TWELVE SEAS INVESTMENT COMPA (BROGR)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
27
Reporting holders
$4.3M
Reported value
7.7%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | $870.0K | 2,352,010 | 0.02% | 4q | HELD |
| Kepos Capital LP | $610.0K | 1,755,499 | 0.06% | 4q | HELD |
| CNH PARTNERS LLC | $444.0K | 1,200,000 | 0.01% | new | NEW |
| Owl Creek Asset Management, L.P. | $384.0K | 1,037,873 | 0.02% | 4q | HELD |
| K2 PRINCIPAL FUND, L.P. | $333.0K | options only | 0.04% | 4q | OPTIONS |
| Davidson Kempner Capital Management LP | $295.0K | 921,500 | 0.01% | 2q | HELD |
| COWEN AND COMPANY, LLC | $244.0K | 659,818 | 0.06% | new | FIRST |
| Hudson Bay Capital Management LP | $192.0K | 600,000 | 0.01% | 2q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $154.0K | 417,800 | 0.00% | 2q | HELD |
| Periscope Capital Inc. | $151.0K | 433,400 | 0.02% | 3q | HELD |
| Yakira Capital Management, Inc. | $94.0K | 270,000 | 0.03% | 2q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $83.0K | 225,000 | 0.00% | 4q | HELD |
| Shaolin Capital Management LLC | $80.0K | 250,000 | 0.01% | new | NEW |
| 683 Capital Management, LLC | $65.0K | 175,000 | 0.01% | 4q | HELD |
| Castle Creek Arbitrage, LLC | $59.0K | 169,470 | 0.01% | 2q | HELD |
| BASSO CAPITAL MANAGEMENT, L.P. | $56.0K | 150,000 | 0.01% | 4q | HELD |
| Mint Tower Capital Management B.V. | $56.0K | 150,000 | 0.01% | 4q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $35.0K | 100,000 | 0.00% | 2q | HELD |
| GLAZER CAPITAL, LLC | $31.0K | 83,980 | 0.00% | 4q | -2.9% |
| Bluefin Trading, LLC | $29.0K | 89,404 | 0.00% | new | NEW |
| Bulldog Investors, LLC | $26.0K | 82,400 | 0.01% | new | NEW |
| GOLDMAN SACHS GROUP INC | $8.0K | 25,000 | 0.00% | 4q | HELD |
| Walleye Trading LLC | $6.0K | 20,148 | 0.00% | 3q | -85.1%-$34.4K |
| Virtu Financial LLC | $3.0K | 10,700 | 0.00% | 4q | -17.7% |
| UBS Group AG | $2.0K | 5,800 | 0.00% | 4q | HELD |
| HGC Investment Management Inc. | $2.0K | 5,400 | 0.00% | 4q | HELD |
| Context Capital Management, LLC | $1.0K | 1,400 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 27 | $4.3M | 11,191,602 | 5 | 0 | 4 | 7.7% |
| Q2 2019 | 22 | $3.3M | 10,974,111 | 6 | 7 | 2 | 0.0% |
| Q1 2019 | 19 | $3.5M | 12,959,329 | 2 | 2 | 4 | 0.8% |
| Q4 2018 | 18 | $4.5M | 12,918,429 | 1 | 0 | 0 | 0.0% |