PRINCIPAL EXCHANGE TRADED FD (USMC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
83
Reporting holders
$3.6B
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $2.4B | 32,298,980 | 1.18% | 31q | +7.1%+$159.0M |
| PRINCIPAL SECURITIES, INC. | $357.6M | 4,823,521 | 4.31% | 11q | +1.8%+$6.4M |
| ENVESTNET ASSET MANAGEMENT INC | $339.2M | 4,575,742 | 0.08% | 31q | +2.0%+$6.8M |
| LPL Financial LLC | $79.3M | 1,069,720 | 0.02% | 31q | -0.6%-$465.6K |
| WELLS FARGO & COMPANY/MN | $76.2M | 1,028,455 | 0.01% | 29q | -47.9%-$70.0M |
| MORGAN STANLEY | $51.3M | 691,776 | 0.00% | 29q | +1.7%+$866.2K |
| RAYMOND JAMES FINANCIAL INC | $47.1M | 635,412 | 0.01% | 7q | HELD |
| Integrated Wealth Concepts LLC | $35.0M | 472,316 | 0.17% | 5q | +82.8%+$15.9M |
| MERCER GLOBAL ADVISORS INC /ADV | $27.5M | 371,576 | 0.02% | 4q | +93.6%+$13.3M |
| Oasis Advisors, LLC | $20.1M | 270,674 | 13.02% | 3q | -96.2%-$507.3M |
| Segment Wealth Management, LLC | $19.8M | 267,031 | 1.03% | 25q | +4.8%+$899.8K |
| Symphony Financial Services, Inc. | $18.5M | 249,857 | 8.32% | 9q | +3.0%+$536.5K |
| Golden State Wealth Management, LLC | $15.8M | 213,613 | 1.44% | 16q | +1.9%+$289.8K |
| OSAIC HOLDINGS, INC. | $15.6M | 210,429 | 0.02% | 26q | +75.1%+$6.7M |
| NewEdge Advisors, LLC | $14.8M | 199,956 | 0.04% | 26q | +98.9%+$7.4M |
| EP Wealth Advisors, LLC | $9.7M | 130,890 | 0.04% | 7q | +1.4%+$132.2K |
| Ameritas Advisory Services, LLC | $6.8M | 91,983 | 0.14% | new | NEW |
| JPMORGAN CHASE & CO | $6.2M | 83,874 | 0.00% | 11q | +5.1%+$301.2K |
| ROYAL BANK OF CANADA | $5.6M | 75,946 | 0.00% | 29q | -35.3%-$3.1M |
| US BANCORP \DE\ | $4.5M | 60,915 | 0.00% | 6q | +13.4%+$533.8K |
| &PARTNERS | $4.5M | 60,528 | 0.02% | 4q | +2.1%+$91.8K |
| MCDONALD PARTNERS LLC | $4.4M | 59,997 | 1.08% | 3q | +115.0%+$2.4M |
| Wealth Advisors of Iowa, LLC | $4.2M | 56,564 | 1.14% | 9q | -8.3%-$377.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.2M | 56,399 | 0.01% | 29q | -54.8%-$5.1M |
| Capital Investment Advisory Services, LLC | $3.9M | 53,134 | 0.24% | 10q | +0.6%+$23.6K |
| Smartleaf Asset Management LLC | $3.4M | 46,610 | 0.11% | 11q | HELD |
| GREENWOOD CAPITAL ASSOCIATES LLC | $3.3M | 43,879 | 0.32% | 6q | +24.6%+$642.6K |
| Cetera Investment Advisers | $3.2M | 42,953 | 0.00% | 6q | +13.2%+$372.3K |
| CreativeOne Wealth, LLC | $2.7M | 36,761 | 0.06% | 10q | +0.8%+$22.1K |
| MML INVESTORS SERVICES, LLC | $2.7M | 36,317 | 0.01% | 11q | +2.2%+$58.1K |
| PMG Wealth Management, Inc. | $2.5M | 33,505 | 1.53% | 7q | +1.7%+$42.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.1M | 28,128 | 0.00% | 2q | +65.0%+$821.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.8M | 24,337 | 0.00% | 30q | -15.4%-$328.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.8M | 23,845 | 0.00% | 12q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.7M | 23,121 | 0.00% | 11q | +88.8%+$806.2K |
