HolderBook

XAI FLOATING RATE & ALTER IN (XFLT)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

59
Reporting holders
$65.3M
Reported value
0.0%
Held as options
+6
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
MORGAN STANLEY$10.9M619,5020.00%2q+2.9%+$303.8K
Eagle Point Credit Management LLC$7.7M439,85211.66%2qHELD
Matisse Capital$6.1M346,0962.43%2q+0.6%+$35.1K
Bulldog Investors, LLP$5.6M316,5001.22%2q+69.3%+$2.3M
CITADEL ADVISORS LLC$5.0M286,8210.00%newNEW
GUGGENHEIM CAPITAL LLC$3.9M222,1800.02%2q+45.7%+$1.2M
Thomas J. Herzfeld Advisors, Inc.$3.5M198,6881.07%2q+233.7%+$2.4M
ENVESTNET ASSET MANAGEMENT INC$2.9M163,2880.00%newNEW
Cresset Asset Management, LLC$2.5M143,9550.01%2qHELD
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$2.5M142,7070.16%2q-1.1%-$26.7K
RIVERNORTH CAPITAL MANAGEMENT, LLC$1.6M91,7340.08%newNEW
Invesco Ltd.$1.6M88,9900.00%2q+48.6%+$510.8K
J.W. COLE ADVISORS, INC.$1.6M88,4170.03%newNEW
Arlington Capital Management, Inc.$1.0M58,6360.64%newNEW
Closed-End Fund Advisors, Inc.$996.4K56,7770.97%2q+9.5%+$86.8K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$949.5K54,1020.00%2q+150.1%+$569.8K
Virtus Investment Advisers, LLC$802.4K45,7220.19%2q-18.0%-$176.1K
LPL Financial LLC$639.9K36,4590.00%2q-6.0%-$41.0K
UBS Group AG$601.1K34,2480.00%2q-13.4%-$92.7K
ROBINSON CAPITAL MANAGEMENT, LLC$500.2K28,5000.22%newNEW
JANE STREET GROUP, LLC$453.8K25,8570.00%2q-53.2%-$515.7K
Private Advisor Group, LLC$446.0K25,4150.00%2q+9.3%+$38.0K
Belpointe Asset Management LLC$421.6K24,0200.01%2q-17.1%-$86.7K
Kestra Advisory Services, LLC$406.3K23,1490.00%2q-21.9%-$114.1K
CHOREO, LLC$392.9K22,2490.00%newNEW
XTX Topco Ltd$386.6K22,0270.01%2q+24.1%+$75.1K
TORONTO DOMINION BANK$377.3K21,5010.00%2q-78.5%-$1.4M
Samalin Investment Counsel, LLC$342.7K19,5250.11%2q-30.2%-$148.1K
OSAIC HOLDINGS, INC.$290.2K16,5320.00%2q+78.7%+$127.8K
Cetera Investment Advisers$272.1K15,5030.00%2q-6.7%-$19.5K
Apollon Wealth Management, LLC$221.7K12,6310.00%2qHELD
ROYAL BANK OF CANADA$108.0K6,1570.00%2q-8.8%-$10.4K
EverSource Wealth Advisors, LLC$87.8K5,0000.00%2qHELD
CoreCap Advisors, LLC$51.2K2,9160.00%2qHELD
Global Retirement Partners, LLC$50.6K2,8810.00%newNEW
HALBERT HARGROVE GLOBAL ADVISORS, LLC$35.1K2,0000.00%2qHELD
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$29.8K1,6990.00%2q-0.9%
Triumph Capital Management$28.9K1,6470.01%2q+20.3%+$4.9K
Pinnacle Wealth Planning Services, Inc.$17.6K1,0000.00%2q+13.5%+$2.1K
BNP PARIBAS FINANCIAL MARKETS$13.5K7680.00%2q-16.1%-$2.6K
Rockefeller Capital Management L.P.$12.7K7210.00%2q+4141.2%+$12.4K
FIFTH THIRD BANCORP$11.3K6410.00%2q-39.4%-$7.3K
SIT INVESTMENT ASSOCIATES INC$11.1K632,9940.21%2q-4.5%
COMPASS FINANCIAL MANAGEMENT LLC$9.1K5170.00%newFIRST
WPG Advisers, LLC$7.6K4350.00%2q+14.8%
Integrated Wealth Concepts LLC$6.7K3820.00%newNEW
Quent Capital, LLC$6.0K3400.00%newNEW
HIGHLINE WEALTH PARTNERS LLC$5.3K3000.00%2qHELD
SWAN Capital LLC$4.3K2460.00%2qHELD
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$3.9K2200.00%2qHELD
Byrne Asset Management LLC$3.5K2000.00%19qHELD
ST GERMAIN D J CO INC$3.2K1800.00%2qHELD
Allied Private Wealth LLC$2.7K1520.00%newFIRST
WHITTIER TRUST CO OF NEVADA INC$1.8K1000.00%2qHELD
Allworth Financial LP$1.0K590.00%2qHELD
MERCER GLOBAL ADVISORS INC /ADV$737420.00%newNEW
HRT FINANCIAL LP$40423,0250.00%newNEW
Comprehensive Financial Planning, Inc./PA$5330.00%newNEW
WELLS FARGO & COMPANY/MN$3120.00%2qHELD
HUNTINGTON NATIONAL BANK$2210.00%19qHELD
DANSKE BANK A/S$1810.00%2qHELD
FNY Investment Advisers, LLC$32000.00%2qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202659$65.3M3,720,1931215140.0%
Q1 202653$55.1M3,230,25849020.0%
Q4 202590$70.8M14,731,7612718260.0%
Q3 202574$43.6M8,212,5251722180.0%
Q2 202568$36.6M6,467,8681027150.0%
Q1 202575$43.7M7,391,3911331120.0%
Q4 202475$39.5M5,917,6042623120.0%
Q3 202454$27.7M4,056,342819100.0%
Q2 202455$27.4M3,874,082820130.0%
Q1 202455$25.0M3,519,450721140.0%
Q4 202351$19.0M2,654,230718120.0%
Q3 202345$16.8M2,417,61441870.0%
Q2 202343$14.6M2,175,314414110.0%
Q1 202338$13.7M2,124,350615100.0%
Q4 202236$12.8M2,016,15410890.0%
Q3 202244$14.3M2,401,396712110.0%
Q2 202242$17.0M2,426,51361890.0%
Q1 202239$19.6M2,313,45062130.0%
Q4 202139$19.8M2,215,00542370.0%
Q3 202138$16.2M1,886,64291940.0%
Q2 202132$13.9M1,455,32861250.0%
Q1 202129$11.7M1,285,27712740.0%
Q4 202019$8.6M1,138,7864460.0%
Q3 202017$8.5M1,418,7142550.0%
Q2 202020$6.3M1,110,2863370.0%
Q1 202024$6.7M1,499,5198380.0%
Q4 201921$12.2M1,511,0708550.0%
Q3 201916$9.8M1,090,9022350.0%
Q2 201914$10.0M1,084,4982430.0%
Q1 201916$11.2M1,295,1811740.0%
Q4 201817$6.8M926,6620000.0%