PRINCIPAL EXCHANGE TRADED FD (YLD)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
66
Reporting holders
$500.8M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | $91.7M | 4,807,872 | 1.10% | 11q | +44.1%+$28.1M |
| ENVESTNET ASSET MANAGEMENT INC | $82.7M | 4,334,582 | 0.02% | 27q | +50.1%+$27.6M |
| PRINCIPAL FINANCIAL GROUP INC | $61.9M | 3,253,825 | 0.03% | 19q | +4.1%+$2.4M |
| AMERIPRISE FINANCIAL INC | $39.8M | 2,086,927 | 0.01% | 4q | -30.4%-$17.4M |
| WELLS FARGO & COMPANY/MN | $36.6M | 1,920,432 | 0.01% | 14q | -35.9%-$20.6M |
| LPL Financial LLC | $29.1M | 1,526,597 | 0.01% | 31q | +13.9%+$3.6M |
| Cyndeo Wealth Partners, LLC | $21.2M | 1,112,557 | 1.00% | 13q | +3.9%+$797.0K |
| Ameritas Investment Partners, Inc. | $18.1M | 950,578 | 0.48% | 13q | +4.4%+$770.8K |
| RAYMOND JAMES FINANCIAL INC | $16.5M | 866,006 | 0.00% | 7q | +20.0%+$2.7M |
| BALANCED WEALTH GROUP LLC | $16.4M | 860,404 | 5.19% | 3q | +4.5%+$712.3K |
| STIFEL FINANCIAL CORP | $9.9M | 518,546 | 0.01% | 8q | HELD |
| McAdam, LLC | $8.3M | 437,028 | 0.32% | 8q | +97.6%+$4.1M |
| ROYAL BANK OF CANADA | $7.0M | 367,334 | 0.00% | 30q | -14.4%-$1.2M |
| Integrated Wealth Concepts LLC | $6.7M | 353,081 | 0.03% | 6q | +1.0%+$66.9K |
| BlueStem Wealth Partners, LLC | $6.3M | 330,214 | 0.63% | 6q | +10.9%+$617.4K |
| JPMORGAN CHASE & CO | $5.8M | 303,525 | 0.00% | 12q | +1.9%+$110.6K |
| US BANCORP \DE\ | $5.8M | 303,329 | 0.01% | 6q | +10.5%+$549.6K |
| OSAIC HOLDINGS, INC. | $5.0M | 260,642 | 0.01% | 15q | +140.3%+$2.9M |
| Manske Wealth Management | $3.3M | 174,477 | 0.83% | 7q | -1.8%-$62.1K |
| NICOLET BANKSHARES INC | $2.7M | 143,202 | 0.09% | 5q | -74.2%-$7.8M |
| CreativeOne Wealth, LLC | $2.1M | 112,605 | 0.05% | 6q | +61.9%+$821.4K |
| Ameritas Advisory Services, LLC | $2.0M | 104,007 | 0.04% | 11q | +60.3%+$746.6K |
| Fifth Third Securities, Inc. | $1.9M | 99,978 | 0.11% | 4q | +40.7%+$551.9K |
| IAG Wealth Partners, LLC | $1.7M | 87,776 | 0.17% | 2q | +11314.3%+$1.7M |
| Steward Partners Investment Advisory, LLC | $1.5M | 79,159 | 0.01% | 5q | +18.9%+$240.1K |
| NewEdge Advisors, LLC | $1.5M | 78,071 | 0.00% | new | NEW |
| AJ Advisors, LLC | $1.5M | 77,941 | 0.46% | new | NEW |
| Capital Investment Advisory Services, LLC | $1.4M | 72,642 | 0.09% | 10q | +4.9%+$64.1K |
| Private Advisor Group, LLC | $1.3M | 70,647 | 0.01% | 6q | +50.9%+$454.5K |
| Smartleaf Asset Management LLC | $933.2K | 48,882 | 0.03% | 11q | HELD |
| Greenline Wealth Management LLC | $733.4K | 38,439 | 0.60% | 3q | +20.0%+$122.0K |
| Arete Wealth Advisors, LLC | $685.5K | 35,930 | 0.02% | new | NEW |
| Hobart Private Capital, LLC | $677.8K | 35,522 | 0.12% | 10q | -3.2%-$22.4K |
| Atria Investments, Inc | $665.4K | 34,876 | 0.01% | 4q | +15.1%+$87.5K |
| Gallagher Fiduciary Advisors, LLC | $657.4K | 34,453 | 0.02% | 4q | +15.9%+$90.4K |
| Transcendent Capital Group LLC | $630.8K | 33,060 | 0.25% | 3q | +9.3%+$53.7K |
| PFG Investments, LLC | $493.6K | 25,872 | 0.02% | 8q | -9.3%-$50.8K |
| Western Wealth Management, LLC | $484.4K | 25,386 | 0.02% | 2q | -9.2%-$49.2K |
| IFP Advisors, Inc | $449.6K | 23,566 | 0.01% | 4q | +5.1%+$21.8K |
| Milestones Private Investment Advisors LLC | $425.8K | 22,314 | 0.34% | 5q | +5.1%+$20.8K |
| Cerity Partners LLC | $367.8K | 19,279 | 0.00% | 3q | -3.4%-$12.9K |
| DAVENPORT & Co LLC | $355.3K | 18,624 | 0.00% | 6q | -10.9%-$43.5K |
| CITADEL ADVISORS LLC | $346.4K | 18,153 | 0.00% | 3q | -30.5%-$152.2K |
| Stonebridge Financial Group, LLC / MO | $338.5K | 17,742 | 0.22% | 3q | -3.2%-$11.3K |
