ETF SER SOLUTIONS (UFOX)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
190
Reporting holders
$203.8M
Reported value
1.3%
Held as options
+32
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $27.4M | 288,358 | 0.01% | 28q | +1.4%+$369.5K |
| Cetera Investment Advisers | $13.8M | 145,261 | 0.01% | 24q | +1.8%+$239.2K |
| UBS Group AG | $10.2M | 107,220 | 0.00% | 23q | +21.5%+$1.8M |
| KWMG, LLC | $9.6M | 100,883 | 0.69% | 23q | HELD |
| Kestra Advisory Services, LLC | $8.6M | 90,863 | 0.03% | 24q | -19.3%-$2.1M |
| RAYMOND JAMES FINANCIAL INC | $8.5M | 89,835 | 0.00% | 7q | -12.8%-$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.7M | 70,071 | 0.01% | 29q | -3.0%-$202.6K |
| STIFEL FINANCIAL CORP | $5.4M | 56,613 | 0.00% | 26q | +320.5%+$4.1M |
| HighTower Advisors, LLC | $4.9M | 51,243 | 0.00% | 24q | -9.1%-$486.2K |
| Rockefeller Capital Management L.P. | $4.6M | 48,745 | 0.01% | 28q | HELD |
| Advantage Trust Co | $3.5M | 37,256 | 1.25% | 11q | HELD |
| Financial Freedom, LLC | $3.5M | 37,201 | 1.62% | 15q | +0.5%+$17.7K |
| CITIGROUP INC | $3.5M | 36,581 | 0.00% | 22q | +7.7%+$248.5K |
| Baird Financial Group, Inc. | $3.1M | 33,073 | 0.00% | 28q | +1.7%+$52.7K |
| OneDigital Investment Advisors LLC | $3.1M | 32,920 | 0.03% | 23q | +1.6%+$49.8K |
| NORTHSTAR ASSET MANAGEMENT Co | $3.1M | 38,975 | 0.59% | 29q | -1.1%-$36.0K |
| OSAIC HOLDINGS, INC. | $3.1M | 32,543 | 0.00% | 26q | +14.3%+$387.3K |
| BANK OF AMERICA CORP /DE/ | $3.0M | 31,390 | 0.00% | 26q | +76.9%+$1.3M |
| Belvedere Trading LLC | $2.7M | 1,687 | 0.00% | 2q | HELD |
| Aptus Capital Advisors, LLC | $2.5M | 26,576 | 0.02% | 25q | +0.8%+$18.9K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | $2.5M | 26,271 | 0.14% | 19q | HELD |
| Moran Wealth Management, LLC | $2.4M | 25,098 | 0.07% | 6q | -11.1%-$296.6K |
| ROYAL BANK OF CANADA | $2.2M | 23,335 | 0.00% | 29q | -40.1%-$1.5M |
| Arax Advisory Partners | $2.2M | 22,925 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.9M | 20,061 | 0.00% | 22q | +519.0%+$1.6M |
| CROSSPOINT FINANCIAL, LLC | $1.7M | 18,215 | 3.96% | 14q | -12.8%-$254.7K |
| CITADEL ADVISORS LLC | $1.7M | 15,547 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 17,459 | 0.00% | 2q | -27.1%-$616.2K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 17,145 | 0.02% | 21q | HELD |
| MORGAN STANLEY | $1.6M | 17,112 | 0.00% | 27q | +27.8%+$353.4K |
| Creative Planning | $1.5M | 15,888 | 0.00% | 25q | -0.8%-$12.7K |
| FISCHER INVESTMENT STRATEGIES, LLC | $1.5M | 15,688 | 0.71% | 5q | -3.3%-$50.7K |
| Waverly Advisors, LLC | $1.5M | 15,308 | 0.01% | 10q | +5.3%+$73.7K |
| Equitable Holdings, Inc. | $1.3M | 13,456 | 0.01% | 5q | +10.3%+$119.6K |
| ENVESTNET ASSET MANAGEMENT INC | $1.2M | 12,539 | 0.00% | 2q | +98.7%+$591.8K |
| OPPENHEIMER & CO INC | $1.2M | 12,500 | 0.01% | 26q | HELD |
| Strategic Family Wealth Counselors, L.L.C. | $1.1M | 11,579 | 0.26% | 20q | HELD |
| OAK FAMILY ADVISORS, LLC | $1.1M | 11,519 | 0.28% | 23q | -3.2%-$35.8K |
| HT Partners LLC | $983.2K | 10,345 | 0.27% | 23q | HELD |
| Lido Advisors, LLC | $950.3K | 9,999 | 0.00% | new | NEW |
| Mariner, LLC | $897.0K | 9,438 | 0.00% | 20q | +8.0%+$66.6K |
