Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ATWOOD & PALMER INC | $33.0M | 60,976 | 1.70% | 18q | -0.8%-$272.6K |
| Vilga Financial Planning LLC | $10.8M | 20,003 | 6.47% | new | NEW |
| Ridgewood Investments LLC | $1.7M | 3,209 | 0.64% | 31q | HELD |
| MOODY NATIONAL BANK TRUST DIVISION | $1.0M | 1,918 | 0.09% | 12q | -11.6%-$136.6K |
| Wedmont Private Capital | $932.9K | 1,751 | 0.02% | 5q | HELD |
| GAMMA Investing LLC | $878.4K | 1,621 | 0.03% | 12q | -8.4%-$80.2K |
| Bank & Trust Co | $658.4K | 1,215 | 0.41% | 10q | HELD |
| Marquette Asset Management, LLC | $655.7K | 1,210 | 0.09% | 6q | +19.8%+$108.4K |
| Balefire, LLC | $618.3K | 1,141 | 0.10% | 6q | -5.6%-$36.8K |
| Whalen Wealth Management Inc. | $606.0K | 1,118 | 0.26% | 4q | +18.4%+$94.3K |
| Strong Retirement Solutions LLC | $469.3K | 866 | 0.26% | 4q | -2.8%-$13.5K |
| Farther Finance Advisors, LLC | $383.1K | 707 | 0.00% | 16q | -46.1%-$327.8K |
| Bank of New Hampshire | $277.4K | 512 | 0.06% | 3q | -2.7%-$7.6K |
| Apella Capital, LLC | $245.8K | 451 | 0.00% | 3q | +27.0%+$52.3K |
| MassMutual Private Wealth & Trust, FSB | $76.4K | 141 | 0.00% | 23q | -16.1%-$14.6K |
| TOTH FINANCIAL ADVISORY CORP | $54.2K | 100 | 0.01% | 4q | +100.0%+$27.1K |
| Versant Capital Management, Inc | $51.5K | 95 | 0.00% | 19q | -47.8%-$47.1K |
| ELEVATION WEALTH PARTNERS, LLC | $18.4K | 34 | 0.01% | 11q | -33.3%-$9.2K |
| Retirement Wealth Solutions LLC | $6.5K | 12 | 0.00% | 5q | -7.7% |
| GK Wealth Management LLC | $3.8K | 7 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $2.7K | 5 | 0.00% | 10q | -94.1%-$43.3K |
| ARMSTRONG ADVISORY GROUP, INC | $542 | 1 | 0.00% | new | NEW |
| Planning Strategies Inc. | $542 | 1 | 0.00% | 2q | HELD |
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | ROTHBLATT MARTINE A INDIVIDUAL | 5.3% |
| 2026-08-13 | 13G/A | Wellington Management Group LLPwith 2 co-filers | 3.2% |
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-08 | 2026-09-08 | Material agreement entered | filing |
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-07 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.8M ×18 |
| 2026-04-20 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.8M ×13 |
| 2026-04-16 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.8M ×9 |
| 2026-05-04 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.8M ×13 |
| 2026-05-14 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×10 |
| 2026-05-11 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×12 |
| 2026-05-26 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×15 |
| 2026-04-30 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×11 |
| 2026-04-27 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×7 |
| 2026-05-18 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×8 |
| 2026-05-28 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.7M ×10 |
| 2026-05-21 | EDGEMOND JAMES | CFO AND TREASURER | Sold | 10,000 | $5.6M ×7 |
Concentration
A patent ruling on 30 September 2026 cut Liquidia roughly in half in a session. For seven institutions it was more than a twentieth of everything they managed, and for one it was most of it.
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 23 | $52.6M | 97,094 | 3 | 4 | 12 | 0.0% |
| Q2 2026 | 885 | $25.7B | 44,710,821 | 99 | 306 | 313 | 5.8% |
| Q1 2026 | 859 | $27.1B | 41,940,988 | 104 | 287 | 317 | 8.8% |
| Q4 2025 | 838 | $21.3B | 42,217,911 | 154 | 266 | 249 | 3.5% |
| Q3 2025 | 718 | $19.2B | 41,202,037 | 112 | 202 | 279 | 9.9% |
| Q2 2025 | 675 | $12.9B | 44,002,085 | 74 | 271 | 215 | 1.8% |
| Q1 2025 | 672 | $13.8B | 44,594,615 | 80 | 237 | 217 | 0.6% |
| Q4 2024 | 679 | $15.6B | 44,099,981 | 73 | 260 | 196 | 0.5% |
| Q3 2024 | 631 | $15.9B | 43,849,033 | 101 | 196 | 214 | 1.2% |
| Q2 2024 | 576 | $15.3B | 46,224,798 | 99 | 195 | 188 | 3.7% |
| Q1 2024 | 530 | $11.2B | 46,461,012 | 60 | 200 | 172 | 5.0% |
| Q4 2023 | 535 | $10.0B | 45,296,725 | 49 | 192 | 159 | 0.6% |
| Q3 2023 | 513 | $10.1B | 44,450,956 | 72 | 170 | 168 | 0.6% |
| Q2 2023 | 479 | $10.0B | 44,959,059 | 43 | 185 | 160 | 0.4% |
| Q1 2023 | 504 | $10.8B | 47,664,736 | 84 | 175 | 155 | 0.8% |
| Q4 2022 | 513 | $12.5B | 44,746,818 | 80 | 163 | 169 | 0.7% |
| Q3 2022 | 462 | $9.7B | 45,419,137 | 49 | 166 | 151 | 1.6% |
| Q2 2022 | 475 | $10.5B | 44,106,623 | 95 | 144 | 149 | 1.0% |
| Q1 2022 | 429 | $8.0B | 44,017,224 | 64 | 131 | 146 | 1.5% |
| Q4 2021 | 419 | $9.4B | 43,241,033 | 36 | 135 | 161 | 0.9% |
| Q3 2021 | 422 | $8.3B | 44,131,885 | 54 | 141 | 140 | 1.5% |
| Q2 2021 | 404 | $8.0B | 44,116,456 | 52 | 109 | 151 | 0.9% |
| Q1 2021 | 395 | $7.4B | 43,453,070 | 71 | 103 | 146 | 2.0% |
| Q4 2020 | 356 | $6.6B | 43,167,902 | 62 | 96 | 130 | 0.9% |
| Q3 2020 | 332 | $4.3B | 42,107,793 | 41 | 116 | 114 | 0.4% |
| Q2 2020 | 348 | $5.2B | 42,495,542 | 87 | 97 | 106 | 0.7% |
| Q1 2020 | 301 | $4.1B | 43,058,778 | 47 | 92 | 95 | 0.9% |
| Q4 2019 | 317 | $3.7B | 41,856,385 | 48 | 98 | 91 | 1.2% |
| Q3 2019 | 303 | $3.4B | 41,780,103 | 33 | 76 | 132 | 1.9% |
| Q2 2019 | 321 | $3.4B | 42,154,477 | 54 | 84 | 128 | 2.3% |
| Q1 2019 | 378 | $5.1B | 42,854,607 | 48 | 121 | 121 | 1.7% |
| Q4 2018 | 361 | $4.8B | 44,103,631 | 7 | 7 | 6 | 0.3% |