UPSTART HLDGS INC (UPST)
Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.
358
Reporting holders
$2.8B
Reported value
59.9%
Of shares outstanding
26.9%
Held as options
+29
Holder change
Institutions report 58,321,584 shares against 97,313,046 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $279.1M | 7,878,717 | 0.00% | 8q | +6.4%+$16.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $232.8M | 920,253 | 0.02% | 23q | +182.2%+$150.3M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $132.5M | 3,739,758 | 0.01% | 2q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $131.0M | 3,698,553 | 0.00% | 2q | -1.4%-$1.9M |
| CITADEL ADVISORS LLC | $122.4M | 955,585 | 0.01% | 22q | +51.4%+$41.6M |
| JANE STREET GROUP, LLC | $112.5M | 25,766 | 0.01% | 23q | -96.5%-$3.1B |
| IMC-Chicago, LLC | $96.9M | 194,041 | 0.02% | 19q | +253.8%+$69.5M |
| MORGAN STANLEY | $85.6M | 2,414,712 | 0.00% | 23q | -39.3%-$55.3M |
| GOLDMAN SACHS GROUP INC | $84.9M | 2,395,222 | 0.01% | 23q | +53.6%+$29.6M |
| MARSHALL WACE, LLP | $84.2M | 2,370,690 | 0.07% | 5q | -27.7%-$32.3M |
| GEODE CAPITAL MANAGEMENT, LLC | $79.0M | 2,228,631 | 0.00% | 23q | +4.9%+$3.7M |
| STATE STREET CORP | $75.1M | 2,118,467 | 0.00% | 22q | +3.2%+$2.3M |
| Clear Street Group Inc. | $69.0M | 1,829,063 | 0.17% | 4q | +17.6%+$10.3M |
| Halter Ferguson Financial Inc. | $61.9M | 1,748,119 | 10.03% | 4q | +19.1%+$9.9M |
| UBS Group AG | $56.1M | 1,503,436 | 0.01% | 23q | +70.5%+$23.2M |
| Optiver Holding B.V. | $55.4M | 11,888 | 0.01% | 5q | HELD |
| BANK OF AMERICA CORP /DE/ | $53.6M | 1,512,356 | 0.00% | 23q | +198.9%+$35.7M |
| BARCLAYS PLC | $46.4M | 1,128,975 | 0.01% | 18q | -11.3%-$5.9M |
| Point72 Asset Management, L.P. | $41.9M | 885,159 | 0.05% | 12q | +17.1%+$6.1M |
| D. E. Shaw & Co., Inc. | $40.9M | options only | 0.02% | 22q | OPTIONS |
| CITIGROUP INC | $40.2M | 1,135,682 | 0.01% | 22q | +40.8%+$11.7M |
| BAILLIE GIFFORD & CO | $38.4M | 1,083,157 | 0.03% | 3q | -2.3%-$890.6K |
| DIMENSIONAL FUND ADVISORS LP | $37.5M | 1,059,769 | 0.01% | 14q | +3.6%+$1.3M |
| CAPITAL FUND MANAGEMENT S.A. | $33.1M | 800,994 | 0.15% | 18q | -5.4%-$1.9M |
| COATUE MANAGEMENT LLC | $30.9M | 870,947 | 0.06% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $30.5M | 764,847 | 0.01% | 23q | +14.5%+$3.9M |
| NORTHERN TRUST CORP | $27.8M | 785,102 | 0.00% | 22q | +3.5%+$928.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $27.1M | 765,281 | 0.00% | 22q | +16.7%+$3.9M |
| Sixth Street Partners Management Company, L.P. | $27.1M | 765,281 | 0.00% | new | NEW |
| HSBC HOLDINGS PLC | $25.5M | 199,978 | 0.01% | 21q | -30.6%-$11.2M |
| FMR LLC | $25.0M | 706,548 | 0.00% | 22q | +4694.7%+$24.5M |
| PEAK6 LLC | $23.6M | 72,871 | 0.05% | 7q | -69.9%-$54.9M |
| Balyasny Asset Management L.P. | $22.9M | 556,759 | 0.03% | 12q | -36.0%-$12.9M |
| VANGUARD FIDUCIARY TRUST CO | $21.4M | 603,257 | 0.00% | 2q | +1.0%+$210.7K |
| Squarepoint Ops LLC | $20.7M | 330,114 | 0.02% | 13q | -37.9%-$12.6M |
| Walleye Capital LLC | $19.3M | 449,131 | 0.07% | 14q | +3701.4%+$18.8M |
| SIMPLEX TRADING, LLC | $18.1M | 18,575 | 0.01% | 22q | HELD |
| GROUP ONE TRADING LLC | $17.3M | 26,371 | 0.02% | 22q | HELD |
