AERIE PHARMACEUTICALS INC (AERI)
Institutional ownership reported to the SEC as of Q3 2022, across 16 quarters.
152
Reporting holders
$712.0M
Reported value
0.1%
Calls
0.1%
Puts
+17
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | $73.5M | 4,855,005 | 1.46% | 16q | +3.4%+$2.4M |
| BlackRock Inc. | $53.6M | 3,544,947 | 0.00% | 16q | +3.3%+$1.7M |
| VANGUARD GROUP INC | $36.9M | 2,441,120 | 0.00% | 16q | -10.2%-$4.2M |
| UBS Group AG | $36.4M | 2,405,832 | 0.02% | 16q | +40.6%+$10.5M |
| Jefferies Group LLC | $35.7M | 2,361,000 | 0.30% | 4q | HELD |
| WATER ISLAND CAPITAL LLC | $31.5M | 2,082,516 | 1.78% | new | NEW |
| NEXPOINT ASSET MANAGEMENT, L.P. | $28.7M | 1,893,891 | 1.92% | 13q | +511.4%+$24.0M |
| RICE HALL JAMES & ASSOCIATES, LLC | $24.3M | 1,603,458 | 1.41% | 16q | -13.1%-$3.6M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $22.7M | 1,500,183 | 0.04% | 12q | -28.4%-$9.0M |
| MORGAN STANLEY | $20.0M | 1,319,872 | 0.00% | 20q | -33.7%-$10.2M |
| LEVIN CAPITAL STRATEGIES, L.P. | $17.0M | 1,125,395 | 2.31% | 15q | -8.4%-$1.6M |
| CITIGROUP INC | $16.7M | 1,100,775 | 0.01% | 16q | -4.7%-$814.7K |
| BANK OF AMERICA CORP /DE/ | $16.4M | 1,081,127 | 0.00% | 16q | -58.4%-$23.0M |
| AQR Arbitrage LLC | $16.3M | 1,078,446 | 0.36% | new | NEW |
| ALPINE ASSOCIATES MANAGEMENT INC. | $15.6M | 1,028,900 | 0.65% | new | NEW |
| PINNACLE ASSOCIATES LTD | $14.6M | 964,759 | 0.34% | 13q | -6.7%-$1.0M |
| STATE STREET CORP | $14.4M | 951,675 | 0.00% | 16q | +0.8%+$116.1K |
| GOLDMAN SACHS GROUP INC | $14.2M | 939,811 | 0.00% | 16q | +519.7%+$11.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $13.1M | 862,809 | 0.00% | 16q | +3.3%+$414.9K |
| RENAISSANCE TECHNOLOGIES LLC | $12.0M | 795,473 | 0.02% | 10q | +34.8%+$3.1M |
| DEUTSCHE BANK AG\ | $11.2M | 740,882 | 0.01% | 19q | -26.2%-$4.0M |
| FRED ALGER MANAGEMENT, LLC | $9.1M | 598,325 | 0.05% | 16q | -43.5%-$7.0M |
| JPMORGAN CHASE & CO | $8.5M | 562,108 | 0.00% | 16q | +1954.9%+$8.1M |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $7.9M | 519,661 | 0.10% | 2q | +914.1%+$7.1M |
| BANK OF MONTREAL /CAN/ | $7.1M | 468,900 | 0.00% | new | NEW |
| GWM Asset Management Ltd | $7.0M | 463,900 | 25.22% | new | NEW |
| NORTHERN TRUST CORP | $6.9M | 457,539 | 0.00% | 16q | +1.3%+$86.0K |
| GABELLI FUNDS LLC | $6.8M | 452,567 | 0.06% | new | NEW |
| Magnetar Financial LLC | $6.7M | 441,584 | 0.09% | new | NEW |
| Ergoteles LLC | $6.5M | 428,184 | 0.23% | new | NEW |
| Nuveen Asset Management, LLC | $6.1M | 404,020 | 0.00% | 14q | -10.1%-$685.2K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $5.4M | 355,296 | 0.00% | 16q | +2.1%+$110.1K |
| DAFNA Capital Management LLC | $4.6M | 307,232 | 1.25% | 16q | +6.3%+$275.2K |
| Schonfeld Strategic Advisors LLC | $4.4M | 290,416 | 0.04% | new | NEW |
| Public Sector Pension Investment Board | $4.3M | 281,000 | 0.04% | new | NEW |
| EHP Funds Inc. | $4.2M | 275,924 | 0.85% | new | NEW |
| Eversept Partners, LP | $3.9M | 256,289 | 0.34% | new | NEW |
