CAPITOL INVT CORP IV (CICWS)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
26
Reporting holders
$14.9M
Reported value
3.6%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ANGELO GORDON & CO., L.P. | $5.8M | 571,666 | 0.67% | 3q | HELD |
| Polar Asset Management Partners Inc. | $1.3M | 913,900 | 0.02% | 3q | +356.9%+$992.1K |
| BROOKFIELD ASSET MANAGEMENT INC. | $1.2M | 867,500 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $625.0K | 450,000 | 0.00% | new | NEW |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $585.0K | 429,800 | 0.04% | 3q | -0.8%-$4.6K |
| Weiss Asset Management LP | $556.0K | 399,900 | 0.03% | new | NEW |
| FIR TREE CAPITAL MANAGEMENT LP | $511.0K | 367,433 | 0.05% | 3q | -38.8%-$323.4K |
| Kepos Capital LP | $400.0K | 287,587 | 0.04% | 3q | -0.6%-$2.6K |
| Davidson Kempner Capital Management LP | $394.0K | 283,333 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $385.0K | options only | 0.00% | 6q | OPTIONS |
| Periscope Capital Inc. | $359.0K | 258,500 | 0.05% | 3q | -11.5%-$46.5K |
| COWEN INC. | $343.0K | 246,748 | 0.02% | 3q | +260.5%+$247.8K |
| Linden Advisors LP | $340.0K | 250,000 | 0.01% | new | NEW |
| Walleye Trading LLC | $311.0K | 223,866 | 0.00% | new | NEW |
| GLAZER CAPITAL, LLC | $273.0K | 196,561 | 0.03% | 3q | +673.6%+$237.7K |
| Black Diamond Financial, LLC | $206.0K | 148,000 | 0.18% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $204.0K | 146,800 | 0.02% | 3q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $162.0K | 116,666 | 0.00% | 3q | HELD |
| HBK INVESTMENTS L P | $153.0K | options only | 0.00% | 3q | OPTIONS |
| EQUITEC SPECIALISTS, LLC | $138.0K | 99,200 | 0.04% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $133.0K | 95,820 | 0.00% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $130.0K | 93,782 | 0.00% | new | NEW |
| GOLDMAN SACHS GROUP INC | $116.0K | 83,334 | 0.00% | 3q | HELD |
| CNH PARTNERS LLC | $116.0K | 83,333 | 0.00% | 3q | HELD |
| PUTNAM INVESTMENTS LLC | $105.0K | 75,700 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $7.0K | 5,392 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 26 | $14.9M | 6,694,821 | 11 | 3 | 4 | 3.6% |
| Q1 2019 | 21 | $12.9M | 5,334,599 | 1 | 3 | 2 | 3.9% |
| Q4 2018 | 24 | $10.9M | 5,484,038 | 1 | 0 | 0 | 2.3% |