THL CR SR LN FD (TSLF)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
34
Reporting holders
$31.5M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $6.7M | 579,636 | 0.08% | 9q | +84.0%+$3.1M |
| Saba Capital Management, L.P. | $4.6M | 395,890 | 0.24% | 2q | +183.4%+$3.0M |
| ATHENA CAPITAL ADVISORS LLC | $3.1M | 271,148 | 0.58% | 6q | -17.7%-$672.7K |
| WELLS FARGO & COMPANY/MN | $3.0M | 262,142 | 0.00% | 6q | +39.0%+$851.1K |
| Matisse Capital | $2.1M | 178,835 | 0.81% | 3q | +158.3%+$1.3M |
| Invesco Ltd. | $2.1M | 178,236 | 0.00% | 6q | -5.7%-$125.0K |
| MORGAN STANLEY | $1.9M | 164,564 | 0.00% | 10q | +9.3%+$162.3K |
| Guggenheim Capital LLC | $1.3M | 110,241 | 0.01% | 6q | +5.7%+$68.5K |
| ROYAL BANK OF CANADA | $822.0K | 71,130 | 0.00% | 6q | -2.4%-$20.0K |
| Shaker Financial Services, LLC | $788.0K | 68,128 | 0.53% | 5q | -18.5%-$179.2K |
| SIT INVESTMENT ASSOCIATES INC | $778.0K | 67,290 | 0.03% | 6q | -30.8%-$346.9K |
| RAYMOND JAMES & ASSOCIATES | $768.0K | 66,425 | 0.00% | 6q | -5.7%-$46.8K |
| Parametric Portfolio Associates LLC | $482.0K | 41,698 | 0.00% | 3q | +171.0%+$304.2K |
| Bulldog Investors, LLC | $448.0K | 38,771 | 0.24% | 2q | HELD |
| 9258 Wealth Management, LLC | $361.0K | 30,146 | 0.16% | 6q | -9.7%-$38.6K |
| Capital Investment Advisors, LLC | $346.0K | 29,910 | 0.02% | 3q | +44.8%+$107.0K |
| 20/20 Capital Management, Inc. | $320.0K | 26,705 | 0.14% | 2q | HELD |
| Lindbrook Capital, LLC | $268.0K | 23,226 | 0.10% | 6q | -31.3%-$122.2K |
| Advisor Group Holdings, Inc. | $258.0K | 22,323 | 0.00% | new | FIRST |
| BANK OF AMERICA CORP /DE/ | $160.0K | 13,871 | 0.00% | 6q | +74.4%+$68.2K |
| WEDBUSH SECURITIES INC | $143.0K | 12,330 | 0.02% | 4q | -2.9%-$4.3K |
| CNH PARTNERS LLC | $134.0K | 11,581 | 0.00% | 5q | -36.2%-$76.2K |
| STIFEL FINANCIAL CORP | $125.0K | 10,937 | 0.00% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $123.0K | 10,613 | 0.00% | 6q | -37.8%-$74.8K |
| OPPENHEIMER & CO INC | $121.0K | 10,500 | 0.00% | 6q | HELD |
| UBS Group AG | $103.0K | 8,885 | 0.00% | 6q | -2.1%-$2.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $83.0K | 7,213 | 0.00% | 6q | -15.2%-$14.9K |
| Highlander Capital Management, LLC | $40.0K | 3,500 | 0.03% | 6q | HELD |
| American Portfolios Advisors | $34.7K | 3,000 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $28.0K | 2,400 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $21.0K | 1,846 | 0.00% | 2q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $14.0K | 1,250 | 0.01% | 6q | HELD |
| Arkadios Wealth Advisors | $4.0K | 350 | 0.00% | 2q | HELD |
| PANAGORA ASSET MANAGEMENT INC | $2.0K | 159 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 34 | $31.5M | 2,724,879 | 4 | 9 | 13 | 0.0% |
| Q4 2019 | 37 | $34.1M | 2,250,767 | 3 | 14 | 13 | 0.0% |
| Q3 2019 | 37 | $37.2M | 2,478,678 | 5 | 13 | 11 | 0.0% |
| Q2 2019 | 36 | $35.7M | 2,341,317 | 2 | 10 | 17 | 0.0% |
| Q1 2019 | 41 | $39.1M | 2,498,217 | 9 | 7 | 19 | 0.0% |
| Q4 2018 | 36 | $40.2M | 2,704,577 | 1 | 1 | 2 | 0.0% |