126.7%+$386.6K |
| UBS ASSET MANAGEMENT AMERICAS INC | $669.9K | 100,131 | 0.00% | 12q | -23.7%-$208.1K |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $573.0K | 84,812 | 0.00% | 8q | +7.4%+$39.3K |
| COMERICA BANK | $572.0K | 88,053 | 0.00% | 12q | -3.1%-$18.2K |
| LSV ASSET MANAGEMENT | $534.0K | 79,900 | 0.00% | 5q | HELD |
| Thrivent Financial for Lutherans | $524.0K | 78,306 | 0.00% | 12q | -1.1%-$5.8K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $513.0K | 76,644 | 0.00% | 12q | +7.6%+$36.4K |
| DEUTSCHE BANK AG\ | $505.0K | 75,425 | 0.00% | 15q | +6.0%+$28.4K |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $491.0K | 73,453 | 0.01% | 12q | -1.2%-$5.8K |
| TEXAS PERMANENT SCHOOL FUND | $479.0K | 71,662 | 0.01% | 12q | -0.7%-$3.4K |
| State of Alaska, Department of Revenue | $472.0K | 70,668 | 0.00% | 12q | +5.4%+$24.3K |
| AMERICAN INTERNATIONAL GROUP, INC. | $401.0K | 59,982 | 0.00% | 12q | -3.4%-$14.0K |
| NEW YORK STATE COMMON RETIREMENT FUND | $401.0K | 59,966 | 0.00% | 12q | -19.5%-$97.1K |
| NORGES BANK | $390.0K | 58,273 | 0.00% | 15q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $380.0K | 56,800 | 0.00% | 11q | -5.8%-$23.4K |
| State of Tennessee, Treasury Department | $367.0K | 54,688 | 0.00% | 12q | -3.9%-$14.7K |
| AMALGAMATED BANK | $313.0K | 46,826 | 0.00% | 2q | -1.7%-$5.3K |
| Louisiana State Employees Retirement System | $312.0K | 46,700 | 0.01% | 12q | +6.9%+$20.0K |
| ALLIANCEBERNSTEIN L.P. | $289.0K | 43,257 | 0.00% | 12q | -18.6%-$66.0K |
| Voya Investment Management LLC | $284.0K | 42,432 | 0.00% | 12q | -74.6%-$836.0K |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | $264.0K | 39,496 | 0.00% | 12q | -0.5%-$1.3K |
| Maryland State Retirement & Pension System | $260.0K | 38,403 | 0.01% | new | NEW |
| Cetera Advisor Networks LLC | $246.0K | 36,761 | 0.00% | 12q | +1.4%+$3.4K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $241.0K | 35,999 | 0.00% | 12q | HELD |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | $240.0K | 35,922 | 0.00% | 12q | HELD |
| WELLINGTON MANAGEMENT GROUP LLP | $218.0K | 32,659 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $215.0K | 31,190 | 0.00% | 12q | +2.3%+$4.8K |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | $203.0K | 30,400 | 0.00% | 12q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $195.0K | options only | 0.00% | 10q | OPTIONS |
| CAXTON ASSOCIATES LP | $185.0K | 27,627 | 0.02% | new | NEW |
| EVERENCE CAPITAL MANAGEMENT INC | $184.0K | 27,500 | 0.02% | 12q | HELD |
| Quadrature Capital Ltd | $179.0K | 26,704 | 0.01% | 2q | -0.9%-$1.6K |
| Arizona State Retirement System | $176.0K | 26,381 | 0.00% | 12q | HELD |
| MetLife Investment Management, LLC | $160.8K | 24,036 | 0.00% | 13q | -33.0%-$79.3K |
| STRS OHIO | $156.0K | 23,400 | 0.00% | 12q | HELD |
| KBC Group NV | $141.0K | 21,124 | 0.00% | 10q | -50.0%-$141.0K |
| Bridgefront Capital, LLC | $131.0K | 19,595 | 0.14% | new | NEW |
| D. E. Shaw & Co., Inc. | $128.0K | 19,064 | 0.00% | 8q | -92.5%-$1.6M |
| Metropolitan Life Insurance Co/NY | $125.2K | 18,714 | 0.00% | 13q | -24.2%-$39.9K |
| HighTower Advisors, LLC | $114.0K | 17,057 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $111.0K | 16,587 | 0.00% | new | NEW |
| Crossmark Global Holdings, Inc. | $106.0K | 15,860 | 0.00% | 12q | HELD |
| TEACHER RETIREMENT SYSTEM OF TEXAS | $104.0K | 15,612 | 0.00% | 3q | +23.1%+$19.5K |
| ProShare Advisors LLC | $99.0K | 14,724 | 0.00% | 6q | -46.2%-$85.1K |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $86.0K | 12,919 | 0.00% | 12q | -6.2%-$5.7K |
| ROYAL BANK OF CANADA | $86.0K | 12,979 | 0.00% | 12q | +12.7%+$9.7K |
| CIBC Asset Management Inc | $80.0K | 11,967 | 0.00% | 12q | +11.3%+$8.1K |
| CITADEL ADVISORS LLC | $78.0K | 11,636 | 0.00% | 12q | -95.7%-$1.7M |
| GREAT LAKES ADVISORS, LLC | $76.0K | 11,409 | 0.00% | 3q | -57.0%-$100.9K |
Showing the largest 100 of 132 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 132 | $484.7M | 72,375,959 | 16 | 47 | 39 | 0.0% |
| Q2 2021 | 141 | $426.2M | 69,295,196 | 12 | 52 | 46 | 0.0% |
| Q1 2021 | 147 | $449.6M | 72,059,943 | 19 | 39 | 52 | 0.0% |
| Q4 2020 | 151 | $459.4M | 76,174,889 | 13 | 38 | 55 | 3.4% |
| Q3 2020 | 151 | $450.3M | 77,409,681 | 17 | 49 | 47 | 3.2% |
| Q2 2020 | 153 | $434.0M | 78,825,626 | 26 | 58 | 36 | 0.2% |
| Q1 2020 | 152 | $342.8M | 81,479,755 | 19 | 45 | 44 | 0.0% |
| Q4 2019 | 164 | $646.3M | 81,534,839 | 30 | 52 | 46 | 0.0% |
| Q3 2019 | 160 | $592.1M | 80,495,800 | 17 | 67 | 34 | 0.0% |
| Q2 2019 | 167 | $592.8M | 70,953,904 | 17 | 51 | 52 | 0.0% |
| Q1 2019 | 172 | $594.6M | 69,615,465 | 32 | 37 | 61 | 0.0% |
| Q4 2018 | 165 | $487.1M | 72,967,919 | 5 | 2 | 2 | 0.0% |