| STIFEL FINANCIAL CORP | $1.6M | 21,997 | 0.00% | 8q | HELD |
| Private Advisor Group, LLC | $1.6M | 21,234 | 0.01% | 6q | +328.5%+$1.2M |
| UBS Group AG | $1.5M | 19,843 | 0.00% | 31q | -9.0%-$145.4K |
| Kestra Advisory Services, LLC | $1.4M | 19,269 | 0.00% | 8q | -3.6%-$53.6K |
| Qube Research & Technologies Ltd | $1.3M | 16,989 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $1.3M | 16,938 | 0.02% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $1.2M | 16,730 | 0.00% | new | NEW |
| CITIZENS FINANCIAL GROUP INC/RI | $1.2M | 16,370 | 0.01% | 5q | +1.1%+$12.7K |
| Richmond Investment Services, LLC | $1.2M | 15,765 | 0.37% | 7q | -50.5%-$1.2M |
| GTS SECURITIES LLC | $982.0K | 13,248 | 0.02% | 6q | -50.0%-$983.1K |
| CARY STREET PARTNERS FINANCIAL LLC | $927.8K | 12,516 | 0.02% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $835.7K | 11,275 | 0.00% | 7q | +2.6%+$21.1K |
| Cannon Wealth Management Services, LLC | $694.8K | 9,373 | 0.38% | 8q | HELD |
| Kraft, Davis & Associates, LLC | $682.6K | 9,241 | 0.14% | 14q | HELD |
| Gotham Asset Management, LLC | $603.8K | 8,145 | 0.00% | 4q | -11.4%-$77.5K |
| Arax Advisory Partners | $593.2K | 8,002 | 0.00% | new | NEW |
| BLAIR WILLIAM & CO/IL | $523.9K | 7,068 | 0.00% | 9q | +3.9%+$19.5K |
| Advisory Services Network, LLC | $499.6K | 6,740 | 0.01% | 4q | +3.6%+$17.2K |
| Orion Porfolio Solutions, LLC | $495.3K | 6,681 | 0.00% | 7q | -84.6%-$2.7M |
| BASSO CAPITAL MANAGEMENT, L.P. | $490.5K | 6,617 | 0.10% | new | NEW |
| Cornerstone Wealth Management, LLC | $469.2K | 6,329 | 0.02% | 7q | -2.3%-$11.0K |
| HighTower Advisors, LLC | $428.4K | 5,779 | 0.00% | 4q | +17.5%+$63.7K |
| Jackson Wealth Management, LLC | $428.0K | 5,780 | 0.25% | 14q | -86.4%-$2.7M |
| Simplicity Wealth,LLC | $374.8K | 5,056 | 0.01% | 3q | +9.2%+$31.5K |
| Baird Financial Group, Inc. | $320.1K | 4,318 | 0.00% | 23q | -6.9%-$23.8K |
| Perennial Investment Advisors, LLC | $315.0K | 4,249 | 0.02% | 4q | HELD |
| Cornerstone Planning Group LLC | $312.7K | 4,203 | 0.04% | 3q | -1.1%-$3.6K |
| Equitable Holdings, Inc. | $304.9K | 4,113 | 0.00% | 4q | -11.8%-$40.7K |
| ASSETMARK, INC | $284.4K | 3,837 | 0.00% | 7q | +19.7%+$46.8K |
| D. E. Shaw & Co., Inc. | $251.3K | 3,390 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $203.2K | 2,741 | 0.00% | 2q | -53.6%-$234.5K |
| JANE STREET GROUP, LLC | $201.3K | 2,716 | 0.00% | 2q | -77.8%-$705.9K |
| Concorde Asset Management, LLC | $200.1K | 2,700 | 0.12% | new | NEW |
| Cape Investment Advisory, Inc. | $178.8K | 2,412 | 0.05% | new | NEW |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $101.6K | 1,370 | 0.04% | 2q | +11.7%+$10.6K |
| FIFTH THIRD BANCORP | $92.2K | 1,244 | 0.00% | 2q | HELD |
