SIMPLIFY EXCHANGE TRADED FUN (TUA)
Institutional ownership reported to the SEC as of Q2 2026, across 15 quarters.
87
Reporting holders
$484.0M
Reported value
0.4%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Simplify Asset Management Inc. | $98.3M | 4,810,740 | 1.37% | 2q | -13.0%-$14.7M |
| GenTrust, LLC | $67.5M | 3,302,450 | 2.59% | 2q | +14.5%+$8.6M |
| AE Wealth Management LLC | $41.6M | 2,035,990 | 0.19% | 13q | +6.2%+$2.4M |
| HighTower Advisors, LLC | $34.9M | 1,709,228 | 0.03% | 14q | +44.7%+$10.8M |
| Mid-American Wealth Advisory Group, Inc. | $30.7M | 1,505,044 | 11.11% | 10q | +32.1%+$7.5M |
| Trek Financial, LLC | $25.5M | 1,248,306 | 1.27% | new | NEW |
| Ancora Advisors LLC | $20.4M | 996,922 | 0.39% | 14q | +0.7%+$136.3K |
| Financial Enhancement Group LLC | $17.3M | 844,724 | 2.06% | 3q | +33.3%+$4.3M |
| Lloyd Advisory Services, LLC. | $13.9M | 679,397 | 5.38% | 9q | +1675.7%+$13.1M |
| Ferguson Shapiro LLC | $10.8M | 530,665 | 3.17% | 10q | -77.2%-$36.7M |
| ALTFEST L J & CO INC | $10.5M | 513,278 | 1.02% | 12q | -22.6%-$3.1M |
| Heck Capital Advisors, LLC | $9.1M | 447,209 | 0.55% | 7q | +4.3%+$376.8K |
| LPL Financial LLC | $8.8M | 431,936 | 0.00% | 12q | -43.5%-$6.8M |
| Encompass More Asset Management | $8.7M | 426,294 | 1.27% | new | NEW |
| Park Edge Advisors, LLC | $7.2M | 354,937 | 1.53% | 6q | -6.6%-$515.5K |
| Broussard Financial Group LLC | $7.1M | 349,430 | 5.72% | 3q | -6.1%-$466.1K |
| Authentikos Wealth Advisory, LLC | $5.4M | 262,798 | 3.43% | 8q | +5.5%+$280.5K |
| CITADEL ADVISORS LLC | $4.7M | 139,754 | 0.00% | 12q | HELD |
| Aprio Wealth Management, LLC | $4.3M | 210,655 | 0.21% | 10q | -9.6%-$459.0K |
| Professional Financial Management, Inc. | $4.2M | 206,219 | 4.27% | 3q | +4.1%+$166.0K |
| HOLLENCREST CAPITAL MANAGEMENT | $4.1M | 201,303 | 0.27% | 15q | HELD |
| LifeWealth Investments, LLC | $3.5M | 170,572 | 0.93% | 7q | +4.5%+$149.4K |
| Elevated Capital Advisors, LLC | $3.3M | 163,300 | 0.92% | 9q | -1.5%-$51.1K |
| Magnolia Private Wealth, LLC | $3.2M | 242,589 | 1.78% | 7q | -18.8%-$749.2K |
| HOWARD BAILEY SECURITIES, LLC | $3.2M | 156,987 | 1.20% | 8q | +6.0%+$180.4K |
| B.O.S.S. Retirement Advisors, LLC | $2.9M | 139,720 | 0.77% | 9q | +3.1%+$86.4K |
| PRINCIPAL SECURITIES, INC. | $2.8M | 135,797 | 0.03% | 11q | -10.9%-$339.3K |
| PRIVATE CLIENT SERVICES, LLC | $2.7M | 132,458 | 0.71% | 8q | -33.5%-$1.4M |
| Great Lakes Retirement, Inc. | $2.5M | 121,629 | 0.22% | 13q | -1.3%-$33.9K |