| Walleye Trading LLC | $15.8M | 101,926 | 0.02% | 22q | +147.2%+$9.4M |
| FIRST TRUST ADVISORS LP | $13.4M | 379,056 | 0.01% | 12q | +1.5%+$198.4K |
| BNP PARIBAS FINANCIAL MARKETS | $12.6M | 236,584 | 0.00% | 7q | +9.3%+$1.1M |
| Pathstone Holdings, LLC | $11.9M | 335,278 | 0.03% | 11q | -0.6%-$71.2K |
| FRED ALGER MANAGEMENT, LLC | $10.7M | 303,325 | 0.04% | 23q | -45.8%-$9.1M |
| Hidden Lake Asset Management LP | $10.0M | 281,614 | 3.00% | new | NEW |
| Caption Management, LLC | $9.7M | 25,000 | 0.05% | 8q | -16.7%-$1.9M |
| Bank of New York Mellon Corp | $9.7M | 273,245 | 0.00% | 22q | +2.2%+$209.2K |
| Nuveen, LLC | $9.5M | 268,547 | 0.00% | 6q | +42.6%+$2.8M |
| Alberta Investment Management Corp | $8.5M | 238,800 | 0.05% | new | NEW |
| Jefferies Financial Group Inc. | $6.7M | 73,206 | 0.04% | 8q | +102.5%+$3.4M |
| CREDIT AGRICOLE S A | $6.5M | 142,075 | 0.01% | 6q | +46.1%+$2.1M |
| WELLS FARGO & COMPANY/MN | $6.4M | 180,219 | 0.00% | 22q | -44.3%-$5.1M |
| Swiss National Bank | $5.9M | 166,600 | 0.00% | 16q | -3.8%-$233.8K |
| Gator Capital Management, LLC | $5.7M | 161,490 | 1.20% | 2q | +707.4%+$5.0M |
| LPL Financial LLC | $5.3M | 141,638 | 0.00% | 22q | +40.4%+$1.5M |
| Quantinno Capital Management LP | $5.3M | 149,415 | 0.01% | 10q | +43.9%+$1.6M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $4.9M | 138,692 | 0.00% | 21q | -22.5%-$1.4M |
| RAYMOND JAMES FINANCIAL INC | $4.7M | 133,840 | 0.00% | 7q | +43.9%+$1.4M |
| NOMURA HOLDINGS INC | $4.4M | 25,536 | 0.01% | 4q | -43.3%-$3.4M |
| JPMORGAN CHASE & CO | $4.4M | 121,448 | 0.00% | 22q | -20.1%-$1.1M |
| BANK OF NOVA SCOTIA | $4.3M | 119,894 | 0.01% | 7q | -20.3%-$1.1M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $4.3M | 120,137 | 0.01% | 9q | +4.5%+$181.7K |
| TUDOR INVESTMENT CORP ET AL | $4.2M | options only | 0.01% | 11q | OPTIONS |
| Schonfeld Strategic Advisors LLC | $4.1M | 114,975 | 0.01% | 8q | +70.3%+$1.7M |
| Invesco Ltd. | $4.1M | 114,816 | 0.00% | 22q | +7.0%+$266.6K |
| Headlands Technologies LLC | $4.0M | 113,300 | 0.43% | 2q | +42.5%+$1.2M |
| Corient Private Wealth LP | $3.9M | 111,288 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $3.9M | 110,510 | 0.00% | 22q | +2.3%+$86.6K |
| AQR CAPITAL MANAGEMENT LLC | $3.9M | 110,446 | 0.00% | 8q | +27.4%+$842.4K |
| MML INVESTORS SERVICES, LLC | $3.8M | 106,965 | 0.01% | 20q | +68.6%+$1.5M |
| BLUE JEAN FINANCIAL LLC | $3.7M | 103,049 | 2.54% | new | NEW |
| Centiva Capital, LP | $3.4M | 26,038 | 0.03% | 6q | -0.5%-$18.6K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $3.4M | 95,836 | 0.00% | 5q | -9.1%-$338.6K |
| DEUTSCHE BANK AG\ | $3.4M | 95,554 | 0.00% | 22q | +18.0%+$516.1K |
| NORGES BANK | $3.3M | 93,959 | 0.00% | 19q | -91.8%-$37.1M |
| Banco Santander, S.A. | $3.3M | 92,280 | 0.02% | 7q | -15.6%-$603.0K |
| BANK OF MONTREAL /CAN/ | $3.1M | 88,698 | 0.00% | 22q | +8.8%+$255.5K |
| Creative Planning | $3.1M | 88,554 | 0.00% | 21q | +64.3%+$1.2M |
| VANGUARD ASSET MANAGEMENT, Ltd | $3.1M | 86,987 | 0.00% | 2q | +9.2%+$258.5K |
| Bank Julius Baer & Co. Ltd, Zurich | $3.0M | 85,480 | 0.01% | 7q | +1.8%+$54.5K |
