CAPITOL INVT CORP IV (CICWS)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
26
Reporting holders
$14.9M
Reported value
3.6%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ANGELO GORDON & CO., L.P. | $5.8M | 571,666? | 0.67% | 3q | |
| Polar Asset Management Partners Inc. | $1.3M | 913,900 | 0.02% | 3q | +356.9%+$992.1K |
| BROOKFIELD ASSET MANAGEMENT INC. | $1.2M | 867,500 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $625.0K | 450,000 | 0.00% | new | NEW |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $585.0K | 429,800 | 0.04% | 3q | -0.8%-$4.6K |
| Weiss Asset Management LP | $556.0K | 399,900 | 0.03% | new | NEW |
| FIR TREE CAPITAL MANAGEMENT LP | $511.0K | 367,433 | 0.05% | 3q | -38.8%-$323.4K |
| Kepos Capital LP | $400.0K | 287,587 | 0.04% | 3q | -0.6%-$2.6K |
| Davidson Kempner Capital Management LP | $394.0K | 283,333 | 0.00% | new | NEW |
| DEUTSCHE BANK AG\ | $385.0K | options only | 0.00% | 6q | OPTIONS |
| Periscope Capital Inc. | $359.0K | 258,500 | 0.05% | 3q | -11.5%-$46.5K |
| COWEN INC. | $343.0K | 246,748 | 0.02% | 3q | +260.5%+$247.8K |
| Linden Advisors LP | $340.0K | 250,000 | 0.01% | new | NEW |
| Walleye Trading LLC | $311.0K | 223,866 | 0.00% | new | NEW |
| GLAZER CAPITAL, LLC | $273.0K | 196,561 | 0.03% | 3q | +673.6%+$237.7K |
| Black Diamond Financial, LLC | $206.0K | 148,000 | 0.18% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $204.0K | 146,800 | 0.02% | 3q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $162.0K | 116,666 | 0.00% | 3q | HELD |
| HBK INVESTMENTS L P | $153.0K | options only | 0.00% | 3q | OPTIONS |
| EQUITEC SPECIALISTS, LLC | $138.0K | 99,200 | 0.04% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $133.0K | 95,820 | 0.00% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $130.0K | 93,782 | 0.00% | new | NEW |
| GOLDMAN SACHS GROUP INC | $116.0K | 83,334 | 0.00% | 3q | HELD |
| CNH PARTNERS LLC | $116.0K | 83,333 | 0.00% | 3q | HELD |
| PUTNAM INVESTMENTS LLC | $105.0K | 75,700 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $7.0K | 5,392 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 26 | $14.9M | 6,694,821 | 11 | 3 | 4 | 3.6% |
| Q1 2019 | 21 | $12.9M | 5,334,599 | 1 | 3 | 2 | 3.9% |
| Q4 2018 | 24 | $10.9M | 5,484,038 | 1 | 0 | 0 | 2.3% |