FIRST TR EXCHNG TRADED FD VI (XOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
43
Reporting holders
$52.4M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sequent Planning LLC | $8.2M | 208,561 | 1.76% | 7q | -54.1%-$9.7M |
| OLD MISSION CAPITAL LLC | $7.9M | 201,201 | 0.13% | 4q | +358.7%+$6.2M |
| ENVESTNET ASSET MANAGEMENT INC | $7.6M | 191,294 | 0.00% | new | NEW |
| Cetera Investment Advisers | $4.6M | 116,792 | 0.00% | 10q | +545.0%+$3.9M |
| Aptus Capital Advisors, LLC | $3.4M | 85,082 | 0.02% | 3q | -0.7%-$23.0K |
| Financial Guidance Group, Inc. | $3.4M | 85,082 | 1.26% | 3q | -0.7%-$23.0K |
| Kestra Advisory Services, LLC | $2.7M | 67,963 | 0.01% | 11q | -5.2%-$148.4K |
| SECURED RETIREMENT ADVISORS, LLC | $1.3M | 33,093 | 0.67% | 7q | +2.0%+$26.1K |
| OSAIC HOLDINGS, INC. | $1.1M | 27,670 | 0.00% | 11q | +12.6%+$122.4K |
| Diligent Investors, LLC | $1.1M | 27,018 | 0.24% | 7q | -3.7%-$40.5K |
| Signal Advisors Wealth, LLC | $966.6K | 24,469 | 0.05% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $846.1K | 21,419 | 0.01% | 7q | -14.7%-$146.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $814.4K | 20,616 | 0.00% | 11q | -4.4%-$37.2K |
| MML INVESTORS SERVICES, LLC | $573.4K | 14,516 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $567.8K | 14,375 | 0.01% | new | NEW |
| Ignite Planners, LLC | $564.4K | 14,289 | 0.08% | 6q | -1.1%-$6.1K |
| Ashton Thomas Private Wealth, LLC | $543.4K | 13,756 | 0.01% | 7q | HELD |
| Atria Investments, Inc | $494.2K | 12,510 | 0.00% | new | NEW |
| Bouchey Financial Group, Ltd. | $489.9K | 12,403 | 0.03% | 5q | -98.4%-$29.8M |
| Van Diest Capital, LLC | $488.7K | 12,371 | 0.44% | 3q | HELD |
| PFS Partners, LLC | $466.0K | 11,796 | 0.19% | 7q | HELD |
| LPL Financial LLC | $395.5K | 10,011 | 0.00% | 10q | +3.1%+$11.8K |
| Beacon Financial Advisory LLC | $384.4K | 9,730 | 0.08% | 3q | HELD |
| CROSSPOINT FINANCIAL, LLC | $379.4K | 9,604 | 0.87% | 3q | HELD |
| LVZ, Inc. | $355.5K | 9,000 | 0.04% | 7q | HELD |
| Summit Financial, LLC | $325.9K | 8,250 | 0.00% | new | NEW |
| HBK Sorce Advisory LLC | $303.0K | 7,580 | 0.01% | 11q | -13.6%-$47.6K |
| AE Wealth Management LLC | $284.3K | 7,197 | 0.00% | 7q | -6.7%-$20.3K |
| Arlington Capital Management, Inc. | $273.9K | 6,935 | 0.17% | 4q | HELD |
| Sovran Advisors, LLC | $268.4K | 6,764 | 0.02% | 4q | HELD |
| Envestnet Portfolio Solutions, Inc. | $266.2K | 6,738 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $260.1K | 6,594 | 0.00% | 3q | +307.8%+$196.4K |
| Gallagher Fiduciary Advisors, LLC | $255.5K | 6,469 | 0.01% | new | NEW |
| Mariner, LLC | $216.4K | 5,477 | 0.00% | new | NEW |
| IMG Wealth Management, Inc. | $112.2K | 2,841 | 0.06% | 7q | HELD |
| DHJJ Financial Advisors, Ltd. | $79.7K | 2,018 | 0.02% | 10q | -7.8%-$6.7K |
| Capital Investment Advisory Services, LLC | $57.2K | 1,449 | 0.00% | new | NEW |
| UBS Group AG | $45.2K | 1,145 | 0.00% | 4q | +21.9%+$8.1K |
| Steward Partners Investment Advisory, LLC | $35.6K | 900 | 0.00% | 11q | -25.0%-$11.9K |
| IFP Advisors, Inc | $23.7K | 600 | 0.00% | 7q | HELD |
| Farther Finance Advisors, LLC | $13.0K | 330 | 0.00% | new | NEW |
| BARCLAYS PLC | $5.5K | 139 | 0.00% | 8q | +348.4%+$4.3K |
| Pinnacle Wealth Planning Services, Inc. | $2.4K | 62 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-07 | 13G | First Trust Portfolios L.P.with 2 co-filers | 31.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 43 | $52.4M | 1,326,109 | 11 | 8 | 13 | 0.0% |
| Q1 2026 | 36 | $68.9M | 1,830,513 | 1 | 7 | 11 | 0.0% |
| Q4 2025 | 37 | $83.7M | 2,216,264 | 8 | 11 | 11 | 0.0% |
| Q3 2025 | 34 | $82.1M | 2,229,735 | 7 | 4 | 12 | 0.0% |
| Q2 2025 | 34 | $94.3M | 2,637,585 | 8 | 6 | 8 | 0.0% |
| Q1 2025 | 30 | $53.1M | 1,582,626 | 3 | 6 | 6 | 0.0% |
| Q4 2024 | 32 | $54.5M | 1,595,366 | 14 | 7 | 4 | 0.0% |
| Q3 2024 | 20 | $27.1M | 798,149 | 6 | 4 | 6 | 0.0% |
| Q2 2024 | 21 | $49.4M | 1,479,769 | 4 | 4 | 9 | 0.0% |
| Q1 2024 | 20 | $43.4M | 1,322,657 | 6 | 6 | 3 | 0.0% |
| Q4 2023 | 17 | $23.4M | 732,773 | 15 | 0 | 0 | 0.0% |