| Gladstone Institutional Advisory LLC | $2.0M | 100,272 | 0.06% | 11q | -10.8%-$249.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 88,568 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $1.6M | 79,467 | 0.00% | 13q | HELD |
| Aegis Wealth Management, Inc. | $1.5M | 74,953 | 0.99% | 3q | +6.6%+$94.3K |
| Integrated Wealth Management | $1.3M | 63,803 | 1.38% | 3q | +9.5%+$113.5K |
| Golden Reserve Retirement LLC | $1.2M | 58,630 | 0.19% | 3q | +93.0%+$577.0K |
| Centennial Advisors, LLC | $1.2M | 57,089 | 1.39% | 3q | +9.4%+$100.5K |
| IHT Wealth Management, LLC | $1.1M | 52,723 | 0.02% | 6q | -21.5%-$295.2K |
| TOUNJIAN ADVISORY PARTNERS, LLC | $1.0M | 49,358 | 0.43% | new | NEW |
| EVERGREEN CAPITAL MANAGEMENT LLC | $899.4K | 44,036 | 0.02% | 9q | -22.4%-$260.3K |
| GOLDMAN SACHS GROUP INC | $837.4K | 41,000 | 0.00% | 3q | HELD |
| Kingdom Financial Group LLC. | $782.2K | 38,296 | 0.20% | 9q | HELD |
| IFG Advisory, LLC | $704.4K | 34,486 | 0.02% | new | NEW |
| Csenge Advisory Group | $670.4K | 32,821 | 0.03% | 9q | -24.5%-$217.7K |
| Straight Path Wealth Management | $647.4K | 31,697 | 0.15% | 10q | -2.3%-$15.3K |
| FSA Advisors, Inc. | $583.6K | 28,576 | 0.13% | 3q | +112.8%+$309.3K |
| Farther Finance Advisors, LLC | $470.5K | 23,034 | 0.00% | 6q | +10.1%+$43.0K |
| Legacy PCG, LLC | $447.1K | 22,004 | 2.16% | 2q | HELD |
| 4WEALTH ADVISORS, INC. | $432.2K | 21,061 | 0.33% | 5q | -6.3%-$28.9K |
| Cumberland Partners Ltd | $392.8K | 19,232 | 0.03% | 11q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $369.0K | 18,065 | 0.00% | 15q | -76.1%-$1.2M |
| SMART Wealth LLC | $364.3K | 17,838 | 0.08% | 8q | -47.5%-$330.0K |
| Montgomery Financial Services LLC | $354.2K | 17,341 | 0.31% | new | FIRST |
| EVOLUTION WEALTH MANAGEMENT INC. | $335.5K | 16,426 | 0.20% | 5q | -9.3%-$34.4K |
| MML INVESTORS SERVICES, LLC | $333.3K | 16,320 | 0.00% | new | NEW |
| CWC Advisors, LLC. | $300.1K | 14,691 | 0.13% | 8q | HELD |
| KPP Advisory Services LLC | $278.5K | 13,636 | 0.04% | 2q | HELD |
| Welch Group, LLC | $275.4K | 13,482 | 0.01% | 2q | +5.7%+$14.8K |
| OSAIC HOLDINGS, INC. | $260.2K | 12,734 | 0.00% | 5q | -20.7%-$68.1K |
| Wellment Financial | $245.9K | 12,040 | 0.28% | 7q | +2.2%+$5.3K |
| Astoria Portfolio Advisors LLC. | $233.3K | 11,420 | 0.04% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $217.9K | 10,670 | 0.00% | new | NEW |
| BRIGHTON JONES LLC | $217.9K | 10,669 | 0.00% | 2q | +0.7%+$1.6K |
| GROUP ONE TRADING LLC | $207.1K | 10,139 | 0.00% | 7q | +12.2%+$22.5K |
| Networth Advisors, LLC | $206.2K | 10,095 | 0.12% | 3q | +15.2%+$27.2K |
| Harbour Capital Advisors, LLC | $205.7K | 10,110 | 0.04% | new | NEW |
