UQM TECHNOLOGIES INC (UQM)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
44
Reporting holders
$28.5M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GABELLI FUNDS LLC | $6.0M | 3,655,940 | 0.04% | 2q | +18.7%+$951.7K |
| FNY Investment Advisers, LLC | $2.6M | 1,550,231 | 0.75% | 2q | +23.7%+$489.4K |
| BlackRock Inc. | $2.5M | 1,508,050 | 0.00% | 3q | +5.4%+$127.4K |
| GARDNER LEWIS ASSET MANAGEMENT L P | $2.2M | 1,334,848 | 0.27% | new | NEW |
| VANGUARD GROUP INC | $2.2M | 1,322,854 | 0.00% | 3q | +23.3%+$413.0K |
| GAMCO INVESTORS, INC. ET AL | $2.1M | 1,250,000 | 0.02% | 2q | +13.6%+$247.6K |
| K2 PRINCIPAL FUND, L.P. | $2.1M | 1,248,033 | 0.25% | 2q | +3.7%+$74.1K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $2.0M | 1,191,600 | 0.21% | 2q | +74.4%+$838.8K |
| Raymond James Financial Services Advisors, Inc. | $931.0K | 564,266 | 0.00% | 3q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $765.0K | 463,899 | 0.00% | 2q | +482.1%+$633.6K |
| S. MUOIO & CO. LLC | $678.0K | 411,000 | 0.55% | 2q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $575.0K | 348,695 | 0.00% | 3q | HELD |
| DekaBank Deutsche Girozentrale | $550.0K | 334,494 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $549.0K | 333,162 | 0.00% | 2q | +383.4%+$435.4K |
| Hudson Bay Capital Management LP | $424.0K | 257,205 | 0.01% | new | NEW |
| DEUTSCHE BANK AG\ | $289.0K | 175,472 | 0.00% | 2q | +573.6%+$246.1K |
| Ancora Advisors, LLC | $286.0K | 173,230 | 0.01% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $276.0K | 167,200 | 0.00% | 3q | HELD |
| NORTHERN TRUST CORP | $179.0K | 108,512 | 0.00% | 3q | HELD |
| OxFORD Asset Management LLP | $178.0K | 107,746 | 0.00% | new | NEW |
| PVG ASSET MANAGEMENT CORP | $165.0K | 100,000 | 0.17% | 2q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $155.0K | 94,000 | 0.00% | 3q | HELD |
| UBS Group AG | $118.0K | 71,552 | 0.00% | 3q | -82.2%-$543.3K |
| TWO SIGMA ADVISERS, LP | $113.0K | 68,200 | 0.00% | new | NEW |
| Telemetry Investments, L.L.C. | $90.0K | 54,689 | 0.07% | 2q | +6.8%+$5.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $86.0K | 52,544 | 0.00% | 2q | HELD |
| Bank of New York Mellon Corp | $84.0K | 50,909 | 0.00% | 3q | HELD |
| NWAM LLC | $67.0K | 40,400 | 0.01% | 3q | -2.2%-$1.5K |
| Virtu Financial LLC | $52.0K | 31,516 | 0.00% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $45.0K | 26,900 | 0.00% | 2q | HELD |
| Cambridge Investment Research Advisors, Inc. | $43.0K | 25,869 | 0.00% | 3q | HELD |
| BOSTON PRIVATE WEALTH LLC | $43.0K | 26,000 | 0.00% | 2q | HELD |
| MORGAN STANLEY | $38.0K | 22,816 | 0.00% | 7q | -16.5%-$7.5K |
| TWO SIGMA INVESTMENTS, LP | $35.0K | 21,458 | 0.00% | 2q | +82.8%+$15.8K |
| Eidelman Virant Capital | $33.0K | 20,000 | 0.02% | new | NEW |
| HOLLENCREST CAPITAL MANAGEMENT | $27.0K | 16,500 | 0.00% | 4q | HELD |
| STATE STREET CORP | $26.0K | 15,978 | 0.00% | 3q | HELD |
| Alambic Investment Management, L.P. | $23.0K | 14,000 | 0.01% | new | NEW |
| FIFTH THIRD BANCORP | $17.0K | 10,000 | 0.00% | 3q | HELD |
| PNC Financial Services Group, Inc. | $17.0K | 10,000 | 0.00% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $6.0K | 3,700 | 0.00% | 3q | HELD |
| SHINE INVESTMENT ADVISORY SERVICES INC | $1.0K | 825 | 0.00% | 3q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $1.0K | 500 | 0.00% | 2q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $1.0K | 500 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 44 | $28.5M | 17,285,293 | 9 | 12 | 3 | 0.0% |
| Q1 2019 | 43 | $23.6M | 14,295,874 | 22 | 4 | 5 | 0.0% |
| Q4 2018 | 27 | $4.1M | 4,833,063 | 1 | 0 | 1 | 0.0% |