FIRST TR EXCHNG TRADED FD VI (YSEP)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
56
Reporting holders
$45.0M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $5.0M | 181,580 | 0.01% | 19q | -8.3%-$452.6K |
| US BANCORP \DE\ | $4.8M | 175,315 | 0.01% | 4q | -18.0%-$1.1M |
| RAYMOND JAMES FINANCIAL INC | $3.7M | 133,285 | 0.00% | 7q | -3.0%-$112.7K |
| Cetera Investment Advisers | $3.1M | 113,459 | 0.00% | 12q | HELD |
| SOA Wealth Advisors, LLC. | $2.5M | 89,438 | 0.41% | 11q | -0.9%-$21.7K |
| OSAIC HOLDINGS, INC. | $2.1M | 77,715 | 0.00% | 19q | -9.9%-$235.7K |
| LPL Financial LLC | $2.0M | 72,134 | 0.00% | 6q | -3.4%-$69.0K |
| NorthCrest Asset Manangement, LLC | $1.7M | 63,081 | 0.04% | 8q | -3.0%-$53.7K |
| Avantra Family Wealth, Inc. | $1.6M | 57,562 | 1.01% | 5q | +1.7%+$26.9K |
| Modern Wealth Management, LLC | $1.5M | 52,764 | 0.02% | 3q | -75.8%-$4.5M |
| Corient Private Wealth LP | $1.3M | 46,468 | 0.00% | 14q | +100.0%+$639.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 40,591 | 0.00% | 2q | +415.3%+$900.9K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 40,015 | 0.00% | 15q | -13.2%-$167.2K |
| SILVER OAK SECURITIES, INCORPORATED | $1.0M | 38,055 | 0.06% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $811.7K | 29,474 | 0.01% | 19q | -4.1%-$34.4K |
| Ignite Planners, LLC | $791.6K | 28,744 | 0.11% | 4q | -0.6%-$4.9K |
| Noble Wealth Management PBC | $751.2K | 27,275 | 0.34% | 4q | -15.4%-$136.7K |
| Rockefeller Capital Management L.P. | $714.6K | 25,949 | 0.00% | 7q | -11.8%-$95.8K |
| WEALTHGARDEN F.S. LLC | $679.0K | 24,656 | 0.39% | 8q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $670.5K | 24,348 | 0.07% | new | NEW |
| KINTRA WEALTH, LLC | $666.4K | 23,539 | 0.03% | 2q | +4.1%+$26.4K |
| Kestra Advisory Services, LLC | $624.9K | 22,691 | 0.00% | 6q | -32.2%-$296.6K |
| Ameritas Investment Partners, Inc. | $597.1K | 21,683 | 0.02% | 11q | -1.6%-$9.5K |
| Prospera Financial Services Inc | $488.1K | 17,724 | 0.01% | 12q | -1.7%-$8.4K |
| Arkadios Wealth Advisors | $442.1K | 16,053 | 0.01% | 3q | -0.7%-$3.1K |
| Kovack Advisors, Inc. | $396.6K | 14,417 | 0.02% | 3q | +2.0%+$7.7K |
| JANE STREET GROUP, LLC | $394.9K | 14,338 | 0.00% | new | NEW |
| Five Pine Wealth Management | $390.2K | 14,167 | 0.22% | 7q | -5.8%-$24.2K |
| MGO ONE SEVEN LLC | $378.4K | 13,741 | 0.01% | 3q | HELD |
| Avidian Wealth Enterprises, LLC | $349.2K | 12,679 | 0.01% | 3q | HELD |
| Diligent Investors, LLC | $340.1K | 12,350 | 0.08% | 7q | HELD |
| 1776 Wealth LLC | $339.8K | 12,339 | 0.12% | 11q | HELD |
| WINNACLE WEALTH LLC | $332.2K | 12,062 | 0.23% | 4q | -2.2%-$7.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $302.5K | 73,845 | 0.00% | 7q | -2.6%-$8.0K |
| Grantvest Financial Group LLC | $276.5K | 10,040 | 0.16% | 3q | HELD |
| LEGACY SOLUTIONS, LLC | $246.6K | 8,955 | 0.20% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $157.0K | 5,700 | 0.01% | 3q | HELD |
| Farther Finance Advisors, LLC | $156.6K | 5,685 | 0.00% | 5q | +2973.0%+$151.5K |