| Clarity Financial LLC | $204.9K | 10,030 | 0.02% | 3q | HELD |
| SIGNATUREFD, LLC | $108.5K | 5,314 | 0.00% | 2q | +14.4%+$13.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $102.0K | 4,992 | 0.00% | new | NEW |
| GFS Advisors, LLC | $90.9K | 15,240 | 0.00% | new | NEW |
| Key Capital Management, INC | $86.6K | 4,242 | 0.04% | 3q | +13.7%+$10.4K |
| SIMPLEX TRADING, LLC | $62.1K | 3,038 | 0.00% | 2q | -49.7%-$61.3K |
| SOUTHERN FARM BUREAU LIFE INSURANCE | $60.7K | 2,967,492 | 5.80% | 6q | HELD |
| Decker Retirement Planning Inc. | $48.1K | 2,355 | 0.02% | new | NEW |
| Quest 10 Wealth Builders, Inc. | $42.9K | 2,099 | 0.03% | 7q | -73.5%-$119.1K |
| US BANCORP \DE\ | $18.4K | 900 | 0.00% | 4q | HELD |
| PRIVATE TRUST CO NA | $16.7K | 820 | 0.00% | 6q | HELD |
| Geneos Wealth Management Inc. | $16.1K | 790 | 0.00% | 4q | +0.6% |
| NATIONAL BANK OF CANADA /FI/ | $12.9K | 634 | 0.00% | 14q | HELD |
| MORGAN STANLEY | $11.0K | 536 | 0.00% | 13q | +52.7%+$3.8K |
| Mosley Wealth Management | $8.0K | 394 | 0.00% | 2q | +323.7%+$6.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.9K | 340 | 0.00% | new | NEW |
| VIRTUS ADVISERS, LLC | $6.2K | 304 | 0.00% | 4q | +17.8% |
| FMR LLC | $5.5K | 270 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $4.8K | 234 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $4.1K | 199 | 0.00% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $3.0K | 146 | 0.00% | 2q | -30.8%-$1.3K |
| UBS Group AG | $2.0K | 97 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $796 | 39,011 | 0.00% | 2q | +19.7% |
| WELLS FARGO & COMPANY/MN | $14 | 1 | 0.00% | 11q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 87 | $484.0M | 23,700,088 | 16 | 30 | 26 | 0.4% |
| Q1 2026 | 82 | $497.2M | 23,527,339 | 12 | 28 | 28 | 0.3% |
| Q4 2025 | 89 | $387.5M | 17,659,407 | 14 | 29 | 33 | 0.2% |
| Q3 2025 | 79 | $315.7M | 14,354,130 | 9 | 34 | 27 | 0.6% |
| Q2 2025 | 89 | $340.5M | 15,358,927 | 19 | 29 | 33 | 0.6% |
| Q1 2025 | 82 | $344.4M | 15,795,313 | 20 | 39 | 14 | 0.2% |
| Q4 2024 | 76 | $286.5M | 13,442,940 | 14 | 29 | 16 | 0.5% |
| Q3 2024 | 63 | $290.3M | 12,570,185 | 13 | 29 | 13 | 0.5% |
| Q2 2024 | 70 | $325.5M | 15,140,584 | 13 | 31 | 18 | 0.9% |
| Q1 2024 | 70 | $301.7M | 13,524,572 | 20 | 22 | 23 | 2.2% |
| Q4 2023 | 70 | $268.7M | 11,501,479 | 40 | 14 | 13 | 1.1% |
| Q3 2023 | 32 | $128.0M | 5,861,830 | 8 | 10 | 9 | 0.0% |
| Q2 2023 | 31 | $113.2M | 4,988,030 | 16 | 6 | 6 | 0.2% |
| Q1 2023 | 16 | $58.0M | 2,284,591 | 9 | 5 | 1 | 0.0% |
| Q4 2022 | 13 | $30.9M | 1,247,878 | 11 | 0 | 0 | 0.0% |