| Intrua Financial, LLC | $890.5K | 9,370 | 0.08% | 22q | -3.5%-$32.3K |
| Joel Isaacson & Co., LLC | $855.1K | 8,997 | 0.02% | 21q | HELD |
| Larson Financial Group LLC | $852.2K | 8,967 | 0.02% | 17q | +3.7%+$30.6K |
| Apollon Wealth Management, LLC | $823.5K | 8,665 | 0.01% | 11q | -7.0%-$61.8K |
| Federation des caisses Desjardins du Quebec | $774.5K | 8,149 | 0.00% | 27q | HELD |
| FMR LLC | $774.1K | 8,146 | 0.00% | 15q | +12.5%+$85.7K |
| Private Advisor Group, LLC | $765.8K | 8,058 | 0.00% | 27q | -3.5%-$28.1K |
| VALLEY NATIONAL ADVISERS INC | $725.1K | 7,629 | 0.08% | 29q | HELD |
| KINGSWOOD WEALTH ADVISORS, LLC | $705.2K | 7,420 | 0.03% | 4q | -1.5%-$10.5K |
| Frisch Financial Group, Inc. | $699.2K | 7,357 | 0.12% | 27q | -21.9%-$196.5K |
| Snowden Capital Advisors LLC | $674.6K | 7,098 | 0.02% | 10q | -1.7%-$11.9K |
| KINTRA WEALTH, LLC | $628.5K | 7,161 | 0.03% | 2q | HELD |
| SCOTIA CAPITAL INC. | $622.2K | 6,547 | 0.00% | 11q | -15.1%-$110.9K |
| Vise Technologies, Inc. | $618.9K | 6,512 | 0.01% | new | NEW |
| Prospera Financial Services Inc | $605.5K | 6,362 | 0.01% | 5q | -1.1%-$7.0K |
| MERCER GLOBAL ADVISORS INC /ADV | $578.2K | 6,084 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $565.8K | 5,953 | 0.00% | 15q | +6.7%+$35.6K |
| Fortune Financial Group, Inc. | $537.7K | 5,658 | 0.42% | 3q | -1.5%-$8.5K |
| Tempo Wealth, LLC | $522.2K | 5,495 | 0.08% | 3q | HELD |
| Tradition Wealth Management, LLC | $496.8K | 5,227 | 0.03% | 9q | HELD |
| Beaumont Financial Advisors, LLC | $491.3K | 5,170 | 0.03% | 10q | HELD |
| Stratos Wealth Partners, LTD. | $481.1K | 5,062 | 0.00% | 22q | -0.5%-$2.5K |
| Symphony Financial Services, Inc. | $474.1K | 4,988 | 0.21% | 5q | +4.6%+$20.9K |
| J.W. COLE ADVISORS, INC. | $470.2K | 4,948 | 0.01% | 6q | +6.3%+$28.0K |
| Wealthfront Advisers LLC | $451.8K | 4,754 | 0.00% | 10q | -7.0%-$34.0K |
| Claro Advisors Inc. | $440.8K | 4,639 | 0.05% | 23q | -1.2%-$5.3K |
| HBK Sorce Advisory LLC | $434.3K | 5,138 | 0.01% | 2q | +4.1%+$16.9K |
| Cerity Partners LLC | $428.7K | 4,511 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $425.8K | 4,480 | 0.00% | 24q | -11.3%-$54.1K |
| Keating Financial Advisory Services, Inc. | $425.4K | 4,476 | 0.06% | 3q | HELD |
| NewEdge Advisors, LLC | $422.3K | 4,443 | 0.00% | new | NEW |
| GAMMA Investing LLC | $421.3K | 4,433 | 0.02% | 6q | -4.5%-$19.7K |
| SUCCESSION FINANCIAL, INC. | $420.1K | 4,421 | 0.40% | new | FIRST |
| Clark Capital Management Group, Inc. | $407.6K | 4,289 | 0.00% | 3q | HELD |
| Insight Inv LLC | $396.0K | 4,167 | 0.19% | 5q | HELD |
| Tower Research Capital LLC (TRC) | $393.6K | 4,141 | 0.01% | 19q | +3881.7%+$383.7K |
| Csenge Advisory Group | $389.1K | 4,094 | 0.02% | 4q | HELD |
| AlphaStar Capital Management, LLC | $388.6K | 4,089 | 0.02% | 4q | +9.7%+$34.4K |
| SageView Advisory Group, LLC | $383.5K | 4,560 | 0.01% | 15q | -7.8%-$32.6K |
| RETIREMENT PLANNING GROUP, LLC / NY | $382.4K | 4,024 | 0.21% | 5q | HELD |
| Palumbo Wealth Management LLC | $380.1K | 4,000 | 0.08% | 5q | HELD |
| PNC Financial Services Group, Inc. | $380.1K | 4,000 | 0.00% | 29q | -35.8%-$212.1K |