| DHJJ Financial Advisors, Ltd. | $144.6K | 5,249 | 0.04% | 12q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $137.9K | 5,009 | 0.00% | new | NEW |
| MORGAN STANLEY | $137.7K | 5,000 | 0.00% | 5q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $137.3K | 4,986 | 0.01% | 7q | -9.4%-$14.2K |
| EP Wealth Advisors, LLC | $131.6K | 4,780 | 0.00% | new | NEW |
| Benson Wealth Management INC | $97.3K | 3,533 | 0.10% | 3q | HELD |
| AE Wealth Management LLC | $80.2K | 2,912 | 0.00% | 7q | HELD |
| Integrity Financial Corp /WA | $68.3K | 2,481 | 0.03% | 8q | -14.0%-$11.1K |
| Whipplewood Advisors, LLC | $53.4K | 1,940 | 0.04% | 7q | -11.5%-$7.0K |
| IFP Advisors, Inc | $47.0K | 1,705 | 0.00% | 20q | -28.4%-$18.6K |
| Steward Partners Investment Advisory, LLC | $46.2K | 1,677 | 0.00% | 11q | HELD |
| Signature Equity Partners, LLC | $43.1K | 1,565 | 0.02% | 3q | HELD |
| Capital Investment Advisory Services, LLC | $25.1K | 910 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $21.8K | 791 | 0.00% | 3q | HELD |
| Buck Wealth Strategies, LLC | $11.0K | 400 | 0.00% | new | NEW |
| GHP Investment Advisors, Inc. | $9.4K | 342 | 0.00% | 2q | HELD |
| Strive Financial Group ,LLC | $6.2K | 226 | 0.00% | 3q | +100.0%+$3.1K |
| LM Advisors LLC | $5.5K | 199,617 | 0.63% | 11q | +3689.2%+$5.4K |
| Cambridge Investment Research Advisors, Inc. | $1.8K | 65,876 | 0.00% | 16q | -5.8% |
| Janney Montgomery Scott LLC | $556 | 20,194 | 0.00% | 4q | +2.3% |
| PARK AVENUE SECURITIES LLC | $437 | 15,878 | 0.00% | 4q | -4.7% |
| Smartleaf Asset Management LLC | $137 | 5 | 0.00% | 3q | HELD |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $87 | 3,183 | 0.02% | 6q | HELD |
| Capital Analysts, LLC | $17 | 634 | 0.00% | 12q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 31.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 56 | $45.0M | 1,697,427 | 5 | 7 | 24 | 0.0% |
| Q1 2026 | 60 | $60.1M | 2,355,501 | 3 | 11 | 23 | 0.0% |
| Q4 2025 | 63 | $69.1M | 2,649,508 | 16 | 23 | 13 | 0.0% |
| Q3 2025 | 45 | $52.2M | 2,050,238 | 7 | 16 | 14 | 0.0% |
| Q2 2025 | 42 | $54.3M | 2,230,435 | 7 | 10 | 15 | 0.0% |
| Q1 2025 | 43 | $61.7M | 2,716,082 | 8 | 11 | 13 | 0.0% |
| Q4 2024 | 40 | $32.3M | 1,486,063 | 11 | 14 | 6 | 0.0% |
| Q3 2024 | 31 | $21.4M | 937,094 | 7 | 5 | 10 | 0.0% |
| Q2 2024 | 27 | $18.6M | 857,766 | 2 | 9 | 6 | 0.0% |
| Q1 2024 | 26 | $16.5M | 771,017 | 2 | 8 | 5 | 0.0% |
| Q4 2023 | 28 | $17.9M | 865,098 | 14 | 8 | 3 | 0.0% |
| Q3 2023 | 15 | $8.0M | 417,904 | 4 | 3 | 3 | 0.0% |
| Q2 2023 | 14 | $7.1M | 360,217 | 1 | 7 | 2 | 0.0% |
| Q1 2023 | 21 | $10.4M | 539,048 | 5 | 8 | 4 | 0.0% |
| Q4 2022 | 16 | $8.9M | 495,080 | 9 | 2 | 1 | 0.0% |
| Q3 2022 | 12 | $8.4M | 527,406 | 3 | 4 | 1 | 0.0% |
| Q2 2022 | 12 | $2.8M | 163,519 | 0 | 4 | 5 | 0.0% |
| Q1 2022 | 12 | $3.4M | 176,129 | 4 | 4 | 2 | 0.0% |
| Q4 2021 | 12 | $2.8M | 142,518 | 7 | 1 | 2 | 0.0% |
| Q3 2021 | 5 | $2.1M | 105,809 | 5 | 0 | 0 | 0.0% |