B RILEY PRINCIPAL MERGER COR (BRPMWS)
Institutional ownership reported to the SEC as of Q4 2019, across 3 quarters.
27
Reporting holders
$4.6M
Reported value
19.1%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | $736.0K | 901,002 | 0.00% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $559.0K | 682,133 | 0.05% | new | NEW |
| TUDOR INVESTMENT CORP ET AL | $553.0K | options only | 0.02% | 2q | OPTIONS |
| Polar Asset Management Partners Inc. | $385.0K | 469,600 | 0.01% | new | NEW |
| CNH PARTNERS LLC | $349.0K | 425,000 | 0.01% | 2q | HELD |
| DEUTSCHE BANK AG\ | $328.0K | options only | 0.00% | 2q | OPTIONS |
| Castle Creek Arbitrage, LLC | $230.0K | 280,000 | 0.05% | new | NEW |
| Walleye Trading LLC | $209.0K | 255,171 | 0.00% | 2q | +303.1%+$157.2K |
| HGC Investment Management Inc. | $187.0K | 228,144 | 0.03% | 3q | +82.5%+$84.5K |
| Periscope Capital Inc. | $166.0K | 201,000 | 0.02% | 2q | -20.1%-$41.7K |
| Sage Rock Capital Management LP | $128.0K | 156,701 | 0.04% | new | FIRST |
| SILVERBACK ASSET MANAGEMENT LLC | $113.0K | 137,500 | 0.02% | new | NEW |
| GLAZER CAPITAL, LLC | $103.0K | 125,000 | 0.01% | 2q | +25.0%+$20.6K |
| Alberta Investment Management Corp | $103.0K | 125,000 | 0.00% | 3q | HELD |
| B. Riley Wealth Management, Inc. | $83.0K | 100,832 | 0.01% | 3q | HELD |
| Kepos Capital LP | $64.0K | 78,125 | 0.01% | 2q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $61.0K | 74,998 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $60.0K | 73,601 | 0.01% | 2q | +208.0%+$40.5K |
| Yakira Capital Management, Inc. | $41.0K | 50,250 | 0.01% | new | NEW |
| Bulldog Investors, LLC | $35.0K | 43,248 | 0.01% | 3q | +26.3%+$7.3K |
| CITADEL ADVISORS LLC | $25.0K | 31,071 | 0.00% | 2q | +9.1%+$2.1K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $22.0K | 26,550 | 0.00% | 3q | -73.5%-$61.0K |
| B. Riley Financial, Inc. | $20.0K | 24,200 | 0.01% | 3q | HELD |
| GABELLI FUNDS LLC | $19.0K | 23,450 | 0.00% | 3q | -74.1%-$54.2K |
| WOLVERINE ASSET MANAGEMENT LLC | $16.0K | 20,200 | 0.00% | new | NEW |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $5.0K | 6,066 | 0.00% | new | NEW |
| PANAGORA ASSET MANAGEMENT INC | $1.0K | 1,192 | 0.00% | 3q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 27 | $4.6M | 4,540,034 | 9 | 6 | 4 | 19.1% |
| Q3 2019 | 21 | $1.5M | 2,035,922 | 10 | 2 | 2 | 33.4% |
| Q2 2019 | 12 | $461.0K | 941,513 | 12 | 0 | 0 | 0.0% |