THL CR SR LN FD (TSLF)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
34
Reporting holders
$31.5M
Reported value
0.0%
Held as options
-3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $6.7M | 579,636 | 0.08% | 9q | +84.0%+$3.1M |
| Saba Capital Management, L.P. | $4.6M | 395,890 | 0.24% | 2q | +183.4%+$3.0M |
| ATHENA CAPITAL ADVISORS LLC | $3.1M | 271,148 | 0.58% | 6q | -17.7%-$672.7K |
| WELLS FARGO & COMPANY/MN | $3.0M | 262,142 | 0.00% | 6q | +39.0%+$851.1K |
| Matisse Capital | $2.1M | 178,835 | 0.81% | 3q | +158.3%+$1.3M |
| Invesco Ltd. | $2.1M | 178,236 | 0.00% | 6q | -5.7%-$125.0K |
| MORGAN STANLEY | $1.9M | 164,564 | 0.00% | 10q | +9.3%+$162.3K |
| Guggenheim Capital LLC | $1.3M | 110,241 | 0.01% | 6q | +5.7%+$68.5K |
| ROYAL BANK OF CANADA | $822.0K | 71,130 | 0.00% | 6q | -2.4%-$20.0K |
| Shaker Financial Services, LLC | $788.0K | 68,128 | 0.53% | 5q | -18.5%-$179.2K |
| SIT INVESTMENT ASSOCIATES INC | $778.0K | 67,290 | 0.03% | 6q | -30.8%-$346.9K |
| RAYMOND JAMES & ASSOCIATES | $768.0K | 66,425 | 0.00% | 6q | -5.7%-$46.8K |
| Parametric Portfolio Associates LLC | $482.0K | 41,698 | 0.00% | 3q | +171.0%+$304.2K |
| Bulldog Investors, LLC | $448.0K | 38,771 | 0.24% | 2q | HELD |
| 9258 Wealth Management, LLC | $361.0K | 30,146 | 0.16% | 6q | -9.7%-$38.6K |
| Capital Investment Advisors, LLC | $346.0K | 29,910 | 0.02% | 3q | +44.8%+$107.0K |
| 20/20 Capital Management, Inc. | $320.0K | 26,705 | 0.14% | 2q | HELD |
| Lindbrook Capital, LLC | $268.0K | 23,226 | 0.10% | 6q | -31.3%-$122.2K |
| Advisor Group Holdings, Inc. | $258.0K | 22,323 | 0.00% | new | FIRST |
| BANK OF AMERICA CORP /DE/ | $160.0K | 13,871 | 0.00% | 6q | +74.4%+$68.2K |
| WEDBUSH SECURITIES INC | $143.0K | 12,330 | 0.02% | 4q | -2.9%-$4.3K |
| CNH PARTNERS LLC | $134.0K | 11,581 | 0.00% | 5q | -36.2%-$76.2K |
| STIFEL FINANCIAL CORP | $125.0K | 10,937 | 0.00% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $123.0K | 10,613 | 0.00% | 6q | -37.8%-$74.8K |
| OPPENHEIMER & CO INC | $121.0K | 10,500 | 0.00% | 6q | HELD |
| UBS Group AG | $103.0K | 8,885 | 0.00% | 6q | -2.1%-$2.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $83.0K | 7,213 | 0.00% | 6q | -15.2%-$14.9K |
| Highlander Capital Management, LLC | $40.0K | 3,500 | 0.03% | 6q | HELD |
| American Portfolios Advisors | $34.7K | 3,000 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $28.0K | 2,400 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $21.0K | 1,846 | 0.00% | 2q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $14.0K | 1,250 | 0.01% | 6q | HELD |
| Arkadios Wealth Advisors | $4.0K | 350 | 0.00% | 2q | HELD |
| PANAGORA ASSET MANAGEMENT INC | $2.0K | 159 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 34 | $31.5M | 2,724,879 | 4 | 9 | 13 | 0.0% |
| Q4 2019 | 37 | $34.1M | 2,250,767 | 3 | 14 | 13 | 0.0% |
| Q3 2019 | 37 | $37.2M | 2,478,678 | 5 | 13 | 11 | 0.0% |
| Q2 2019 | 36 | $35.7M | 2,341,317 | 2 | 10 | 17 | 0.0% |
| Q1 2019 | 41 | $39.1M | 2,498,217 | 9 | 7 | 19 | 0.0% |
| Q4 2018 | 36 | $40.2M | 2,704,577 | 1 | 1 | 2 | 0.0% |