UBS GROUP AG (UBS)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
31
Reporting holders
$105.2M
Reported value
0.0%
Calls
0.0%
Puts
-741
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Crocodile Capital Partners GmbH | $56.3M | 1,170,000 | 35.15% | 7q | HELD |
| Systrade AG | $33.9M | 705,200 | 17.20% | 10q | +12.4%+$3.7M |
| Gradient Investments LLC | $5.7M | 119,345 | 0.08% | 32q | -9.9%-$632.4K |
| Legacy Wealth Asset Management, LLC | $2.5M | 52,066 | 0.55% | 17q | HELD |
| Farther Finance Advisors, LLC | $1.4M | 28,516 | 0.01% | 16q | +14.5%+$173.6K |
| Versant Capital Management, Inc | $1.2M | 24,041 | 0.10% | 8q | +2.2%+$24.5K |
| Valeo Financial Advisors, LLC | $708.9K | 14,728 | 0.01% | 15q | +16.4%+$100.1K |
| M.E. ALLISON & CO., INC. | $508.3K | 10,560 | 0.29% | 8q | HELD |
| Wedmont Private Capital | $402.4K | 8,551 | 0.01% | 12q | +1.2%+$4.8K |
| Athena Wealth Management, LLC | $399.2K | 8,295 | 0.29% | 3q | +20.1%+$66.8K |
| Investors Research Corp | $386.8K | 8,036 | 0.07% | 32q | HELD |
| RIVERSEDGE ADVISORS, LLC | $323.9K | 6,729 | 0.04% | 2q | +3.0%+$9.5K |
| TITLEIST ASSET MANAGEMENT, LLC | $305.5K | 6,346 | 0.02% | 2q | -2.4%-$7.5K |
| Venture Visionary Partners LLC | $212.5K | 4,415 | 0.01% | 2q | -24.2%-$68.0K |
| MassMutual Private Wealth & Trust, FSB | $210.6K | 4,375 | 0.01% | 22q | -2.6%-$5.5K |
| Avidian Wealth Enterprises, LLC | $201.0K | 4,176 | 0.01% | new | NEW |
| Rosenberg Matthew Hamilton | $192.6K | 4,001 | 0.03% | 26q | HELD |
| Miller Global Investments, LLC | $132.7K | 2,758 | 0.11% | new | NEW |
| Border to Coast Pensions Partnership Ltd | $120.9K | 2,510,000 | 1.66% | 14q | +4.8%+$5.6K |
| GAMMA Investing LLC | $96.9K | 2,014 | 0.00% | 12q | +1.6%+$1.5K |
| Bank of New Hampshire | $24.1K | 500 | 0.01% | new | NEW |
| Bullock Wealth Management Group | $18.2K | 383 | 0.01% | 9q | HELD |
| Grove Bank & Trust | $17.5K | 363 | 0.00% | 4q | +221.2%+$12.0K |
| CoreCap Advisors, LLC | $16.5K | 343 | 0.00% | 10q | -34.0%-$8.5K |
| ELEVATION WEALTH PARTNERS, LLC | $12.6K | 261 | 0.00% | 2q | HELD |
| Retirement Wealth Solutions LLC | $11.6K | 240 | 0.01% | 5q | HELD |
| Roxbury Financial LLC | $10.0K | 208 | 0.01% | 8q | HELD |
| Planning Strategies Inc. | $5.3K | 111 | 0.00% | new | NEW |
| GK Wealth Management LLC | $2.9K | 60 | 0.00% | new | NEW |
| ARMSTRONG ADVISORY GROUP, INC | $1.8K | 38 | 0.00% | 6q | HELD |