| AE Wealth Management LLC | $379.2K | 3,990 | 0.00% | 7q | -1.2%-$4.6K |
| JPMORGAN CHASE & CO | $376.9K | 4,105 | 0.00% | 23q | +95.4%+$184.0K |
| ARMSTRONG ADVISORY GROUP, INC | $369.6K | 3,889 | 0.02% | 15q | HELD |
| HUB Investment Partners, LLC | $368.8K | 3,881 | 0.01% | 23q | -4.9%-$19.2K |
| American Institute for Advanced Investment Management, LLP | $368.3K | 3,875 | 0.21% | 5q | HELD |
| GOULD ASSET MANAGEMENT LLC /CA/ | $361.1K | 3,800 | 0.06% | new | NEW |
| Concurrent Investment Advisors, LLC | $360.5K | 3,793 | 0.00% | 4q | -18.8%-$83.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $358.1K | 3,768 | 0.01% | new | NEW |
| Resolute Wealth Strategies, LLC | $345.7K | 3,638 | 0.13% | 14q | -2.6%-$9.3K |
| CITIZENS FINANCIAL GROUP INC/RI | $341.8K | 3,596 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $339.8K | 3,576 | 0.00% | 2q | HELD |
| LexAurum Advisors, LLC | $334.2K | 3,516 | 0.04% | 2q | +4.3%+$13.9K |
| ACIMA PRIVATE WEALTH, LLC | $330.1K | 3,473 | 0.10% | 22q | HELD |
| IHT Wealth Management, LLC | $321.3K | 3,381 | 0.01% | 24q | -30.6%-$141.7K |
| SeaCrest Wealth Management, LLC | $320.5K | 3,372 | 0.04% | 15q | -32.2%-$152.2K |
| COFG Advisors, LLC | $316.5K | 3,330 | 0.05% | 2q | HELD |
| Spire Wealth Management | $298.6K | 3,142 | 0.01% | 22q | HELD |
Showing the largest 100 of 197 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 190 | $203.8M | 2,124,280 | 44 | 34 | 47 | 1.3% |
| Q1 2026 | 158 | $136.0M | 1,988,836 | 25 | 39 | 33 | 0.2% |
| Q4 2025 | 150 | $125.4M | 1,963,286 | 11 | 23 | 50 | 0.0% |
| Q3 2025 | 147 | $120.1M | 1,946,472 | 13 | 33 | 36 | 0.0% |
| Q2 2025 | 141 | $109.0M | 2,064,779 | 21 | 25 | 45 | 0.0% |
| Q1 2025 | 130 | $85.2M | 2,003,531 | 8 | 22 | 41 | 0.0% |
| Q4 2024 | 146 | $112.6M | 2,360,895 | 14 | 24 | 47 | 0.1% |
| Q3 2024 | 136 | $94.2M | 2,170,295 | 9 | 21 | 43 | 0.1% |
| Q2 2024 | 146 | $98.3M | 2,338,800 | 10 | 26 | 53 | 0.5% |
| Q1 2024 | 143 | $97.2M | 2,465,374 | 15 | 30 | 50 | 0.6% |
| Q4 2023 | 145 | $94.4M | 2,645,226 | 13 | 18 | 63 | 0.1% |
| Q3 2023 | 136 | $93.0M | 2,968,256 | 9 | 21 | 64 | 0.2% |
| Q2 2023 | 146 | $123.2M | 3,665,562 | 12 | 31 | 51 | 0.2% |
| Q1 2023 | 148 | $138.6M | 4,269,885 | 12 | 28 | 60 | 0.2% |
| Q4 2022 | 147 | $137.3M | 4,576,798 | 19 | 18 | 62 | 0.4% |
| Q3 2022 | 173 | $173.1M | 6,071,451 | 10 | 31 | 70 | 0.0% |
| Q2 2022 | 187 | $205.9M | 6,535,092 | 9 | 38 | 86 | 0.1% |
| Q1 2022 | 201 | $293.9M | 7,836,495 | 14 | 54 | 64 | 0.3% |
| Q4 2021 | 214 | $371.7M | 8,873,528 | 19 | 66 | 48 | 0.4% |
| Q3 2021 | 193 | $358.4M | 9,840,728 | 13 | 73 | 40 | 0.3% |
| Q2 2021 | 194 | $373.1M | 9,767,807 | 17 | 74 | 43 | 0.4% |
| Q1 2021 | 188 | $343.7M | 9,710,334 | 39 | 87 | 22 | 0.3% |
| Q4 2020 | 161 | $254.2M | 7,578,074 | 49 | 57 | 12 | 0.0% |
| Q3 2020 | 108 | $96.3M | 3,378,371 | 33 | 34 | 9 | 0.0% |
| Q2 2020 | 78 | $69.1M | 2,532,051 | 20 | 22 | 15 | 0.0% |
| Q1 2020 | 64 | $42.1M | 1,927,226 | 21 | 20 | 10 | 0.0% |
| Q4 2019 | 49 | $31.5M | 1,198,416 | 8 | 20 | 5 | 0.0% |
| Q3 2019 | 40 | $28.5M | 1,161,088 | 14 | 13 | 4 | 0.0% |
| Q2 2019 | 32 | $17.3M | 717,908 | 23 | 5 | 0 | 0.0% |
| Q1 2019 | 12 | $3.1M | 124,321 | 12 | 0 | 0 | 0.0% |