COLLECTORS UNIVERSE INC (CLCT)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
137
Reporting holders
$478.7M
Reported value
3.8%
Calls
3.9%
Puts
+37
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $47.8M | 633,651 | 0.00% | 9q | +8.4%+$3.7M |
| VANGUARD GROUP INC | $31.9M | 422,942 | 0.00% | 9q | +1.6%+$498.2K |
| GROUP ONE TRADING, L.P. | $26.2M | 115,848 | 0.05% | 3q | +941.3%+$23.7M |
| DIMENSIONAL FUND ADVISORS LP | $22.7M | 301,597 | 0.01% | 9q | -5.9%-$1.4M |
| Pembroke Management, LTD | $22.5M | 297,978 | 1.88% | 9q | +32.6%+$5.5M |
| RENAISSANCE TECHNOLOGIES LLC | $20.4M | 270,539 | 0.02% | 9q | -58.9%-$29.2M |
| ADIRONDACK RETIREMENT SPECIALISTS, INC. | $20.2M | 267,674 | 17.73% | new | FIRST |
| Greenhaven Road Investment Management, L.P. | $19.4M | 257,133 | 4.08% | 3q | +39.1%+$5.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $17.4M | 144,558 | 0.00% | 3q | +296.0%+$13.0M |
| ROYCE & ASSOCIATES LP | $13.5M | 178,867 | 0.11% | 9q | -30.2%-$5.8M |
| STATE STREET CORP | $12.3M | 162,889 | 0.00% | 7q | +6.1%+$700.9K |
| Charles Winkler | $11.7M | 154,682 | 0.06% | new | NEW |
| Man Group plc | $11.3M | 150,444 | 0.05% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $11.2M | 149,079 | 0.00% | 9q | +6.4%+$679.9K |
| NORTHERN TRUST CORP | $10.3M | 136,528 | 0.00% | 9q | -1.8%-$193.5K |
| AMICA MUTUAL INSURANCE CO | $9.7M | 129,207 | 1.07% | 8q | HELD |
| Nuveen Asset Management, LLC | $8.8M | 116,325 | 0.00% | 7q | +25.3%+$1.8M |
| MARTIN & CO INC/TN/ | $8.2M | 108,695 | 2.09% | 9q | -1.0%-$81.1K |
| MILLENNIUM MANAGEMENT LLC | $8.1M | 107,342 | 0.01% | 2q | +344.8%+$6.3M |
| Balyasny Asset Management LLC | $7.2M | 95,481 | 0.04% | new | NEW |
| Oasis Management Co Ltd. | $6.2M | 81,859 | 1.16% | new | NEW |
| GABELLI FUNDS LLC | $5.6M | 73,728 | 0.04% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $5.5M | 72,733 | 0.85% | new | NEW |
| Hillsdale Investment Management Inc. | $4.7M | 62,482 | 0.45% | 8q | -16.6%-$934.9K |
| CREDIT SUISSE AG/ | $4.4M | 58,067 | 0.00% | new | NEW |
| WASATCH ADVISORS INC | $4.2M | 55,946 | 0.02% | 3q | -83.6%-$21.5M |
| EQUITEC PROPRIETARY MARKETS, LLC | $4.0M | 14,622 | 1.04% | new | NEW |
| CITADEL ADVISORS LLC | $3.9M | 8,757 | 0.00% | 2q | +5.2%+$194.3K |
| Verition Fund Management LLC | $3.5M | 45,976 | 0.03% | new | NEW |
| PEAK6 Investments LLC | $3.2M | options only | 0.01% | 3q | OPTIONS |
| G2 Investment Partners Management LLC | $3.2M | 42,470 | 0.59% | 4q | -25.5%-$1.1M |
| CNH PARTNERS LLC | $3.1M | 41,023 | 0.11% | new | NEW |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | $3.1M | 40,909 | 0.91% | new | FIRST |
| SIMPLEX TRADING, LLC | $3.0M | 9,738 | 0.00% | 8q | -36.7%-$1.8M |
