UNITED SEC BANCSHARES CALIF (UBFO)
Institutional ownership reported to the SEC as of Q1 2026, across 30 quarters.
75
Reporting holders
$73.6M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bridgewealth Advisory Group, LLC | $12.6M | 1,203,437 | 2.62% | 4q | -1.2%-$157.5K |
| DIMENSIONAL FUND ADVISORS LP | $9.7M | 926,632 | 0.00% | 30q | +0.7%+$66.6K |
| Fourthstone LLC | $7.0M | 664,342 | 1.18% | 8q | +4.1%+$277.7K |
| BlackRock, Inc. | $6.8M | 649,837 | 0.00% | 7q | +5.4%+$347.2K |
| VANGUARD CAPITAL MANAGEMENT LLC | $6.1M | 584,697 | 0.00% | new | FIRST |
| BANC FUNDS CO LLC | $5.6M | 532,316 | 1.04% | 15q | -0.7%-$42.0K |
| GEODE CAPITAL MANAGEMENT, LLC | $3.2M | 302,780 | 0.00% | 30q | -7.2%-$246.4K |
| GLAZER CAPITAL, LLC | $2.7M | 252,426 | 0.06% | 2q | +120.5%+$1.4M |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $1.7M | 159,771 | 0.03% | 16q | +1.6%+$27.2K |
| STATE STREET CORP | $1.5M | 143,023 | 0.00% | 30q | +7.1%+$100.2K |
| RENAISSANCE TECHNOLOGIES LLC | $1.2M | 113,948 | 0.00% | 30q | +28.0%+$261.7K |
| NORTHERN TRUST CORP | $1.1M | 101,361 | 0.00% | 30q | +14.1%+$132.0K |
| Destination Wealth Management | $993.3K | 94,506 | 0.03% | 26q | HELD |
| MILLENNIUM MANAGEMENT LLC | $989.9K | 94,187 | 0.00% | 7q | +502.8%+$825.7K |
| ALLIANCEBERNSTEIN L.P. | $931.3K | 92,478 | 0.00% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $919.9K | 87,522 | 0.00% | new | FIRST |
| AMERICAN CENTURY COMPANIES INC | $876.2K | 83,365 | 0.00% | 24q | -1.5%-$13.7K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $840.6K | 79,980 | 0.00% | new | FIRST |
| Empowered Funds, LLC | $776.4K | 73,871 | 0.00% | new | NEW |
| GOLDMAN SACHS GROUP INC | $679.0K | 64,609 | 0.00% | 26q | -32.8%-$331.8K |
| Yakira Capital Management, Inc. | $634.9K | 60,411 | 0.19% | 2q | -2.1%-$13.4K |
| BARCLAYS PLC | $618.2K | 58,822 | 0.00% | 30q | -12.5%-$88.6K |
| MORGAN STANLEY | $600.6K | 57,146 | 0.00% | 34q | +16.3%+$84.0K |
| Cerity Partners LLC | $553.3K | 52,647 | 0.00% | 6q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $408.0K | 38,820 | 0.01% | 11q | +1.2%+$4.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $387.7K | 36,885 | 0.00% | 4q | -8.8%-$37.5K |
| Planning Center, Inc. | $378.6K | 36,025 | 0.04% | 10q | HELD |
| ROYAL BANK OF CANADA | $334.0K | 31,813 | 0.00% | 10q | -8.7%-$31.8K |
| Bank of New York Mellon Corp | $326.0K | 31,021 | 0.00% | 4q | -7.0%-$24.7K |
| Nuveen, LLC | $259.4K | 24,686 | 0.00% | 4q | HELD |
| HSBC HOLDINGS PLC | $255.6K | 24,436 | 0.00% | 26q | -50.0%-$255.6K |
