PIMCO ETF TR (TUZ)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
22
Reporting holders
$35.1M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Rehmann Capital Advisory Group | $19.2M | 195,267 | 2.32% | new | NEW |
| WELLS FARGO & COMPANY/MN | $4.6M | 90,373 | 0.00% | 4q | HELD |
| JANE STREET GROUP, LLC | $2.4M | 46,843 | 0.00% | 4q | +31.1%+$566.2K |
| BANK OF AMERICA CORP /DE/ | $1.6M | 31,681 | 0.00% | 4q | +19.9%+$267.5K |
| Private Advisor Group, LLC | $1.2M | 24,527 | 0.02% | 4q | -3.9%-$50.9K |
| ROYAL BANK OF CANADA | $1.2M | 22,981 | 0.00% | 4q | +0.9%+$10.8K |
| First Allied Advisory Services, Inc. | $913.0K | 17,900 | 0.03% | 5q | +15.9%+$125.5K |
| Migdal Insurance & Financial Holdings Ltd. | $807.0K | 15,850 | 0.02% | 4q | -5.3%-$45.3K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $760.0K | 14,926 | 0.01% | 4q | -1.8%-$14.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $670.0K | 13,150 | 0.00% | 3q | -71.0%-$1.6M |
| FLOW TRADERS U.S. LLC | $479.0K | 9,404 | 0.03% | 3q | +39.2%+$134.9K |
| MORGAN STANLEY | $354.0K | 6,955 | 0.00% | 8q | -42.3%-$259.4K |
| Ridgewood Investments LLC | $286.0K | 5,621 | 0.22% | 4q | +0.8%+$2.4K |
| UBS Group AG | $161.0K | 3,161 | 0.00% | 4q | -13.1%-$24.3K |
| BANK OF MONTREAL /CAN/ | $138.0K | 2,710 | 0.00% | 4q | HELD |
| Jacobi Capital Management LLC | $90.0K | 1,764 | 0.02% | 4q | +0.5% |
| BESSEMER GROUP INC | $76.0K | 1,500 | 0.00% | 4q | HELD |
| Lowe Wealth Advisors, LLC | $57.0K | 1,120 | 0.03% | 4q | HELD |
| US BANCORP \DE\ | $41.0K | 808 | 0.00% | 4q | HELD |
| Advisor Group, Inc. | $36.0K | 715 | 0.00% | 4q | +55.4%+$12.8K |
| PNC Financial Services Group, Inc. | $34.0K | 663 | 0.00% | 4q | HELD |
| American Portfolios Advisors | $2.6K | 51 | 0.00% | 8q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 22 | $35.1M | 507,970 | 1 | 8 | 6 | 0.0% |
| Q2 2019 | 23 | $17.5M | 344,866 | 0 | 6 | 11 | 0.0% |
| Q1 2019 | 27 | $22.6M | 448,088 | 3 | 7 | 6 | 0.0% |
| Q4 2018 | 25 | $26.0M | 511,669 | 0 | 2 | 2 | 0.0% |