| FMR LLC | $85.6K | 1,155 | 0.00% | 6q | +363.9%+$67.2K |
| COMPASS FINANCIAL MANAGEMENT LLC | $82.5K | 1,084 | 0.01% | new | FIRST |
| Regatta Research & Money Management | $45.1K | 609 | 0.04% | new | FIRST |
| Farther Finance Advisors, LLC | $40.3K | 544 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $37.1K | 500 | 0.00% | 6q | HELD |
| ABOUND FINANCIAL, LLC | $31.0K | 418 | 0.01% | 3q | HELD |
| CITIGROUP INC | $27.2K | 367 | 0.00% | new | NEW |
| Pinnacle Bancorp, Inc. | $15.9K | 215 | 0.00% | 10q | -2.7% |
| Rockefeller Capital Management L.P. | $7.3K | 98 | 0.00% | 4q | HELD |
| Cambridge Investment Research Advisors, Inc. | $6.1K | 82,878 | 0.01% | 19q | +108.0%+$3.2K |
| Strategic Wealth Partners, Ltd. | $4.0K | 54 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $3.3K | 44 | 0.00% | 6q | -73.0%-$8.8K |
| HARBOUR INVESTMENTS, INC. | $2.0K | 27 | 0.00% | 5q | HELD |
| Janney Montgomery Scott LLC | $367 | 4,948 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 83 | $3.6B | 48,778,137 | 10 | 34 | 22 | 0.0% |
| Q1 2026 | 84 | $3.0B | 46,670,432 | 13 | 26 | 32 | 0.0% |
| Q4 2025 | 86 | $3.4B | 49,498,877 | 12 | 36 | 24 | 0.0% |
| Q3 2025 | 76 | $3.7B | 54,674,927 | 16 | 27 | 19 | 0.0% |
| Q2 2025 | 71 | $3.3B | 52,279,332 | 11 | 35 | 16 | 0.0% |
| Q1 2025 | 66 | $2.6B | 45,124,171 | 14 | 29 | 15 | 0.0% |
| Q4 2024 | 60 | $2.7B | 44,989,546 | 15 | 24 | 10 | 0.0% |
| Q3 2024 | 47 | $2.7B | 46,576,799 | 9 | 19 | 11 | 0.0% |
| Q2 2024 | 36 | $2.5B | 47,027,960 | 2 | 14 | 9 | 0.0% |
| Q1 2024 | 35 | $2.4B | 46,527,111 | 4 | 14 | 7 | 0.0% |
| Q4 2023 | 32 | $2.0B | 43,710,648 | 6 | 9 | 12 | 0.0% |
| Q3 2023 | 31 | $1.3B | 30,954,679 | 10 | 10 | 6 | 0.0% |
| Q2 2023 | 24 | $1.3B | 30,439,989 | 5 | 8 | 7 | 0.0% |
| Q1 2023 | 22 | $1.1B | 26,392,628 | 4 | 4 | 12 | 0.0% |
| Q4 2022 | 19 | $937.6M | 26,097,635 | 1 | 5 | 9 | 0.0% |
| Q3 2022 | 21 | $875.4M | 25,898,216 | 1 | 8 | 7 | 0.0% |
| Q2 2022 | 24 | $1.2B | 32,308,605 | 1 | 12 | 5 | 0.0% |
| Q1 2022 | 28 | $1.4B | 32,075,275 | 3 | 8 | 10 | 0.0% |
| Q4 2021 | 28 | $1.7B | 39,010,607 | 3 | 11 | 8 | 0.0% |
| Q3 2021 | 27 | $131.3M | 3,258,618 | 5 | 9 | 9 | 0.0% |
| Q2 2021 | 29 | $122.5M | 3,086,770 | 7 | 7 | 9 | 0.0% |
| Q1 2021 | 26 | $86.8M | 2,352,321 | 4 | 6 | 10 | 0.0% |
| Q4 2020 | 23 | $151.0M | 4,231,969 | 4 | 9 | 7 | 0.0% |
| Q3 2020 | 21 | $69.9M | 2,120,690 | 1 | 12 | 6 | 0.0% |
| Q2 2020 | 22 | $60.5M | 2,011,871 | 3 | 14 | 5 | 0.0% |
| Q1 2020 | 20 | $35.4M | 1,364,878 | 5 | 7 | 6 | 0.0% |
| Q4 2019 | 19 | $32.4M | 1,034,541 | 3 | 7 | 7 | 0.0% |
| Q3 2019 | 21 | $88.3M | 3,006,591 | 5 | 11 | 3 | 0.0% |
| Q2 2019 | 19 | $76.3M | 2,623,737 | 7 | 8 | 3 | 0.0% |
| Q1 2019 | 13 | $44.2M | 1,575,521 | 2 | 6 | 3 | 0.0% |
| Q4 2018 | 14 | $38.1M | 1,518,886 | 0 | 0 | 0 | 0.0% |