| Transmarket Holdings LP | $246.2K | 23,422 | 0.13% | new | NEW |
| OXFORD ASSET MANAGEMENT LLP | $243.1K | 23,131 | 0.10% | new | NEW |
| Composition Wealth, LLC | $241.7K | 23,000 | 0.00% | 9q | HELD |
| Mraz, Amerine & Associates, Inc. | $191.8K | 18,248 | 0.03% | 30q | HELD |
| BANK OF AMERICA CORP /DE/ | $179.9K | 17,120 | 0.00% | 11q | -43.4%-$138.1K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $163.3K | 15,541 | 0.01% | 2q | +25.0%+$32.7K |
| CSS LLC/IL | $143.7K | 13,675 | 0.01% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $121.3K | 11,541 | 0.00% | 12q | -1.6%-$2.0K |
| Saratoga Research & Investment Management | $115.6K | 11,000 | 0.01% | 12q | HELD |
| WELLS FARGO & COMPANY/MN | $110.0K | 10,464 | 0.00% | 30q | -75.4%-$337.0K |
| RHUMBLINE ADVISERS | $108.1K | 10,285 | 0.00% | 4q | -1.7%-$1.8K |
| CALDWELL SUTTER CAPITAL, INC. | $105.8K | 10,065 | 0.04% | 13q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $95.6K | 9,100 | 0.00% | 4q | HELD |
| PenderFund Capital Management Ltd. | $87.2K | 8,300 | 0.01% | new | NEW |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $69.1K | 6,573 | 0.00% | 4q | +2.7%+$1.8K |
| DEUTSCHE BANK AG\ | $63.5K | 6,042 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $59.0K | 5,723 | 0.00% | 30q | -18.0%-$13.0K |
| Vanguard Global Advisers, LLC | $57.2K | 5,447 | 0.00% | new | FIRST |
| UBS Group AG | $52.2K | 4,966 | 0.00% | 10q | +7.0%+$3.4K |
| Police & Firemen's Retirement System of New Jersey | $35.0K | 3,327 | 0.00% | 4q | HELD |
| Tower Research Capital LLC (TRC) | $25.6K | 2,440 | 0.00% | 15q | +137.8%+$14.9K |
| BNP PARIBAS FINANCIAL MARKETS | $24.5K | 2,331 | 0.00% | 4q | -53.4%-$28.1K |
| Ameritas Investment Partners, Inc. | $14.9K | 1,414 | 0.00% | 4q | HELD |
| Legal & General Group Plc | $13.1K | 1,247 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $8.7K | 827 | 0.00% | 2q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $7.9K | 748 | 0.00% | 4q | -11.5%-$1.0K |
| Russell Investments Group, Ltd. | $7.5K | 710 | 0.00% | 3q | -59.2%-$10.8K |
| CITIGROUP INC | $6.8K | 643 | 0.00% | 10q | +104.8%+$3.5K |
| CWM, LLC | $4.1K | 388 | 0.00% | 3q | +6.0% |
| PNC FINANCIAL SERVICES GROUP, INC. | $1.9K | 184 | 0.00% | 2q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.9K | 184 | 0.00% | 2q | +148.6%+$1.2K |
| GAMMA Investing LLC | $1.6K | 153 | 0.00% | 2q | +84.3% |
| FMR LLC | $1.6K | 148 | 0.00% | 3q | +8.0% |
| Essential Partners LLC | $956 | 91 | 0.00% | 3q | HELD |
