CAPITOL INVT CORP IV (CICU)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
9
Reporting holders
$37.3M
Reported value
0.0%
Held as options
-8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp | $12.5M | 1,169,009 | 0.00% | 3q | -10.0%-$1.4M |
| LMR Partners LLP | $8.0M | 750,000 | 0.29% | 3q | HELD |
| D. E. Shaw & Co., Inc. | $7.0M | 650,000 | 0.01% | 3q | HELD |
| PUTNAM INVESTMENTS LLC | $3.7M | 350,000 | 0.01% | 3q | HELD |
| VERTEX ONE ASSET MANAGEMENT INC. | $2.1M | 201,360 | 0.49% | new | NEW |
| COWEN INC. | $2.0M | 190,839 | 0.15% | 3q | +281.7%+$1.5M |
| MILLENNIUM MANAGEMENT LLC | $1.3M | 125,000 | 0.00% | 3q | HELD |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $627.0K | 58,586 | 0.53% | 3q | -81.1%-$2.7M |
| UBS Group AG | $6.0K | 600 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 9 | $37.3M | 3,495,394 | 2 | 1 | 2 | 0.0% |
| Q1 2019 | 17 | $110.4M | 10,443,415 | 0 | 1 | 4 | 0.0% |
| Q4 2018 | 18 | $123.1M | 11,934,821 | 2 | 0 | 0 | 0.0% |