INNOVATOR ETFS TRUST (UAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 28 quarters.
85
Reporting holders
$113.9M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Broussard Financial Group LLC | $16.9M | 401,796 | 13.54% | 3q | -2.3%-$401.8K |
| RAYMOND JAMES FINANCIAL INC | $10.5M | 249,840 | 0.00% | 7q | -9.2%-$1.1M |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $6.5M | 153,873 | 0.32% | 15q | +4.4%+$270.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.3M | 149,147 | 0.01% | 17q | -3.2%-$206.7K |
| OSAIC HOLDINGS, INC. | $6.0M | 141,651 | 0.01% | 26q | -6.0%-$383.1K |
| Archer Investment Corp | $5.5M | 131,816 | 0.54% | 24q | +94.3%+$2.7M |
| MBL Wealth, LLC | $5.4M | 127,626 | 0.37% | 14q | HELD |
| Brookstone Capital Management | $4.9M | 116,061 | 0.05% | 16q | -11.3%-$625.1K |
| KFG WEALTH MANAGEMENT, LLC | $4.1M | 98,177 | 0.47% | 15q | -22.9%-$1.2M |
| ENVESTNET ASSET MANAGEMENT INC | $3.1M | 73,269 | 0.00% | 18q | -2.0%-$61.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.0M | 71,361 | 0.00% | 11q | +313.4%+$2.3M |
| FIDUCIARY FINANCIAL GROUP, LLC | $2.5M | 58,579 | 0.28% | 9q | HELD |
| Kestra Advisory Services, LLC | $2.2M | 52,534 | 0.01% | 12q | -22.3%-$633.5K |
| CENTRAL VALLEY ADVISORS, LLC | $2.1M | 49,933 | 0.54% | 8q | -6.2%-$138.8K |
| OLD MISSION CAPITAL LLC | $1.9M | 45,917 | 0.03% | 11q | +430.1%+$1.6M |
| Berger Financial Group, Inc | $1.8M | 43,839 | 0.09% | 13q | -23.1%-$552.8K |
| LPL Financial LLC | $1.5M | 35,672 | 0.00% | 11q | +13.4%+$177.7K |
| Clearstead Advisors, LLC | $1.5M | 35,366 | 0.01% | 4q | HELD |
| Spire Wealth Management | $1.5M | 35,059 | 0.04% | 16q | -41.9%-$1.1M |
| Cetera Investment Advisers | $1.4M | 33,020 | 0.00% | 16q | -2.5%-$35.1K |
| MML INVESTORS SERVICES, LLC | $1.2M | 28,368 | 0.00% | 8q | +15.4%+$159.0K |
| Foundations Investment Advisors, LLC | $1.1M | 24,997 | 0.01% | 8q | -2.6%-$28.4K |
| Strategic Blueprint, LLC | $1.0M | 24,163 | 0.05% | 20q | -1.0%-$10.6K |
| MILESTONE ASSET MANAGEMENT, LLC | $965.8K | 22,948 | 0.15% | 12q | -5.1%-$51.6K |
| Retirement Planning Group, LLC | $869.9K | 20,669 | 0.02% | 12q | HELD |
| SteelPeak Wealth, LLC | $841.6K | 19,998 | 0.02% | new | NEW |
| Impact Partnership Wealth, LLC | $821.6K | 19,523 | 0.08% | 4q | HELD |
| CRA Financial Services, LLC | $780.9K | 18,555 | 0.09% | 12q | HELD |
| TRUIST FINANCIAL CORP | $773.5K | 18,379 | 0.00% | 11q | HELD |
| WPWealth LLP | $679.7K | 16,150 | 0.10% | 8q | HELD |
| Prime Capital Investment Advisors, LLC | $671.1K | 15,947 | 0.01% | 2q | -29.9%-$286.2K |
| Steward Partners Investment Advisory, LLC | $642.1K | 15,258 | 0.00% | 12q | HELD |
| JANE STREET GROUP, LLC | $629.9K | 14,967 | 0.00% | new | NEW |
| Keystone Wealth Services, LLC | $609.5K | 14,482 | 0.11% | 2q | HELD |
