COLLECTORS UNIVERSE INC (CLCT)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
137
Reporting holders
$478.7M
Reported value
7.7%
Held as options
+37
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $47.8M | 633,651 | 0.00% | 9q | +8.4%+$3.7M |
| VANGUARD GROUP INC | $31.9M | 422,942 | 0.00% | 9q | +1.6%+$498.2K |
| GROUP ONE TRADING, L.P. | $26.2M | 115,848 | 0.05% | 3q | +941.3%+$23.7M |
| DIMENSIONAL FUND ADVISORS LP | $22.7M | 301,597 | 0.01% | 9q | -5.9%-$1.4M |
| Pembroke Management, LTD | $22.5M | 297,978 | 1.88% | 9q | +32.6%+$5.5M |
| RENAISSANCE TECHNOLOGIES LLC | $20.4M | 270,539 | 0.02% | 9q | -58.9%-$29.2M |
| ADIRONDACK RETIREMENT SPECIALISTS, INC. | $20.2M | 267,674 | 17.73% | new | FIRST |
| Greenhaven Road Investment Management, L.P. | $19.4M | 257,133 | 4.08% | 3q | +39.1%+$5.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $17.4M | 144,558 | 0.00% | 3q | +296.0%+$13.0M |
| ROYCE & ASSOCIATES LP | $13.5M | 178,867 | 0.11% | 9q | -30.2%-$5.8M |
| STATE STREET CORP | $12.3M | 162,889 | 0.00% | 7q | +6.1%+$700.9K |
| Charles Winkler | $11.7M | 154,682 | 0.06% | new | NEW |
| Man Group plc | $11.3M | 150,444 | 0.05% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $11.2M | 149,079 | 0.00% | 9q | +6.4%+$679.9K |
| NORTHERN TRUST CORP | $10.3M | 136,528 | 0.00% | 9q | -1.8%-$193.5K |
| AMICA MUTUAL INSURANCE CO | $9.7M | 129,207 | 1.07% | 8q | HELD |
| Nuveen Asset Management, LLC | $8.8M | 116,325 | 0.00% | 7q | +25.3%+$1.8M |
| MARTIN & CO INC/TN/ | $8.2M | 108,695 | 2.09% | 9q | -1.0%-$81.1K |
| MILLENNIUM MANAGEMENT LLC | $8.1M | 107,342 | 0.01% | 2q | +344.8%+$6.3M |
| Balyasny Asset Management LLC | $7.2M | 95,481 | 0.04% | new | NEW |
| Oasis Management Co Ltd. | $6.2M | 81,859 | 1.16% | new | NEW |
| GABELLI FUNDS LLC | $5.6M | 73,728 | 0.04% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $5.5M | 72,733 | 0.85% | new | NEW |
| Hillsdale Investment Management Inc. | $4.7M | 62,482 | 0.45% | 8q | -16.6%-$934.9K |
| CREDIT SUISSE AG/ | $4.4M | 58,067 | 0.00% | new | NEW |
| WASATCH ADVISORS INC | $4.2M | 55,946 | 0.02% | 3q | -83.6%-$21.5M |
| EQUITEC PROPRIETARY MARKETS, LLC | $4.0M | 14,622 | 1.04% | new | NEW |
| CITADEL ADVISORS LLC | $3.9M | 8,757 | 0.00% | 2q | +5.2%+$194.3K |
| Verition Fund Management LLC | $3.5M | 45,976 | 0.03% | new | NEW |
| PEAK6 Investments LLC | $3.2M | options only | 0.01% | 3q | OPTIONS |
| G2 Investment Partners Management LLC | $3.2M | 42,470 | 0.59% | 4q | -25.5%-$1.1M |
| CNH PARTNERS LLC | $3.1M | 41,023 | 0.11% | new | NEW |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | $3.1M | 40,909 | 0.91% | new | FIRST |
| SIMPLEX TRADING, LLC | $3.0M | 9,738 | 0.00% | 8q | -36.7%-$1.8M |