| D. E. Shaw & Co., Inc. | $3.7M | 243,976 | 0.00% | 3q | -1.8%-$66.9K |
| Bank of New York Mellon Corp | $3.6M | 238,464 | 0.00% | 16q | +4.6%+$158.2K |
| WELLINGTON MANAGEMENT GROUP LLP | $3.5M | 231,847 | 0.00% | 4q | -13.3%-$540.4K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $3.5M | 230,400 | 0.45% | new | NEW |
| CITADEL ADVISORS LLC | $3.5M | 228,542 | 0.00% | 16q | +148.5%+$2.1M |
| Qube Research & Technologies Ltd | $3.3M | 221,266 | 0.02% | new | NEW |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $3.0M | 200,808 | 0.02% | 9q | -83.0%-$14.9M |
| WELLS FARGO & COMPANY/MN | $2.6M | 169,586 | 0.00% | 16q | +775.6%+$2.3M |
| CREDIT SUISSE AG/ | $2.5M | 164,647 | 0.00% | 16q | +430.4%+$2.0M |
| Endurance Wealth Management, Inc. | $2.4M | 159,703 | 0.40% | 16q | -4.7%-$118.0K |
| DCF Advisers, LLC | $2.4M | 157,665 | 1.54% | 8q | -5.7%-$143.7K |
| Candriam S.C.A. | $2.2M | 142,745 | 0.02% | new | NEW |
| Kellner Capital, LLC | $1.9M | 124,575 | 1.07% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $1.8M | 118,240 | 0.00% | 10q | +175.7%+$1.1M |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $1.8M | 116,560 | 0.01% | 3q | +161.0%+$1.1M |
| AMERIPRISE FINANCIAL INC | $1.8M | 116,422 | 0.00% | 16q | -91.8%-$19.7M |
| Swiss National Bank | $1.6M | 103,800 | 0.00% | 16q | +1.2%+$18.2K |
| DLD Asset Management, LP | $1.5M | 100,000 | 0.12% | new | NEW |
| TWO SIGMA ADVISERS, LP | $1.5M | 97,900 | 0.00% | 7q | +435.0%+$1.2M |
| NORDEA INVESTMENT MANAGEMENT AB | $1.3M | 88,766 | 0.00% | 4q | -0.7%-$9.3K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $1.3M | 83,004 | 0.05% | new | NEW |
| RHUMBLINE ADVISERS | $1.2M | 79,568 | 0.00% | 16q | +17.9%+$183.1K |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $1.1M | 74,712 | 0.22% | 13q | HELD |
| Alpine Global Management, LLC | $1.1M | 71,825 | 0.25% | new | NEW |
| SG Americas Securities, LLC | $1.1M | 69,385 | 0.01% | 2q | +314.2%+$796.5K |
| ALLIANCEBERNSTEIN L.P. | $1.0M | 69,300 | 0.00% | 16q | +7.1%+$69.6K |
| Walleye Capital LLC | $1.0M | 67,310 | 0.02% | 5q | -89.3%-$8.5M |
| BCK Capital Management LP | $968.0K | 64,000 | 0.70% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $924.0K | 61,094 | 0.00% | 16q | -44.9%-$753.5K |
| CAXTON ASSOCIATES LP | $923.0K | 60,974 | 0.12% | 2q | +93.5%+$445.9K |
| PDT Partners, LLC | $910.0K | 60,164 | 0.14% | 4q | -61.7%-$1.5M |
| PRUDENTIAL FINANCIAL INC | $894.0K | 59,040 | 0.00% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $854.0K | 56,433 | 0.00% | 16q | -2.0%-$17.8K |
| UBS ASSET MANAGEMENT AMERICAS INC | $810.3K | 53,554 | 0.00% | 16q | +4.5%+$35.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $794.0K | 14,877 | 0.00% | 5q | HELD |
| HARVEST MANAGEMENT LLC | $757.0K | 50,000 | 0.61% | new | NEW |
| Centiva Capital, LP | $757.0K | 50,000 | 0.01% | new | NEW |
| SEI INVESTMENTS CO | $743.0K | 49,059 | 0.00% | 12q | +2.4%+$17.4K |
| Tudor Investment Corp Et Al | $739.0K | 48,874 | 0.02% | new | NEW |