| North Star Investment Management Corp. | $2.8M | 36,942 | 0.29% | 9q | -59.2%-$4.0M |
| BOOTHBAY FUND MANAGEMENT, LLC | $2.8M | 36,737 | 0.10% | new | NEW |
| BARCLAYS PLC | $2.7M | 35,357 | 0.00% | 9q | +746.1%+$2.4M |
| Kamunting Street Capital Management, L.P. | $2.6M | 35,000 | 1.38% | new | NEW |
| ANCHOR CAPITAL ADVISORS LLC | $2.5M | 33,819 | 0.06% | 2q | -1.0%-$25.6K |
| UBS Group AG | $2.5M | 33,118 | 0.00% | 9q | +8.0%+$184.5K |
| TWO SIGMA ADVISERS, LP | $2.5M | 32,900 | 0.01% | 9q | -8.9%-$241.3K |
| GLOBEFLEX CAPITAL L P | $2.4M | 32,185 | 0.52% | 3q | -10.1%-$271.4K |
| Bank of New York Mellon Corp | $2.4M | 31,480 | 0.00% | 9q | -64.4%-$4.3M |
| GOLDMAN SACHS GROUP INC | $2.3M | 30,507 | 0.00% | 8q | -85.1%-$13.1M |
| WELLS FARGO & COMPANY/MN | $2.1M | 27,431 | 0.00% | 9q | -79.1%-$7.8M |
| Walleye Capital LLC | $2.0M | 26,307 | 0.13% | new | NEW |
| WINTON GROUP Ltd | $2.0M | 26,105 | 0.14% | 6q | -57.7%-$2.7M |
| EMC Capital Management | $1.9M | 25,324 | 1.45% | new | FIRST |
| Amica Retiree Medical Trust | $1.8M | 23,715 | 1.26% | 8q | -19.1%-$423.5K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $1.7M | 22,567 | 0.00% | 7q | +6.1%+$97.5K |
| Allianz Asset Management GmbH | $1.7M | 22,500 | 0.00% | new | NEW |
| Qube Research & Technologies Ltd | $1.7M | 22,441 | 0.02% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.6M | 21,850 | 0.00% | 2q | -6.8%-$119.9K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.6M | 20,790 | 0.00% | 9q | +10.0%+$142.5K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $1.5M | 20,414 | 0.01% | new | NEW |
| Swiss National Bank | $1.5M | 19,800 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $1.4M | 18,662 | 0.00% | 5q | -64.4%-$2.5M |
| BARD ASSOCIATES INC | $1.3M | 16,938 | 0.50% | 9q | -1.7%-$22.6K |
| BCK CAPITAL MANAGEMENT LP | $1.3M | 16,650 | 1.00% | new | FIRST |
| Centiva Capital, LP | $1.1M | 15,000 | 0.04% | new | NEW |
| Sage Rock Capital Management LP | $1.1M | 15,000 | 0.19% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.0M | 13,872 | 0.00% | 7q | HELD |
| Schonfeld Strategic Advisors LLC | $1.0M | 13,707 | 0.01% | new | NEW |
| Conestoga Capital Advisors, LLC | $1.0M | 13,700 | 0.02% | 3q | -55.3%-$1.3M |
| Beryl Capital Management LLC | $1.0M | 13,392 | 0.16% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $994.0K | 13,187 | 0.03% | 8q | -49.1%-$958.0K |
| Invesco Ltd. | $992.0K | 13,165 | 0.00% | 9q | -78.9%-$3.7M |
| JPMORGAN CHASE & CO | $909.0K | 12,046 | 0.00% | 9q | +242.2%+$643.4K |
| Cubist Systematic Strategies, LLC | $814.0K | 10,790 | 0.01% | 2q | +34.4%+$208.1K |
| Arbor Wealth Management, LLC | $805.0K | 10,673 | 0.30% | new | NEW |
| STRS OHIO | $769.0K | 10,200 | 0.00% | 7q | -13.6%-$120.6K |
| Jump Financial, LLC | $724.0K | 9,600 | 0.12% | new | NEW |
