B RILEY PRINCIPAL MERGER COR (BRPMWS)
Institutional ownership reported to the SEC as of Q4 2019, across 3 quarters.
27
Reporting holders
$4.6M
Reported value
19.1%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | $736.0K | 901,002 | 0.00% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $559.0K | 682,133 | 0.05% | new | NEW |
| TUDOR INVESTMENT CORP ET AL | $553.0K | options only | 0.02% | 2q | OPTIONS |
| Polar Asset Management Partners Inc. | $385.0K | 469,600 | 0.01% | new | NEW |
| CNH PARTNERS LLC | $349.0K | 425,000 | 0.01% | 2q | HELD |
| DEUTSCHE BANK AG\ | $328.0K | options only | 0.00% | 2q | OPTIONS |
| Castle Creek Arbitrage, LLC | $230.0K | 280,000 | 0.05% | new | NEW |
| Walleye Trading LLC | $209.0K | 255,171 | 0.00% | 2q | +303.1%+$157.2K |
| HGC Investment Management Inc. | $187.0K | 228,144 | 0.03% | 3q | +82.5%+$84.5K |
| Periscope Capital Inc. | $166.0K | 201,000 | 0.02% | 2q | -20.1%-$41.7K |
| Sage Rock Capital Management LP | $128.0K | 156,701 | 0.04% | new | FIRST |
| SILVERBACK ASSET MANAGEMENT LLC | $113.0K | 137,500 | 0.02% | new | NEW |
| GLAZER CAPITAL, LLC | $103.0K | 125,000 | 0.01% | 2q | +25.0%+$20.6K |
| Alberta Investment Management Corp | $103.0K | 125,000 | 0.00% | 3q | HELD |
| B. Riley Wealth Management, Inc. | $83.0K | 100,832 | 0.01% | 3q | HELD |
| Kepos Capital LP | $64.0K | 78,125 | 0.01% | 2q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $61.0K | 74,998 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $60.0K | 73,601 | 0.01% | 2q | +208.0%+$40.5K |
| Yakira Capital Management, Inc. | $41.0K | 50,250 | 0.01% | new | NEW |
| Bulldog Investors, LLC | $35.0K | 43,248 | 0.01% | 3q | +26.3%+$7.3K |
| CITADEL ADVISORS LLC | $25.0K | 31,071 | 0.00% | 2q | +9.1%+$2.1K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $22.0K | 26,550 | 0.00% | 3q | -73.5%-$61.0K |
| B. Riley Financial, Inc. | $20.0K | 24,200 | 0.01% | 3q | HELD |
| GABELLI FUNDS LLC | $19.0K | 23,450 | 0.00% | 3q | -74.1%-$54.2K |
| WOLVERINE ASSET MANAGEMENT LLC | $16.0K | 20,200 | 0.00% | new | NEW |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $5.0K | 6,066 | 0.00% | new | NEW |
| PANAGORA ASSET MANAGEMENT INC | $1.0K | 1,192 | 0.00% | 3q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 27 | $4.6M | 4,540,034 | 9 | 6 | 4 | 19.1% |
| Q3 2019 | 21 | $1.5M | 2,035,922 | 10 | 2 | 2 | 33.4% |
| Q2 2019 | 12 | $461.0K | 941,513 | 12 | 0 | 0 | 0.0% |