| North Star Investment Management Corp. | $2.8M | 36,942 | 0.29% | 9q | -59.2%-$4.0M |
| BOOTHBAY FUND MANAGEMENT, LLC | $2.8M | 36,737 | 0.10% | new | NEW |
| BARCLAYS PLC | $2.7M | 35,357 | 0.00% | 9q | +746.1%+$2.4M |
| Kamunting Street Capital Management, L.P. | $2.6M | 35,000 | 1.38% | new | NEW |
| ANCHOR CAPITAL ADVISORS LLC | $2.5M | 33,819 | 0.06% | 2q | -1.0%-$25.6K |
| UBS Group AG | $2.5M | 33,118 | 0.00% | 9q | +8.0%+$184.5K |
| TWO SIGMA ADVISERS, LP | $2.5M | 32,900 | 0.01% | 9q | -8.9%-$241.3K |
| GLOBEFLEX CAPITAL L P | $2.4M | 32,185 | 0.52% | 3q | -10.1%-$271.4K |
| Bank of New York Mellon Corp | $2.4M | 31,480 | 0.00% | 9q | -64.4%-$4.3M |
| GOLDMAN SACHS GROUP INC | $2.3M | 30,507 | 0.00% | 8q | -85.1%-$13.1M |
| WELLS FARGO & COMPANY/MN | $2.1M | 27,431 | 0.00% | 9q | -79.1%-$7.8M |
| Walleye Capital LLC | $2.0M | 26,307 | 0.13% | new | NEW |
| WINTON GROUP Ltd | $2.0M | 26,105 | 0.14% | 6q | -57.7%-$2.7M |
| EMC Capital Management | $1.9M | 25,324 | 1.45% | new | FIRST |
| Amica Retiree Medical Trust | $1.8M | 23,715 | 1.26% | 8q | -19.1%-$423.5K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $1.7M | 22,567 | 0.00% | 7q | +6.1%+$97.5K |
| Allianz Asset Management GmbH | $1.7M | 22,500 | 0.00% | new | NEW |
| Qube Research & Technologies Ltd | $1.7M | 22,441 | 0.02% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.6M | 21,850 | 0.00% | 2q | -6.8%-$119.9K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.6M | 20,790 | 0.00% | 9q | +10.0%+$142.5K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $1.5M | 20,414 | 0.01% | new | NEW |
| Swiss National Bank | $1.5M | 19,800 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $1.4M | 18,662 | 0.00% | 5q | -64.4%-$2.5M |
| BARD ASSOCIATES INC | $1.3M | 16,938 | 0.50% | 9q | -1.7%-$22.6K |
| BCK CAPITAL MANAGEMENT LP | $1.3M | 16,650 | 1.00% | new | FIRST |
| Centiva Capital, LP | $1.1M | 15,000 | 0.04% | new | NEW |
| Sage Rock Capital Management LP | $1.1M | 15,000 | 0.19% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.0M | 13,872 | 0.00% | 7q | HELD |
| Schonfeld Strategic Advisors LLC | $1.0M | 13,707 | 0.01% | new | NEW |
| Conestoga Capital Advisors, LLC | $1.0M | 13,700 | 0.02% | 3q | -55.3%-$1.3M |
| Beryl Capital Management LLC | $1.0M | 13,392 | 0.16% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $994.0K | 13,187 | 0.03% | 8q | -49.1%-$958.0K |
| Invesco Ltd. | $992.0K | 13,165 | 0.00% | 9q | -78.9%-$3.7M |
| JPMORGAN CHASE & CO | $909.0K | 12,046 | 0.00% | 9q | +242.2%+$643.4K |
| Cubist Systematic Strategies, LLC | $814.0K | 10,790 | 0.01% | 2q | +34.4%+$208.1K |
| Arbor Wealth Management, LLC | $805.0K | 10,673 | 0.30% | new | NEW |
| STRS OHIO | $769.0K | 10,200 | 0.00% | 7q | -13.6%-$120.6K |
| Jump Financial, LLC | $724.0K | 9,600 | 0.12% | new | NEW |