| Onyx Bridge Wealth Group LLC | $575.7K | 13,680 | 0.05% | 12q | -5.7%-$34.7K |
| Vantage Point Financial LLC | $501.3K | 11,911 | 0.15% | 7q | -1.1%-$5.3K |
| Chicago Partners Investment Group LLC | $476.1K | 11,272 | 0.01% | 11q | -6.3%-$31.8K |
| CITADEL ADVISORS LLC | $472.9K | 11,238 | 0.00% | 2q | -1.9%-$9.0K |
| Farther Finance Advisors, LLC | $457.3K | 10,865 | 0.00% | 10q | -4.7%-$22.8K |
| Lakeridge Wealth Management LLC | $451.4K | 10,726 | 0.17% | 11q | HELD |
| WealthShield Partners, LLC | $449.6K | 10,682 | 0.07% | 16q | -53.2%-$510.4K |
| Lantz Financial LLC | $443.3K | 10,533 | 0.08% | 4q | HELD |
| Simplicity Wealth,LLC | $434.7K | 10,329 | 0.01% | 6q | HELD |
| Cornerstone Wealth Group, LLC | $424.8K | 10,094 | 0.03% | 8q | HELD |
| Integrity Advisory Solutions, LLC | $418.3K | 9,938 | 0.04% | 4q | +28.8%+$93.5K |
| Cresset Asset Management, LLC | $390.8K | 9,286 | 0.00% | 9q | HELD |
| Advance Capital Management, Inc. | $386.5K | 9,184 | 0.01% | 12q | -33.7%-$196.7K |
| Creative Planning | $385.2K | 9,153 | 0.00% | 2q | -9.4%-$40.0K |
| SageView Advisory Group, LLC | $382.0K | 9,078 | 0.01% | 15q | -10.1%-$43.1K |
| First Commonwealth Financial Corp /PA/ | $367.2K | 8,726 | 0.05% | 20q | HELD |
| Advisory Services Network, LLC | $358.6K | 8,520 | 0.00% | 7q | HELD |
| Diligent Investors, LLC | $357.7K | 8,500 | 0.08% | 11q | HELD |
| Trek Financial, LLC | $338.5K | 8,044 | 0.02% | 11q | HELD |
| Accurate Wealth Management, LLC | $338.2K | 8,013 | 0.03% | 8q | -13.6%-$53.0K |
| Sterling Financial Planning, Inc. | $328.6K | 7,809 | 0.09% | 11q | +1.0%+$3.1K |
| EVOLUTION WEALTH MANAGEMENT INC. | $302.7K | 7,192 | 0.18% | 4q | HELD |
| Bluesphere Advisors LLC | $299.1K | 7,108 | 0.09% | 4q | HELD |
| ALTERNA WEALTH MANAGEMENT, INC | $295.5K | 7,021 | 0.17% | 4q | HELD |
| 4J Wealth Management LLC | $288.3K | 6,850 | 0.14% | 11q | HELD |
| Concurrent Investment Advisors, LLC | $285.0K | 6,772 | 0.00% | 4q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $280.8K | 6,672 | 0.12% | new | NEW |
| IMG Wealth Management, Inc. | $275.7K | 6,551 | 0.15% | 7q | HELD |
| Kingsview Wealth Management, LLC | $269.3K | 6,399 | 0.00% | 12q | HELD |
| PFG Advisors | $253.8K | 6,030 | 0.01% | 8q | HELD |
| Beacon Pointe Advisors, LLC | $253.0K | 6,011 | 0.00% | 4q | HELD |
| Gallagher Fiduciary Advisors, LLC | $252.9K | 6,009 | 0.01% | 9q | HELD |
| Octavia Wealth Advisors, LLC | $230.3K | 5,473 | 0.02% | 4q | HELD |
| Buska Wealth Management, LLC | $228.3K | 5,424 | 0.08% | 10q | -13.4%-$35.2K |
| WEALTH ALLIANCE, LLC | $217.1K | 5,158 | 0.02% | 5q | HELD |
| Interchange Capital Partners, LLC | $210.4K | 5,000 | 0.04% | new | NEW |
| MGO ONE SEVEN LLC | $208.1K | 4,945 | 0.00% | new | NEW |
