MORGAN STANLEY CHINA A SH FD (CAF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $96.8M | 4,602,793 | 5.83% | 31q | -24.7%-$31.7M |
| LAZARD ASSET MANAGEMENT LLC | $36.7M | 1,743,598 | 0.06% | 46q | -9.6%-$3.9M |
| Allspring Global Investments Holdings, LLC | $28.4M | 1,350,710 | 0.04% | 19q | -26.9%-$10.5M |
| 1607 Capital Partners, LLC | $25.6M | 1,218,021 | 0.74% | 31q | +106.1%+$13.2M |
| Karpus Management, Inc. | $10.1M | 482,293 | 0.29% | 17q | +1.9%+$190.0K |
| Saba Capital Management, L.P. | $9.5M | 450,836 | 0.24% | 5q | -14.3%-$1.6M |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $7.5M | 355,871 | 0.02% | 6q | +6.8%+$476.5K |
| Matisse Capital | $2.1M | 98,526 | 0.83% | 11q | -44.7%-$1.7M |
| COHEN & STEERS, INC. | $1.8M | 84,348 | 0.00% | 7q | -23.3%-$539.8K |
| CSS LLC/IL | $890.6K | 42,331 | 0.03% | 11q | -46.4%-$770.1K |
| Shaker Financial Services, LLC | $884.3K | 42,030 | 0.28% | new | NEW |
| MORGAN STANLEY | $657.7K | 31,261 | 0.00% | 35q | +5.1%+$31.9K |
| ROYAL BANK OF CANADA | $581.0K | 27,660 | 0.00% | 31q | +0.7%+$4.2K |
| Cresset Asset Management, LLC | $532.3K | 25,300 | 0.00% | new | NEW |
| READYSTATE ASSET MANAGEMENT LP | $455.2K | 21,635 | 0.02% | new | NEW |
| XTX Topco Ltd | $436.9K | 20,765 | 0.01% | 2q | +30.2%+$101.2K |
| STRS OHIO | $385.0K | 18,297 | 0.00% | 26q | -23.3%-$117.1K |
| WOLVERINE ASSET MANAGEMENT LLC | $277.1K | 13,172 | 0.00% | new | NEW |
| Dakota Wealth Management | $243.8K | 11,589 | 0.00% | 12q | +13.7%+$29.4K |
| OSAIC HOLDINGS, INC. | $210.4K | 10,001 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $204.8K | 9,735 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $142.7K | 6,782 | 0.00% | 15q | +4.1%+$5.6K |
| WELLS FARGO & COMPANY/MN | $77.2K | 3,671 | 0.00% | 31q | -47.0%-$68.5K |
| FIFTH THIRD BANCORP | $46.9K | 2,230 | 0.00% | 2q | HELD |
| ST GERMAIN D J CO INC | $33.7K | 1,600 | 0.00% | 13q | HELD |
| Rockefeller Capital Management L.P. | $16.8K | 800 | 0.00% | 4q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $16.4K | 778 | 0.00% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $14.4K | 684 | 0.00% | new | NEW |
| UBS Group AG | $13.7K | 649 | 0.00% | 31q | -99.2%-$1.8M |
| NATIONAL BANK OF CANADA /FI/ | $10.5K | 500 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $7.5K | 357 | 0.00% | 8q | HELD |
| Integrated Wealth Concepts LLC | $7.3K | 348 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $5.5K | 262 | 0.00% | 27q | HELD |
| MATHER GROUP, LLC. | $3.7K | 175 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G | Lazard Asset Management LLC | 13.1% |
| 2026-07-24 | 13G/A | City of London Investment Management Company Limited | 34.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 34 | $224.7M | 10,679,608 | 9 | 8 | 10 | 0.0% |
| Q1 2026 | 31 | $225.6M | 12,791,533 | 6 | 8 | 8 | 0.8% |
| Q4 2025 | 33 | $231.6M | 13,342,364 | 3 | 9 | 11 | 0.0% |
| Q3 2025 | 34 | $220.0M | 13,215,140 | 4 | 8 | 10 | 0.0% |
| Q2 2025 | 31 | $179.9M | 13,054,734 | 2 | 6 | 9 | 0.0% |
| Q1 2025 | 32 | $168.6M | 12,886,384 | 6 | 6 | 10 | 0.0% |
| Q4 2024 | 32 | $154.3M | 12,384,854 | 5 | 8 | 9 | 0.0% |
| Q3 2024 | 29 | $184.1M | 13,600,417 | 3 | 11 | 9 | 0.0% |
| Q2 2024 | 29 | $155.8M | 13,262,219 | 5 | 10 | 8 | 0.0% |
| Q1 2024 | 26 | $153.4M | 12,741,855 | 4 | 6 | 13 | 0.0% |
| Q4 2023 | 32 | $217.0M | 17,031,414 | 6 | 6 | 12 | 0.0% |
| Q3 2023 | 30 | $208.3M | 16,713,882 | 2 | 8 | 10 | 0.0% |
| Q2 2023 | 34 | $211.9M | 16,674,670 | 5 | 10 | 10 | 0.0% |
| Q1 2023 | 32 | $240.0M | 16,718,641 | 3 | 13 | 8 | 0.0% |
| Q4 2022 | 34 | $238.3M | 16,789,899 | 11 | 6 | 11 | 0.0% |
| Q3 2022 | 26 | $223.3M | 16,448,543 | 1 | 6 | 9 | 0.0% |
| Q2 2022 | 29 | $274.9M | 16,234,269 | 3 | 8 | 7 | 0.0% |
| Q1 2022 | 29 | $262.9M | 16,066,580 | 0 | 5 | 13 | 0.0% |
| Q4 2021 | 37 | $327.3M | 16,032,837 | 3 | 7 | 12 | 0.0% |
| Q3 2021 | 34 | $330.2M | 15,733,263 | 2 | 7 | 13 | 0.0% |
| Q2 2021 | 41 | $347.5M | 15,187,202 | 3 | 14 | 9 | 0.0% |
| Q1 2021 | 40 | $344.4M | 15,265,037 | 2 | 14 | 9 | 0.0% |
| Q4 2020 | 44 | $314.6M | 14,197,337 | 7 | 11 | 8 | 0.0% |
| Q3 2020 | 43 | $284.9M | 13,486,385 | 6 | 9 | 10 | 0.0% |
| Q2 2020 | 43 | $258.0M | 13,211,302 | 6 | 12 | 13 | 0.1% |
| Q1 2020 | 44 | $227.2M | 12,551,333 | 10 | 15 | 7 | 0.0% |
| Q4 2019 | 39 | $247.8M | 11,403,296 | 4 | 10 | 11 | 0.1% |
| Q3 2019 | 40 | $219.6M | 10,709,859 | 4 | 13 | 12 | 0.2% |
| Q2 2019 | 46 | $218.5M | 10,049,529 | 7 | 10 | 9 | 0.0% |
| Q1 2019 | 49 | $227.4M | 9,734,449 | 7 | 12 | 12 | 0.1% |
| Q4 2018 | 51 | $188.9M | 10,346,817 | 1 | 0 | 2 | 0.0% |