| Noble Wealth Management PBC | $1.3K | 26 | 0.00% | 2q | +23.8% |
| GILPIN WEALTH MANAGEMENT, LLC | $530 | 11 | 0.00% | new | NEW |
| CX Institutional | $20 | 424 | 0.00% | 7q | +89.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 31 | $105.2M | 2,186,696 | 6 | 10 | 5 | 0.0% |
| Q2 2026 | 772 | $66.5B | 1,303,478,512 | 139 | 267 | 209 | 3.3% |
| Q1 2026 | 686 | $46.6B | 1,153,308,198 | 83 | 242 | 204 | 4.6% |
| Q4 2025 | 700 | $63.4B | 1,330,268,661 | 92 | 236 | 182 | 3.3% |
| Q3 2025 | 628 | $53.8B | 1,251,426,540 | 82 | 226 | 174 | 4.7% |
| Q2 2025 | 606 | $46.9B | 1,329,725,124 | 67 | 206 | 213 | 4.6% |
| Q1 2025 | 592 | $45.3B | 1,412,184,408 | 65 | 215 | 177 | 5.1% |
| Q4 2024 | 579 | $44.5B | 1,418,284,587 | 57 | 188 | 165 | 3.2% |
| Q3 2024 | 560 | $46.2B | 1,435,302,281 | 50 | 185 | 186 | 4.3% |
| Q2 2024 | 567 | $45.0B | 1,451,117,796 | 67 | 197 | 177 | 5.1% |
| Q1 2024 | 547 | $46.7B | 1,446,468,345 | 57 | 194 | 174 | 5.1% |
| Q4 2023 | 540 | $44.7B | 1,366,995,741 | 81 | 175 | 161 | 5.7% |
| Q3 2023 | 495 | $34.2B | 1,283,342,722 | 72 | 152 | 161 | 7.3% |
| Q2 2023 | 460 | $27.3B | 1,267,935,071 | 95 | 151 | 156 | 6.1% |
| Q1 2023 | 445 | $32.2B | 1,450,250,882 | 107 | 120 | 158 | 4.5% |
| Q4 2022 | 380 | $24.4B | 1,260,774,346 | 45 | 103 | 149 | 3.4% |
| Q3 2022 | 364 | $19.5B | 1,281,054,096 | 41 | 115 | 134 | 4.1% |
| Q2 2022 | 369 | $21.9B | 1,302,179,655 | 49 | 109 | 136 | 3.8% |
| Q1 2022 | 376 | $28.1B | 1,370,838,038 | 57 | 116 | 132 | 4.6% |
| Q4 2021 | 366 | $27.6B | 1,411,381,365 | 34 | 133 | 106 | 6.7% |
| Q3 2021 | 359 | $22.8B | 1,323,543,628 | 29 | 128 | 107 | 7.1% |
| Q2 2021 | 363 | $21.5B | 1,312,963,694 | 45 | 131 | 101 | 6.3% |
| Q1 2021 | 348 | $19.5B | 1,187,910,200 | 44 | 141 | 94 | 5.1% |
| Q4 2020 | 344 | $18.8B | 1,301,909,960 | 56 | 125 | 96 | 4.0% |
| Q3 2020 | 307 | $15.1B | 1,286,465,677 | 29 | 100 | 112 | 6.1% |
| Q2 2020 | 304 | $15.4B | 1,263,676,062 | 47 | 99 | 113 | 5.9% |
| Q1 2020 | 300 | $12.2B | 1,248,052,305 | 51 | 103 | 92 | 5.6% |
| Q4 2019 | 297 | $17.3B | 1,315,371,277 | 44 | 84 | 95 | 4.4% |
| Q3 2019 | 288 | $14.6B | 1,202,096,722 | 31 | 81 | 114 | 6.6% |
| Q2 2019 | 305 | $17.0B | 1,369,540,946 | 40 | 99 | 106 | 4.4% |
| Q1 2019 | 329 | $16.1B | 1,266,020,339 | 41 | 116 | 98 | 4.9% |
| Q4 2018 | 316 | $18.3B | 1,433,156,430 | 5 | 4 | 7 | 3.1% |