INDEXIQ ACTIVE ETF TR (ULTR)
Institutional ownership reported to the SEC as of Q1 2024, across 19 quarters.
12
Reporting holders
$10.4M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| 1776 Wealth LLC | $4.3M | 90,158 | 2.05% | 11q | -1.1%-$50.2K |
| GTS SECURITIES LLC | $1.2M | 24,474 | 0.00% | 4q | +267.9%+$856.3K |
| JANE STREET GROUP, LLC | $1.2M | 24,097 | 0.00% | 7q | +69.4%+$474.2K |
| CITADEL ADVISORS LLC | $1.1M | 22,831 | 0.00% | 8q | +29.3%+$248.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $832.8K | 17,331 | 0.00% | 13q | +34.7%+$214.5K |
| Royal Bank of Canada | $490.0K | 10,190 | 0.00% | 18q | -24.0%-$155.1K |
| LPL Financial LLC | $390.1K | 8,119 | 0.00% | 8q | HELD |
| Capstone Triton Financial Group, LLC | $327.1K | 6,807 | 0.23% | 11q | -42.1%-$238.3K |
| Advisory Services Network, LLC | $242.9K | 5,055 | 0.01% | 5q | HELD |
| Transcendent Capital Group LLC | $237.2K | 4,937 | 0.07% | new | NEW |
| BANK OF MONTREAL /CAN/ | $126.6K | 2,634 | 0.00% | 4q | -22.2%-$36.1K |
| UBS Group AG | $2.4K | 49 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 12 | $10.4M | 216,682 | 2 | 4 | 4 | 0.0% |
| Q4 2023 | 16 | $11.2M | 234,637 | 0 | 1 | 11 | 0.0% |
| Q3 2023 | 16 | $16.5M | 346,175 | 1 | 4 | 8 | 0.0% |
| Q2 2023 | 17 | $26.4M | 552,798 | 3 | 5 | 6 | 0.0% |
| Q1 2023 | 17 | $51.3M | 1,080,707 | 3 | 7 | 7 | 0.0% |
| Q4 2022 | 13 | $45.3M | 954,617 | 0 | 1 | 9 | 0.0% |
| Q3 2022 | 15 | $83.4M | 1,761,886 | 3 | 4 | 5 | 0.0% |
| Q2 2022 | 12 | $129.4M | 2,718,232 | 3 | 2 | 4 | 0.0% |
| Q1 2022 | 13 | $96.3M | 1,999,483 | 3 | 6 | 3 | 0.0% |
| Q4 2021 | 12 | $121.6M | 2,504,951 | 1 | 2 | 9 | 0.0% |
| Q3 2021 | 14 | $233.2M | 4,713,510 | 5 | 3 | 4 | 0.0% |
| Q2 2021 | 10 | $236.9M | 4,779,689 | 3 | 1 | 6 | 0.0% |
| Q1 2021 | 8 | $276.2M | 5,573,550 | 1 | 5 | 2 | 0.0% |
| Q4 2020 | 10 | $232.0M | 4,680,451 | 3 | 5 | 2 | 0.0% |
| Q3 2020 | 8 | $162.8M | 3,282,946 | 0 | 6 | 2 | 0.0% |
| Q2 2020 | 13 | $164.8M | 3,328,927 | 4 | 3 | 5 | 0.0% |
| Q1 2020 | 11 | $46.5M | 962,021 | 6 | 0 | 3 | 0.0% |
| Q4 2019 | 4 | $47.2M | 942,788 | 2 | 1 | 0 | 0.0% |
| Q3 2019 | 2 | $27.3M | 545,190 | 2 | 0 | 0 | 0.0% |