| RHUMBLINE ADVISERS | $723.0K | 9,594 | 0.00% | 3q | +5.0%+$34.1K |
| AMERICAN CENTURY COMPANIES INC | $650.0K | 8,617 | 0.00% | 3q | +9.6%+$56.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $618.0K | 8,200 | 0.00% | 7q | HELD |
| One68 Global Capital, LLC | $615.0K | 8,150 | 1.23% | new | NEW |
| MORGAN STANLEY | $607.0K | 8,053 | 0.00% | 13q | +12.6%+$68.1K |
| JANE STREET GROUP, LLC | $566.0K | options only | 0.00% | 3q | OPTIONS |
| Parametric Portfolio Associates LLC | $514.0K | 6,820 | 0.00% | 2q | -18.5%-$117.0K |
| BANK OF AMERICA CORP /DE/ | $512.0K | 6,781 | 0.00% | 9q | +31.0%+$121.2K |
| WOLVERINE TRADING, LLC | $510.0K | 6,757 | 0.00% | 3q | +24.9%+$101.7K |
| DEUTSCHE BANK AG\ | $507.0K | 6,723 | 0.00% | 12q | +27.2%+$108.3K |
| Cutler Group LP | $504.0K | 6,570 | 0.02% | 3q | +447.5%+$411.9K |
| K2 PRINCIPAL FUND, L.P. | $486.0K | 6,442 | 0.04% | new | NEW |
| VICTORY CAPITAL MANAGEMENT INC | $471.0K | 6,243 | 0.00% | new | NEW |
| NISA INVESTMENT ADVISORS, LLC | $442.0K | 5,866 | 0.00% | 9q | -29.9%-$188.4K |
| LPL Financial LLC | $428.0K | 5,671 | 0.00% | 2q | +5.1%+$20.8K |
| PANAGORA ASSET MANAGEMENT INC | $419.0K | 5,550 | 0.00% | 7q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $418.0K | 5,543 | 0.00% | 3q | +1.6%+$6.7K |
| Poehling Capital Management, LLC | $409.0K | 5,422 | 0.16% | new | NEW |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $404.0K | 5,358 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP, INC. | $399.0K | 5,292 | 0.00% | 7q | -2.8%-$11.5K |
| CITIGROUP INC | $384.0K | 5,089 | 0.00% | 8q | +1061.9%+$350.9K |
| Walleye Trading LLC | $377.0K | options only | 0.00% | new | OPTIONS |
| MetLife Investment Management, LLC | $353.5K | 4,688 | 0.00% | 3q | HELD |
| Aperio Group, LLC | $335.0K | 4,439 | 0.00% | new | NEW |
| SEIZERT CAPITAL PARTNERS, LLC | $332.0K | 4,400 | 0.02% | 3q | HELD |
| UBS ASSET MANAGEMENT AMERICAS INC | $331.8K | 4,400 | 0.00% | new | NEW |
| Squarepoint Ops LLC | $325.0K | 4,311 | 0.00% | 2q | -5.5%-$19.0K |
| STATE OF WISCONSIN INVESTMENT BOARD | $324.0K | 4,300 | 0.00% | 2q | -33.8%-$165.8K |
Showing the largest 100 of 138 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 137 | $478.7M | 5,863,499 | 48 | 32 | 41 | 7.7% |
| Q3 2020 | 100 | $280.2M | 5,453,230 | 25 | 21 | 41 | 3.7% |
| Q2 2020 | 91 | $218.6M | 6,125,693 | 30 | 21 | 28 | 3.9% |
| Q1 2020 | 71 | $98.2M | 6,265,243 | 7 | 26 | 31 | 0.0% |
| Q4 2019 | 83 | $147.4M | 6,383,242 | 12 | 36 | 25 | 0.2% |
| Q3 2019 | 92 | $176.2M | 6,166,585 | 24 | 32 | 21 | 0.3% |
| Q2 2019 | 78 | $114.6M | 5,347,612 | 24 | 28 | 16 | 0.4% |
| Q1 2019 | 61 | $73.6M | 4,164,474 | 14 | 29 | 9 | 0.8% |
| Q4 2018 | 58 | $47.5M | 4,162,048 | 1 | 0 | 2 | 0.4% |