VIVALDI OPPORTUNITIES FD (VAM)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
4
Reporting holders
$54.5M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Vivaldi Capital Management, LLC | $47.2M | 4,242,334 | 10.64% | 6q | HELD |
| WOLVERINE TRADING, LLC | $7.2M | 668,288 | 0.02% | 6q | HELD |
| Matisse Capital | $153.0K | 13,819 | 0.06% | new | NEW |
| UBS Group AG | $34.0K | 3,041 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 4 | $54.5M | 4,927,482 | 2 | 0 | 0 | 0.0% |
| Q4 2019 | 3 | $66.6M | 4,912,286 | 0 | 0 | 1 | 0.0% |
| Q3 2019 | 5 | $67.6M | 4,914,211 | 1 | 0 | 3 | 0.0% |
| Q2 2019 | 5 | $70.2M | 5,002,624 | 2 | 1 | 0 | 0.0% |
| Q1 2019 | 3 | $69.4M | 4,951,191 | 1 | 1 | 0 | 0.0% |
| Q4 2018 | 2 | $47.7M | 3,369,764 | 0 | 0 | 0 | 0.0% |