| RHUMBLINE ADVISERS | $723.0K | 9,594 | 0.00% | 3q | +5.0%+$34.1K |
| AMERICAN CENTURY COMPANIES INC | $650.0K | 8,617 | 0.00% | 3q | +9.6%+$56.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $618.0K | 8,200 | 0.00% | 7q | HELD |
| One68 Global Capital, LLC | $615.0K | 8,150 | 1.23% | new | NEW |
| MORGAN STANLEY | $607.0K | 8,053 | 0.00% | 13q | +12.6%+$68.1K |
| JANE STREET GROUP, LLC | $566.0K | options only | 0.00% | 3q | OPTIONS |
| Parametric Portfolio Associates LLC | $514.0K | 6,820 | 0.00% | 2q | -18.5%-$117.0K |
| BANK OF AMERICA CORP /DE/ | $512.0K | 6,781 | 0.00% | 9q | +31.0%+$121.2K |
| WOLVERINE TRADING, LLC | $510.0K | 6,757 | 0.00% | 3q | +24.9%+$101.7K |
| DEUTSCHE BANK AG\ | $507.0K | 6,723 | 0.00% | 12q | +27.2%+$108.3K |
| Cutler Group LP | $504.0K | 6,570 | 0.02% | 3q | +447.5%+$411.9K |
| K2 PRINCIPAL FUND, L.P. | $486.0K | 6,442 | 0.04% | new | NEW |
| VICTORY CAPITAL MANAGEMENT INC | $471.0K | 6,243 | 0.00% | new | NEW |
| NISA INVESTMENT ADVISORS, LLC | $442.0K | 5,866 | 0.00% | 9q | -29.9%-$188.4K |
| LPL Financial LLC | $428.0K | 5,671 | 0.00% | 2q | +5.1%+$20.8K |
| PANAGORA ASSET MANAGEMENT INC | $419.0K | 5,550 | 0.00% | 7q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $418.0K | 5,543 | 0.00% | 3q | +1.6%+$6.7K |
| Poehling Capital Management, LLC | $409.0K | 5,422 | 0.16% | new | NEW |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $404.0K | 5,358 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP, INC. | $399.0K | 5,292 | 0.00% | 7q | -2.8%-$11.5K |
| CITIGROUP INC | $384.0K | 5,089 | 0.00% | 8q | +1061.9%+$350.9K |
| Walleye Trading LLC | $377.0K | options only | 0.00% | new | OPTIONS |
| MetLife Investment Management, LLC | $353.5K | 4,688 | 0.00% | 3q | HELD |
| Aperio Group, LLC | $335.0K | 4,439 | 0.00% | new | NEW |
| SEIZERT CAPITAL PARTNERS, LLC | $332.0K | 4,400 | 0.02% | 3q | HELD |
| UBS ASSET MANAGEMENT AMERICAS INC | $331.8K | 4,400 | 0.00% | new | NEW |
| Squarepoint Ops LLC | $325.0K | 4,311 | 0.00% | 2q | -5.5%-$19.0K |
| STATE OF WISCONSIN INVESTMENT BOARD | $324.0K | 4,300 | 0.00% | 2q | -33.8%-$165.8K |
Showing the largest 100 of 138 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 137 | $478.7M | 5,863,499 | 48 | 32 | 41 | 7.7% |
| Q3 2020 | 100 | $280.2M | 5,453,230 | 25 | 21 | 41 | 3.7% |
| Q2 2020 | 91 | $218.6M | 6,125,693 | 30 | 21 | 28 | 3.9% |
| Q1 2020 | 71 | $98.2M | 6,265,243 | 7 | 26 | 31 | 0.0% |
| Q4 2019 | 83 | $147.4M | 6,383,242 | 12 | 36 | 25 | 0.2% |
| Q3 2019 | 92 | $176.2M | 6,166,585 | 24 | 32 | 21 | 0.3% |
| Q2 2019 | 78 | $114.6M | 5,347,612 | 24 | 28 | 16 | 0.4% |
| Q1 2019 | 61 | $73.6M | 4,164,474 | 14 | 29 | 9 | 0.8% |
| Q4 2018 | 58 | $47.5M | 4,162,048 | 1 | 0 | 2 | 0.4% |