CHINA FD INC (CHN)
Institutional ownership reported to the SEC as of Q3 2025, across 28 quarters.
27
Reporting holders
$113.2M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $50.2M | 2,721,771 | 3.71% | 28q | -24.2%-$16.0M |
| Allspring Global Investments Holdings, LLC | $13.8M | 748,320 | 0.02% | 16q | HELD |
| CSS LLC/IL | $12.8M | 693,261 | 0.57% | 2q | +409.9%+$10.3M |
| LAZARD ASSET MANAGEMENT LLC | $11.4M | 616,975 | 0.02% | 43q | -24.8%-$3.7M |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $5.1M | 277,948 | 0.02% | 3q | -23.8%-$1.6M |
| Matisse Capital | $4.5M | 243,000 | 2.02% | 5q | HELD |
| 1607 Capital Partners, LLC | $3.4M | 181,814 | 0.25% | 28q | +13.1%+$389.5K |
| Yakira Capital Management, Inc. | $2.8M | 150,834 | 0.97% | 2q | +449.8%+$2.3M |
| MORGAN STANLEY | $2.6M | 138,169 | 0.00% | 32q | -3.6%-$94.4K |
| Shaker Financial Services, LLC | $2.4M | 132,112 | 0.84% | 28q | HELD |
| IAT REINSURANCE CO LTD. | $1.3M | 68,399 | 0.27% | 28q | HELD |
| CHOREO, LLC | $716.9K | 38,838 | 0.01% | 8q | HELD |
| COHEN & STEERS, INC. | $658.0K | 35,624 | 0.00% | 4q | +39.0%+$184.7K |
| VISTA INVESTMENT MANAGEMENT | $497.4K | 26,945 | 0.17% | 14q | HELD |
| Farther Finance Advisors, LLC | $448.5K | 24,295 | 0.01% | 4q | +0.9%+$4.0K |
| STRS OHIO | $262.7K | 14,230 | 0.00% | 28q | HELD |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | $254.1K | 13,765 | 0.07% | 28q | -1.2%-$3.0K |
| BANK OF AMERICA CORP /DE/ | $73.0K | 3,956 | 0.00% | 28q | -9.2%-$7.4K |
| OSAIC HOLDINGS, INC. | $37.5K | 2,032 | 0.00% | 6q | HELD |
| UBS Group AG | $8.5K | 460 | 0.00% | 3q | +31.4%+$2.0K |
| HOLLENCREST CAPITAL MANAGEMENT | $7.6K | 412 | 0.00% | 12q | HELD |
| FINANCIAL CONSULATE, INC | $4.3K | 233 | 0.00% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $3.7K | 200 | 0.00% | 3q | -50.0%-$3.7K |
| WELLS FARGO & COMPANY/MN | $3.4K | 185 | 0.00% | 28q | +0.5% |
| JONES FINANCIAL COMPANIES LLLP | $3.1K | 170 | 0.00% | 6q | HELD |
| Financial Perspectives, Inc | $2.5K | 133 | 0.00% | 24q | HELD |
| Glen Eagle Advisors, LLC | $94 | 5 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2025 | 27 | $113.2M | 6,134,086 | 1 | 7 | 7 | 0.0% |
| Q2 2025 | 29 | $99.7M | 6,692,430 | 4 | 5 | 12 | 0.0% |
| Q1 2025 | 32 | $86.3M | 6,724,784 | 7 | 8 | 6 | 0.0% |
| Q4 2024 | 26 | $73.5M | 6,161,366 | 4 | 3 | 7 | 0.0% |
| Q3 2024 | 24 | $86.6M | 6,797,700 | 4 | 2 | 9 | 0.0% |
| Q2 2024 | 25 | $65.1M | 6,433,520 | 4 | 5 | 6 | 0.0% |
| Q1 2024 | 21 | $64.4M | 6,444,312 | 0 | 2 | 8 | 0.0% |
| Q4 2023 | 27 | $68.8M | 6,768,333 | 3 | 6 | 8 | 0.0% |
| Q3 2023 | 24 | $69.4M | 6,566,392 | 2 | 4 | 7 | 0.0% |
| Q2 2023 | 24 | $72.6M | 6,562,301 | 3 | 3 | 8 | 0.0% |
| Q1 2023 | 22 | $83.5M | 6,538,367 | 0 | 7 | 7 | 0.0% |
| Q4 2022 | 22 | $86.6M | 6,694,388 | 1 | 4 | 5 | 0.0% |
| Q3 2022 | 29 | $80.4M | 6,898,210 | 1 | 9 | 6 | 0.0% |
| Q2 2022 | 32 | $106.1M | 6,805,151 | 3 | 2 | 11 | 0.0% |
| Q1 2022 | 30 | $100.8M | 6,820,305 | 1 | 6 | 12 | 0.0% |
| Q4 2021 | 36 | $128.3M | 7,014,574 | 5 | 7 | 8 | 0.0% |
| Q3 2021 | 33 | $178.8M | 7,035,872 | 1 | 7 | 5 | 0.0% |
| Q2 2021 | 38 | $213.1M | 6,983,448 | 6 | 6 | 13 | 0.0% |
| Q1 2021 | 33 | $206.0M | 7,077,629 | 3 | 10 | 8 | 0.0% |
| Q4 2020 | 32 | $200.1M | 7,007,717 | 1 | 7 | 9 | 0.0% |
| Q3 2020 | 35 | $175.3M | 6,953,078 | 6 | 7 | 7 | 0.0% |
| Q2 2020 | 32 | $153.3M | 6,875,030 | 3 | 8 | 7 | 0.0% |
| Q1 2020 | 36 | $124.4M | 6,736,056 | 4 | 9 | 9 | 0.0% |
| Q4 2019 | 39 | $135.0M | 6,401,646 | 5 | 8 | 11 | 0.0% |
| Q3 2019 | 36 | $121.4M | 6,259,033 | 3 | 7 | 8 | 0.0% |
| Q2 2019 | 33 | $125.4M | 6,193,919 | 1 | 7 | 8 | 0.0% |
| Q1 2019 | 41 | $125.9M | 6,171,855 | 4 | 5 | 17 | 0.0% |
| Q4 2018 | 44 | $179.2M | 10,611,596 | 1 | 1 | 1 | 0.0% |