| Rialto Wealth Management, LLC | $526 | 50 | 0.00% | new | NEW |
| EverSource Wealth Advisors, LLC | $169 | 16 | 0.00% | 3q | +33.3% |
| Allworth Financial LP | $158 | 15 | 0.00% | 3q | +87.5% |
| True Wealth Design, LLC | $95 | 9 | 0.00% | 3q | HELD |
| Root Financial Partners, LLC | $63 | 6 | 0.00% | new | NEW |
| MAI Capital Management | $53 | 5 | 0.00% | 2q | +25.0% |
| IFP Advisors, Inc | $32 | 3 | 0.00% | 3q | -57.1% |
| ROTHSCHILD INVESTMENT LLC | $11 | 1 | 0.00% | 2q | HELD |
| Sunbelt Securities, Inc. | $11 | 1 | 0.00% | 2q | HELD |
| SBI Securities Co., Ltd. | $11 | 1 | 0.00% | 6q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-14 | 13G/A | Dimensional Fund Advisors LP | 0.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2026 | 75 | $73.6M | 7,006,385 | 9 | 23 | 20 | 0.0% |
| Q4 2025 | 71 | $66.9M | 6,638,307 | 13 | 19 | 20 | 0.0% |
| Q3 2025 | 65 | $58.2M | 6,257,603 | 10 | 17 | 16 | 0.0% |
| Q2 2025 | 55 | $54.2M | 6,262,005 | 17 | 19 | 8 | 0.0% |
| Q1 2025 | 51 | $40.2M | 4,486,676 | 6 | 18 | 10 | 0.0% |
| Q4 2024 | 50 | $56.3M | 5,593,005 | 8 | 21 | 6 | 0.0% |
| Q3 2024 | 44 | $43.9M | 5,038,976 | 3 | 19 | 5 | 0.0% |
| Q2 2024 | 46 | $38.7M | 5,343,052 | 4 | 9 | 13 | 0.0% |
| Q1 2024 | 43 | $42.2M | 5,472,036 | 3 | 14 | 12 | 0.0% |
| Q4 2023 | 43 | $44.7M | 5,317,234 | 8 | 16 | 7 | 0.0% |
| Q3 2023 | 40 | $37.2M | 5,001,816 | 6 | 17 | 4 | 0.0% |
| Q2 2023 | 38 | $32.7M | 4,911,949 | 5 | 8 | 10 | 0.0% |
| Q1 2023 | 42 | $37.2M | 5,836,201 | 6 | 16 | 5 | 0.0% |
| Q4 2022 | 44 | $45.0M | 6,149,059 | 2 | 9 | 11 | 0.0% |
| Q3 2022 | 44 | $33.3M | 5,100,082 | 7 | 7 | 9 | 0.0% |
| Q2 2022 | 37 | $41.1M | 5,402,610 | 1 | 7 | 11 | 0.0% |
| Q1 2022 | 39 | $45.0M | 5,415,599 | 3 | 10 | 14 | 0.0% |
| Q4 2021 | 41 | $43.8M | 5,397,161 | 3 | 9 | 14 | 0.0% |
| Q3 2021 | 39 | $34.8M | 4,355,067 | 2 | 9 | 17 | 0.0% |
| Q2 2021 | 48 | $36.2M | 4,432,933 | 12 | 7 | 24 | 0.0% |
| Q1 2021 | 49 | $38.4M | 4,684,579 | 4 | 14 | 19 | 0.0% |
| Q4 2020 | 47 | $30.8M | 4,365,299 | 2 | 17 | 11 | 0.0% |
| Q3 2020 | 47 | $25.9M | 4,231,788 | 2 | 12 | 20 | 0.0% |
| Q2 2020 | 50 | $27.3M | 4,086,302 | 3 | 15 | 17 | 0.0% |
| Q1 2020 | 50 | $26.1M | 4,077,788 | 3 | 14 | 23 | 0.0% |
| Q4 2019 | 56 | $46.4M | 4,324,062 | 9 | 19 | 12 | 0.0% |
| Q3 2019 | 50 | $42.6M | 4,050,886 | 2 | 18 | 14 | 0.0% |
| Q2 2019 | 53 | $46.7M | 4,105,391 | 6 | 21 | 10 | 0.0% |
| Q1 2019 | 54 | $45.0M | 4,243,135 | 1 | 9 | 21 | 0.0% |
| Q4 2018 | 55 | $42.0M | 4,386,662 | 0 | 1 | 1 | 0.0% |