| Prospera Financial Services Inc | $306.4K | 16,059 | 0.00% | 3q | HELD |
| Belpointe Asset Management LLC | $246.7K | 12,928 | 0.01% | 5q | -1.2%-$3.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $240.8K | 12,620 | 0.00% | 29q | -90.0%-$2.2M |
| VERUS CAPITAL PARTNERS, LLC | $222.8K | 11,676 | 0.01% | 6q | HELD |
| TRUIST FINANCIAL CORP | $217.5K | 11,397 | 0.00% | 10q | -0.6%-$1.3K |
| Advisory Services Network, LLC | $210.0K | 11,005 | 0.00% | 4q | -25.4%-$71.5K |
| MML INVESTORS SERVICES, LLC | $205.5K | 10,768 | 0.00% | 8q | -14.9%-$36.0K |
| Sigma Planning Corp | $201.6K | 10,567 | 0.01% | new | NEW |
| Allied Private Wealth LLC | $192.2K | 10,159 | 0.12% | new | FIRST |
| EP Wealth Advisors, LLC | $118.2K | 6,195 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $82.2K | 4,308 | 0.00% | 7q | -16.7%-$16.4K |
| Farther Finance Advisors, LLC | $72.0K | 3,775 | 0.00% | 3q | -1.8%-$1.3K |
| FIFTH THIRD BANCORP | $61.9K | 3,242 | 0.00% | 2q | HELD |
| Cape Investment Advisory, Inc. | $58.4K | 3,059 | 0.02% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $39.4K | 2,085 | 0.00% | 2q | HELD |
| FIRST COMMUNITY TRUST NA | $25.5K | 1,337 | 0.01% | 8q | HELD |
| CoreCap Advisors, LLC | $17.2K | 902 | 0.00% | 6q | HELD |
| AdvisorNet Financial, Inc | $9.8K | 515 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.9K | 97,950 | 0.00% | 8q | +121.9%+$1.0K |
| HARBOUR INVESTMENTS, INC. | $1.5K | 79 | 0.00% | 21q | HELD |
| Pinnacle Bancorp, Inc. | $782 | 41 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $283 | 14,823 | 0.00% | 14q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $191 | 10 | 0.00% | 3q | HELD |
| FMR LLC | $27 | 14 | 0.00% | 9q | -6.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 66 | $500.8M | 26,258,823 | 8 | 27 | 20 | 0.0% |
| Q1 2026 | 65 | $464.2M | 24,508,448 | 10 | 31 | 14 | 0.0% |
| Q4 2025 | 68 | $379.6M | 19,964,200 | 10 | 32 | 21 | 0.0% |
| Q3 2025 | 65 | $341.4M | 17,575,898 | 11 | 33 | 11 | 0.0% |
| Q2 2025 | 57 | $263.9M | 13,643,813 | 10 | 31 | 9 | 0.0% |
| Q1 2025 | 53 | $279.8M | 12,402,358 | 13 | 23 | 7 | 0.0% |
| Q4 2024 | 48 | $215.6M | 11,238,832 | 5 | 27 | 6 | 0.0% |
| Q3 2024 | 47 | $201.1M | 10,299,867 | 11 | 18 | 12 | 0.0% |
| Q2 2024 | 38 | $178.7M | 9,382,965 | 6 | 17 | 10 | 0.0% |
| Q1 2024 | 36 | $137.6M | 7,186,043 | 6 | 18 | 7 | 0.0% |
| Q4 2023 | 33 | $120.1M | 6,370,203 | 8 | 6 | 9 | 0.0% |
| Q3 2023 | 22 | $81.2M | 4,497,967 | 5 | 8 | 6 | 0.0% |
| Q2 2023 | 20 | $84.0M | 4,580,020 | 6 | 5 | 5 | 0.0% |
| Q1 2023 | 16 | $49.4M | 2,699,985 | 5 | 2 | 7 | 0.0% |
| Q4 2022 | 12 | $63.9M | 3,581,554 | 2 | 4 | 4 | 0.0% |
| Q3 2022 | 13 | $59.1M | 3,406,832 | 1 | 5 | 5 | 0.0% |
| Q2 2022 | 16 | $173.5M | 9,774,796 | 3 | 3 | 8 | 0.0% |
| Q1 2022 | 17 | $195.3M | 9,793,080 | 1 | 3 | 8 | 0.0% |
| Q4 2021 | 20 | $209.3M | 10,046,233 | 4 | 6 | 7 | 0.0% |
| Q3 2021 | 18 | $9.7M | 462,397 | 2 | 14 | 2 | 0.0% |
| Q2 2021 | 18 | $8.3M | 197,907 | 2 | 6 | 8 | 0.0% |
| Q1 2021 | 18 | $9.6M | 236,003 | 3 | 3 | 7 | 0.0% |
| Q4 2020 | 16 | $11.5M | 289,469 | 1 | 5 | 7 | 0.0% |
| Q3 2020 | 19 | $12.6M | 334,630 | 1 | 4 | 10 | 0.0% |
| Q2 2020 | 22 | $17.7M | 491,359 | 3 | 6 | 8 | 0.0% |
| Q1 2020 | 21 | $16.1M | 500,120 | 4 | 7 | 6 | 0.0% |
| Q4 2019 | 22 | $17.8M | 433,131 | 4 | 8 | 4 | 0.0% |
| Q3 2019 | 17 | $13.0M | 323,822 | 4 | 5 | 4 | 0.0% |
| Q2 2019 | 14 | $10.9M | 272,220 | 4 | 3 | 4 | 0.0% |
| Q1 2019 | 11 | $9.2M | 231,076 | 5 | 3 | 0 | 0.0% |
| Q4 2018 | 7 | $5.4M | 141,421 | 0 | 0 | 0 | 0.0% |