LISTED FDS TR (UMMA)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
49
Reporting holders
$39.7M
Reported value
0.0%
Held as options
+12
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC /ADV | $9.0M | 228,082 | 0.01% | 10q | +108.7%+$4.7M |
| RFG Advisory, LLC | $5.1M | 128,221 | 0.08% | 9q | +11.4%+$519.0K |
| MORGAN STANLEY | $3.5M | 88,159 | 0.00% | 9q | +1.6%+$53.8K |
| CITADEL ADVISORS LLC | $3.2M | 81,313 | 0.00% | 4q | +29.6%+$733.5K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1.9M | 48,263 | 0.03% | 14q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 50,186 | 0.00% | 11q | +25.3%+$381.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 47,625 | 0.00% | 4q | -4.4%-$86.2K |
| Apollon Wealth Management, LLC | $1.4M | 36,570 | 0.02% | 4q | HELD |
| Farther Finance Advisors, LLC | $1.0M | 26,095 | 0.01% | 13q | +8.0%+$76.1K |
| SageOak Financial, LLC | $932.2K | 23,615 | 0.61% | 7q | -5.2%-$50.6K |
| Kaizen Financial Strategies | $678.4K | 17,793 | 0.22% | 2q | +51.1%+$229.5K |
| Purpose Unlimited Inc. | $654.1K | 16,286 | 0.03% | 3q | +10.3%+$61.0K |
| JONES FINANCIAL COMPANIES LLLP | $580.8K | 15,005 | 0.00% | 6q | +23.0%+$108.7K |
| COMPASS CAPITAL CORP /MA/ /ADV | $574.6K | 15,267 | 0.19% | 3q | HELD |
| Quadrature Capital Ltd | $572.9K | 14,514 | 0.00% | new | NEW |
| Allworth Financial LP | $492.5K | 12,477 | 0.00% | 6q | +25.3%+$99.6K |
| REGIONS FINANCIAL CORP | $442.7K | 11,215 | 0.00% | 2q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $429.6K | 10,882 | 0.00% | 11q | +1.5%+$6.2K |
| Financial Engines Advisors L.L.C. | $412.7K | 10,454 | 0.00% | 6q | -1.3%-$5.3K |
| Main Street Financial Solutions, LLC | $407.5K | 10,322 | 0.03% | 3q | HELD |
| Layline Advisors, LLC | $394.2K | 9,986 | 0.35% | new | FIRST |
| Y.D. More Investments Ltd | $373.0K | 9,450 | 0.01% | 15q | HELD |
| IFG Advisors, LLC | $364.5K | 9,233 | 0.05% | 17q | -4.2%-$15.8K |
| Strengthening Families & Communities, LLC | $337.0K | 8,538 | 0.07% | 6q | HELD |
| Valeo Financial Advisors, LLC | $335.6K | 8,502 | 0.01% | new | NEW |
| HighTower Advisors, LLC | $295.4K | 7,483 | 0.00% | new | NEW |
| Freedom Investment Management, Inc. | $280.7K | 7,110 | 0.08% | new | NEW |
| Wealthcare Advisory Partners LLC | $266.1K | 6,742 | 0.01% | new | NEW |
| EARNED WEALTH ADVISORS, LLC | $257.5K | 6,522 | 0.02% | new | NEW |
| MML INVESTORS SERVICES, LLC | $231.0K | 5,851 | 0.00% | new | NEW |
| Sepio Capital, LP | $211.2K | 5,350 | 0.01% | new | NEW |
| BANK OF MONTREAL /CAN/ | $162.1K | 4,107 | 0.00% | 4q | +152.7%+$98.0K |
| Providence Capital Advisors, LLC | $157.8K | 3,998 | 0.02% | 5q | HELD |
| FIFTH THIRD BANCORP | $157.1K | 3,980 | 0.00% | 2q | HELD |
| UMB Bank, n.a. | $127.9K | 3,241 | 0.00% | new | NEW |
| IFP Advisors, Inc | $112.8K | 2,857 | 0.00% | 12q | +3.6%+$3.9K |
| ROYAL BANK OF CANADA | $92.0K | 2,331 | 0.00% | 17q | -83.4%-$461.5K |
| Smartleaf Asset Management LLC | $78.3K | 2,010 | 0.00% | 3q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $68.2K | 1,732 | 0.00% | 5q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $54.6K | 1,382 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $47.5K | 1,204 | 0.00% | 2q | +19.9%+$7.9K |
| Larson Financial Group LLC | $47.4K | 1,202 | 0.00% | 8q | +40.1%+$13.6K |
| JPMORGAN CHASE & CO | $47.1K | 1,210 | 0.00% | new | NEW |
| Pacific Center for Financial Services | $36.3K | 919 | 0.01% | 4q | HELD |
| UBS Group AG | $35.0K | 886 | 0.00% | 8q | -74.6%-$102.9K |
| TD Waterhouse Canada Inc. | $19.5K | 513 | 0.00% | new | NEW |
| FLOW TRADERS U.S. LLC | $3.4K | 85,509 | 0.14% | new | NEW |
| NVWM, LLC | $1.2K | 31 | 0.00% | 2q | +72.2% |
| VANGUARD ADVISERS INC | $197 | 5 | 0.00% | 2q | HELD |
| FMR LLC | $39 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 49 | $39.7M | 1,008,720 | 13 | 16 | 6 | 0.0% |
| Q1 2026 | 37 | $24.0M | 778,165 | 6 | 12 | 11 | 0.0% |
| Q4 2025 | 31 | $26.2M | 882,012 | 4 | 16 | 5 | 0.0% |
| Q3 2025 | 30 | $22.4M | 810,334 | 7 | 16 | 2 | 0.0% |
| Q2 2025 | 25 | $15.3M | 575,189 | 5 | 17 | 1 | 0.0% |
| Q1 2025 | 25 | $11.9M | 500,117 | 8 | 9 | 6 | 0.0% |
| Q4 2024 | 18 | $12.7M | 538,612 | 1 | 9 | 1 | 0.0% |
| Q3 2024 | 21 | $9.9M | 390,251 | 7 | 9 | 0 | 0.0% |
| Q2 2024 | 15 | $6.5M | 261,067 | 2 | 5 | 3 | 0.0% |
| Q1 2024 | 16 | $6.8M | 282,753 | 0 | 9 | 4 | 0.0% |
| Q4 2023 | 18 | $9.3M | 409,184 | 8 | 4 | 2 | 0.0% |
| Q3 2023 | 10 | $2.1M | 104,675 | 3 | 3 | 2 | 0.0% |
| Q2 2023 | 8 | $3.1M | 138,352 | 2 | 4 | 0 | 0.0% |
| Q1 2023 | 8 | $3.4M | 159,259 | 2 | 3 | 1 | 0.0% |
| Q4 2022 | 7 | $2.2M | 111,635 | 4 | 2 | 0 | 0.0% |
| Q3 2022 | 5 | $592.0K | 35,393 | 2 | 1 | 2 | 0.0% |
| Q2 2022 | 5 | $1.4M | 70,552 | 4 | 0 | 1 | 0.0% |
| Q1 2022 | 2 | $949.0K | 42,361 | 2 | 0 | 0 | 0.0% |