| Edgestream Partners, L.P. | $2.9M | 82,146 | 0.09% | new | NEW |
| Odyssean, LLC | $2.8M | 80,393 | 0.46% | 3q | +124.0%+$1.6M |
| Trexquant Investment LP | $2.8M | 79,739 | 0.02% | 2q | -64.7%-$5.2M |
| Private Advisor Group, LLC | $2.7M | 77,236 | 0.01% | 13q | +13.5%+$325.3K |
| Brevan Howard Capital Management LP | $2.7M | 76,908 | 0.02% | 2q | +10.9%+$268.1K |
| Quadrature Capital Ltd | $2.7M | 76,342 | 0.02% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $2.7M | 75,794 | 0.00% | 13q | +105.9%+$1.4M |
| ExodusPoint Capital Management, LP | $2.7M | 75,579 | 0.02% | new | NEW |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $2.6M | 74,260 | 0.00% | 7q | +4.9%+$122.7K |
| Legal & General Group Plc | $2.6M | 73,072 | 0.00% | 23q | +4.8%+$119.7K |
| ALLIANCEBERNSTEIN L.P. | $2.6M | 100,007 | 0.00% | 22q | HELD |
| Marex Group Ltd | $2.5M | 70,214 | 0.01% | 11q | -39.6%-$1.6M |
| Lighthouse Investment Partners, LLC | $2.4M | 69,043 | 0.07% | new | NEW |
| Divisadero Street Capital Management, LP | $2.4M | 67,461 | 0.05% | 3q | -24.7%-$784.0K |
| CenterBook Partners LP | $2.4M | 67,318 | 0.12% | new | NEW |
| Aquatic Capital Management LLC | $2.3M | 64,545 | 0.08% | 6q | +673.3%+$2.0M |
| Manchester Capital Management LLC | $2.2M | 63,072 | 0.29% | 20q | +40.4%+$642.6K |
| Sender Co & Partners, Inc. | $2.2M | options only | 0.65% | new | OPTIONS |
| Jain Global LLC | $2.2M | 12,308 | 0.01% | 2q | -49.8%-$2.2M |
| SANDLER CAPITAL MANAGEMENT | $2.2M | options only | 1.09% | 17q | OPTIONS |
| Man Group plc | $2.2M | 61,239 | 0.00% | 7q | -38.9%-$1.4M |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-13 | 13G/A | Jericho Capital Asset Management L.P.with 1 co-filers | 0.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 358 | $2.8B | 58,321,584 | 73 | 106 | 99 | 26.9% |
| Q1 2026 | 329 | $2.0B | 56,285,418 | 43 | 119 | 96 | 28.8% |
| Q4 2025 | 380 | $3.7B | 63,506,083 | 57 | 111 | 130 | 25.7% |
| Q3 2025 | 394 | $5.1B | 63,811,390 | 69 | 116 | 113 | 36.0% |
| Q2 2025 | 400 | $5.3B | 61,273,929 | 80 | 121 | 114 | 26.0% |
| Q1 2025 | 363 | $3.8B | 60,086,264 | 49 | 146 | 82 | 28.1% |
| Q4 2024 | 380 | $6.0B | 57,985,915 | 81 | 103 | 105 | 40.1% |
| Q3 2024 | 333 | $3.1B | 49,546,760 | 94 | 68 | 78 | 36.2% |
| Q2 2024 | 261 | $1.5B | 38,663,727 | 36 | 79 | 69 | 37.4% |
| Q1 2024 | 265 | $1.8B | 42,036,996 | 25 | 70 | 80 | 38.0% |
| Q4 2023 | 315 | $3.3B | 43,654,577 | 56 | 83 | 75 | 46.4% |
| Q3 2023 | 273 | $1.9B | 37,297,118 | 44 | 73 | 62 | 44.4% |
| Q2 2023 | 284 | $2.3B | 35,810,126 | 70 | 63 | 62 | 43.0% |
| Q1 2023 | 245 | $934.9M | 27,954,720 | 45 | 62 | 54 | 52.8% |
| Q4 2022 | 235 | $731.3M | 26,442,813 | 52 | 51 | 69 | 52.5% |
| Q3 2022 | 296 | $1.4B | 31,976,345 | 46 | 87 | 92 | 53.3% |
| Q2 2022 | 346 | $2.2B | 37,710,530 | 54 | 149 | 95 | 47.7% |
| Q1 2022 | 496 | $7.5B | 41,690,017 | 123 | 241 | 73 | 39.7% |
| Q4 2021 | 480 | $9.5B | 44,222,735 | 136 | 201 | 73 | 30.1% |
| Q3 2021 | 439 | $17.6B | 43,558,916 | 228 | 115 | 62 | 24.3% |
| Q2 2021 | 259 | $6.0B | 40,651,107 | 151 | 68 | 25 | 16.1% |
| Q1 2021 | 138 | $5.4B | 43,198,861 | 95 | 16 | 15 | 5.9% |
| Q4 2020 | 61 | $1.8B | 44,150,469 | 55 | 0 | 0 | 0.0% |