| Squarepoint Ops LLC | $724.0K | 47,884 | 0.00% | 6q | -25.1%-$242.4K |
| ExodusPoint Capital Management, LP | $720.0K | 47,605 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $719.0K | 47,529 | 0.00% | 4q | +59.3%+$267.8K |
| NOMURA HOLDINGS INC | $709.0K | 46,893 | 0.00% | new | NEW |
| Verition Fund Management LLC | $704.0K | 46,550 | 0.00% | new | NEW |
| Jump Financial, LLC | $694.0K | 45,846 | 0.03% | new | NEW |
| STIFEL FINANCIAL CORP | $691.0K | 45,665 | 0.00% | 16q | -75.8%-$2.2M |
| GAMCO INVESTORS, INC. ET AL | $682.0K | 45,050 | 0.01% | new | NEW |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $679.0K | 44,846 | 0.00% | 10q | -63.8%-$1.2M |
| STATE OF WISCONSIN INVESTMENT BOARD | $674.0K | 44,561 | 0.00% | 16q | +324.3%+$515.2K |
| BOOTHBAY FUND MANAGEMENT, LLC | $614.0K | 40,600 | 0.02% | new | NEW |
| MARTINGALE ASSET MANAGEMENT L P | $580.0K | 38,299 | 0.01% | new | NEW |
| NATIXIS ADVISORS, L.P. | $565.0K | 37,375 | 0.00% | 3q | HELD |
| S. MUOIO & CO. LLC | $555.0K | 36,655 | 0.73% | new | NEW |
| Allspring Global Investments Holdings, LLC | $543.0K | 35,952 | 0.00% | 4q | -1.1%-$6.0K |
| Mirae Asset Global Investments Co., Ltd. | $530.0K | 35,026 | 0.00% | 2q | +5.9%+$29.7K |
| Cubist Systematic Strategies, LLC | $489.0K | 32,335 | 0.00% | 4q | +19.7%+$80.3K |
| PenderFund Capital Management Ltd. | $480.0K | 22,950 | 0.15% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $463.0K | 30,590 | 0.00% | 4q | -62.2%-$763.2K |
| BARCLAYS PLC | $459.0K | 30,316 | 0.00% | 16q | +169.8%+$288.9K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $428.0K | 28,234 | 0.00% | 16q | +79.7%+$189.8K |
| Virtu Financial LLC | $380.0K | 25,101 | 0.03% | new | NEW |
| MetLife Investment Management, LLC | $367.1K | 24,261 | 0.00% | 17q | +23.3%+$69.5K |
| Allianz Asset Management GmbH | $365.0K | 24,100 | 0.00% | 16q | -85.8%-$2.2M |
Showing the largest 100 of 152 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2022 | 152 | $712.0M | 46,978,453 | 52 | 46 | 44 | 0.1% |
| Q2 2022 | 135 | $353.7M | 47,143,693 | 19 | 40 | 51 | 0.0% |
| Q1 2022 | 136 | $437.3M | 48,053,399 | 28 | 47 | 36 | 0.1% |
| Q4 2021 | 129 | $334.2M | 47,371,737 | 25 | 38 | 39 | 0.5% |
| Q3 2021 | 140 | $532.2M | 46,318,316 | 21 | 48 | 36 | 0.8% |
| Q2 2021 | 143 | $732.3M | 45,692,262 | 15 | 59 | 42 | 0.1% |
| Q1 2021 | 159 | $839.5M | 46,640,944 | 27 | 42 | 60 | 1.1% |
| Q4 2020 | 152 | $623.8M | 46,004,776 | 20 | 57 | 44 | 0.4% |
| Q3 2020 | 150 | $553.7M | 46,864,409 | 15 | 49 | 49 | 0.3% |
| Q2 2020 | 158 | $721.2M | 48,853,126 | 28 | 54 | 53 | 0.3% |
| Q1 2020 | 154 | $741.4M | 54,076,370 | 22 | 49 | 47 | 0.8% |
| Q4 2019 | 173 | $1.4B | 58,266,609 | 33 | 59 | 48 | 1.6% |
| Q3 2019 | 170 | $1.1B | 56,693,784 | 40 | 71 | 34 | 2.2% |
| Q2 2019 | 167 | $1.5B | 48,610,320 | 29 | 78 | 38 | 2.3% |
| Q1 2019 | 178 | $2.3B | 47,582,355 | 32 | 69 | 46 | 0.5% |
| Q4 2018 | 163 | $1.8B | 49,999,285 | 5 | 3 | 2 | 1.1% |