| FOUNDERS FINANCIAL SECURITIES LLC | $203.7K | 4,840 | 0.01% | new | NEW |
| RFG Advisory, LLC | $203.5K | 4,835 | 0.00% | new | NEW |
| AE Wealth Management LLC | $125.6K | 2,984 | 0.00% | 7q | -10.5%-$14.8K |
| Aptus Capital Advisors, LLC | $75.8K | 1,800 | 0.00% | 4q | HELD |
| UBS Group AG | $62.0K | 1,473 | 0.00% | 7q | +70.5%+$25.6K |
| AdvisorNet Financial, Inc | $46.3K | 1,100 | 0.00% | 11q | HELD |
| ROYAL BANK OF CANADA | $42.0K | 1,000 | 0.00% | 11q | HELD |
| WELLS FARGO & COMPANY/MN | $39.6K | 942 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $34.3K | 815 | 0.01% | 23q | HELD |
| Keating Financial Advisory Services, Inc. | $31.6K | 752 | 0.00% | 3q | -9.4%-$3.3K |
| Orion Capital Management LLC | $19.1K | 455 | 0.01% | 7q | HELD |
| CoreCap Advisors, LLC | $10.4K | 246 | 0.00% | 10q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.8K | 65,890 | 0.00% | 26q | +91.6%+$1.3K |
| Triumph Capital Management | $1.3K | 30 | 0.00% | 3q | HELD |
| ASSETMARK, INC | $673 | 16 | 0.00% | 4q | HELD |
| Wood Tarver Financial Group, LLC | $235 | 5,607 | 0.06% | 7q | -2.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 85 | $113.9M | 2,706,424 | 8 | 9 | 29 | 0.0% |
| Q1 2026 | 82 | $106.1M | 2,694,811 | 5 | 8 | 24 | 0.0% |
| Q4 2025 | 83 | $172.3M | 4,316,573 | 2 | 12 | 36 | 0.0% |
| Q3 2025 | 88 | $155.8M | 3,965,452 | 21 | 22 | 21 | 0.0% |
| Q2 2025 | 75 | $73.7M | 1,968,717 | 2 | 9 | 33 | 0.0% |
| Q1 2025 | 82 | $73.2M | 2,116,682 | 3 | 10 | 39 | 0.0% |
| Q4 2024 | 86 | $155.0M | 4,364,804 | 8 | 4 | 40 | 0.0% |
| Q3 2024 | 78 | $150.0M | 4,280,725 | 15 | 28 | 19 | 0.0% |
| Q2 2024 | 79 | $92.5M | 2,746,662 | 10 | 7 | 37 | 0.0% |
| Q1 2024 | 78 | $160.9M | 4,936,955 | 8 | 14 | 35 | 0.0% |
| Q4 2023 | 83 | $318.6M | 10,359,249 | 24 | 27 | 14 | 0.0% |
| Q3 2023 | 59 | $174.4M | 6,086,627 | 31 | 13 | 7 | 0.0% |
| Q2 2023 | 39 | $30.4M | 1,056,274 | 11 | 4 | 9 | 0.0% |
| Q1 2023 | 40 | $71.7M | 2,651,182 | 5 | 9 | 11 | 0.0% |
| Q4 2022 | 35 | $43.5M | 1,662,226 | 9 | 4 | 6 | 0.0% |
| Q3 2022 | 29 | $49.5M | 1,957,726 | 13 | 7 | 4 | 0.0% |
| Q2 2022 | 17 | $21.9M | 813,229 | 2 | 3 | 8 | 0.0% |
| Q1 2022 | 20 | $11.5M | 397,087 | 2 | 4 | 7 | 0.0% |
| Q4 2021 | 21 | $16.7M | 570,752 | 1 | 5 | 5 | 0.0% |
| Q3 2021 | 24 | $35.2M | 1,239,206 | 13 | 6 | 4 | 0.0% |
| Q2 2021 | 13 | $8.7M | 304,714 | 1 | 2 | 8 | 0.0% |
| Q1 2021 | 17 | $12.2M | 431,025 | 0 | 4 | 8 | 0.0% |
| Q4 2020 | 23 | $13.8M | 493,604 | 5 | 4 | 7 | 0.0% |
| Q3 2020 | 17 | $20.0M | 739,602 | 5 | 3 | 8 | 0.0% |
| Q2 2020 | 14 | $25.0M | 974,200 | 5 | 4 | 4 | 0.0% |
| Q1 2020 | 13 | $20.5M | 865,604 | 4 | 4 | 2 | 0.0% |
| Q4 2019 | 14 | $7.9M | 304,851 | 3 | 3 | 3 | 0.0% |
| Q3 2019 | 10 | $6.3M | 251,584 | 10 | 0 | 0 | 0.0% |