FIRST TR EXCHNG TRADED FD VI (XNOV)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $14.5M | 365,316 | 0.00% | new | NEW |
| Cetera Investment Advisers | $4.4M | 109,899 | 0.00% | 10q | +609.7%+$3.7M |
| Kestra Advisory Services, LLC | $2.3M | 59,076 | 0.01% | 11q | -5.4%-$132.5K |
| Key Client Fiduciary Advisors, LLC | $1.9M | 46,715 | 0.53% | 10q | -6.8%-$134.8K |
| OSAIC HOLDINGS, INC. | $1.7M | 42,008 | 0.00% | 11q | -1.8%-$30.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.6M | 39,493 | 0.00% | 11q | -2.2%-$35.7K |
| Aptus Capital Advisors, LLC | $1.1M | 28,300 | 0.01% | 10q | HELD |
| Financial Guidance Group, Inc. | $1.1M | 28,300 | 0.42% | 3q | HELD |
| Signal Advisors Wealth, LLC | $932.3K | 23,528 | 0.05% | new | NEW |
| Diligent Investors, LLC | $782.6K | 19,750 | 0.17% | 7q | HELD |
| Sequent Planning LLC | $600.8K | 15,162 | 0.13% | 7q | -2.0%-$12.3K |
| MML INVESTORS SERVICES, LLC | $570.3K | 14,392 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $546.5K | 13,792 | 0.01% | new | NEW |
| Envestnet Portfolio Solutions, Inc. | $512.6K | 12,936 | 0.00% | new | NEW |
| Atria Investments, Inc | $476.0K | 12,011 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $380.3K | 9,597 | 0.01% | 11q | -15.0%-$66.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $365.8K | 9,231 | 0.00% | 4q | -37.2%-$216.7K |
| PFS Partners, LLC | $360.4K | 9,095 | 0.15% | 11q | HELD |
| Mariner, LLC | $359.7K | 9,076 | 0.00% | 7q | +4.1%+$14.3K |
| Arkadios Wealth Advisors | $338.7K | 8,548 | 0.01% | 3q | HELD |
| HRT FINANCIAL LP | $296.0K | 7,482 | 0.00% | new | NEW |
| LPL Financial LLC | $285.8K | 7,212 | 0.00% | 3q | +5.2%+$14.2K |
| Gallagher Fiduciary Advisors, LLC | $246.1K | 6,211 | 0.01% | new | NEW |
| LVZ, Inc. | $241.5K | 6,095 | 0.02% | 3q | HELD |
| IFP Advisors, Inc | $237.9K | 6,004 | 0.00% | 11q | HELD |
| Foguth Wealth Management, LLC. | $222.0K | 5,587 | 0.03% | 2q | HELD |
| Pitti Group Wealth Management, LLC | $201.1K | 5,076 | 0.15% | new | NEW |
| BARCLAYS PLC | $173.7K | 4,384 | 0.00% | 8q | HELD |
| Ashton Thomas Private Wealth, LLC | $163.6K | 4,128 | 0.00% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $126.9K | 3,203 | 0.00% | 3q | HELD |
| DHJJ Financial Advisors, Ltd. | $80.7K | 2,036 | 0.02% | 10q | HELD |
| Capital Investment Advisory Services, LLC | $55.3K | 1,396 | 0.00% | new | NEW |
| IMG Wealth Management, Inc. | $38.6K | 975 | 0.02% | 7q | -0.8% |
| SOA Wealth Advisors, LLC. | $8.7K | 219 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 6.1% |
| 2026-07-07 | 13G | First Trust Portfolios L.P.with 2 co-filers | 44.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 34 | $37.1M | 936,233 | 10 | 3 | 8 | 0.0% |
| Q1 2026 | 26 | $16.4M | 437,980 | 1 | 7 | 9 | 0.0% |
| Q4 2025 | 29 | $18.7M | 493,252 | 8 | 8 | 7 | 0.0% |
| Q3 2025 | 22 | $18.9M | 515,256 | 1 | 3 | 8 | 0.0% |
| Q2 2025 | 23 | $20.3M | 571,334 | 3 | 3 | 8 | 0.0% |
| Q1 2025 | 21 | $14.3M | 425,552 | 1 | 8 | 4 | 0.0% |
| Q4 2024 | 27 | $14.8M | 435,128 | 8 | 10 | 3 | 0.0% |
| Q3 2024 | 23 | $10.4M | 307,847 | 6 | 2 | 8 | 0.0% |
| Q2 2024 | 25 | $21.2M | 642,203 | 5 | 2 | 7 | 0.0% |
| Q1 2024 | 23 | $19.7M | 608,715 | 9 | 6 | 1 | 0.0% |
| Q4 2023 | 17 | $10.6M | 336,409 | 16 | 0 | 0 | 0.0% |