TCW STRATEGIC INCOME FD INC (TSI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
68
Reporting holders
$90.7M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JP Wealth Management, Inc. | $20.3M | 4,493,487 | 12.76% | 7q | HELD |
| Focus Partners Wealth | $11.8M | 2,605,913 | 0.01% | 3q | +7.0%+$772.6K |
| 1607 Capital Partners, LLC | $8.2M | 1,809,792 | 0.71% | 18q | -30.6%-$3.6M |
| TCW GROUP INC | $6.6M | 1,473,369 | 0.04% | 2q | +4.6%+$293.1K |
| MORGAN STANLEY | $6.2M | 1,364,445 | 0.00% | 35q | HELD |
| DIVERSIFIED MANAGEMENT INC | $5.9M | 1,300,762 | 1.25% | 3q | -3.5%-$209.8K |
| RAYMOND JAMES FINANCIAL INC | $5.2M | 1,156,221 | 0.00% | 7q | +0.5%+$28.0K |
| Northside Capital Management, LLC | $4.6M | 1,030,526 | 0.38% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $3.8M | 839,961 | 0.00% | 31q | -46.9%-$3.4M |
| Hara Capital LLC | $3.4M | 755,114 | 1.80% | 5q | +2.3%+$76.7K |
| NATIONAL BANK OF CANADA /FI/ | $1.8M | 394,505 | 0.00% | 3q | HELD |
| Rareview Capital LLC | $1.5M | 307,541 | 0.84% | 2q | +1911.9%+$1.4M |
| RIVERBRIDGE PARTNERS LLC | $1.3M | 298,509 | 0.04% | 17q | +2.9%+$38.0K |
| Noble Wealth Management PBC | $1.2M | 276,747 | 0.56% | 6q | +16.9%+$180.5K |
| WELLS FARGO & COMPANY/MN | $909.1K | 201,565 | 0.00% | 31q | -51.2%-$952.4K |
| Whipplewood Advisors, LLC | $752.6K | 166,871 | 0.51% | 5q | +0.7%+$4.9K |
| UBS Group AG | $739.2K | 163,904 | 0.00% | 31q | +2.2%+$15.8K |
| GUGGENHEIM CAPITAL LLC | $706.6K | 156,678 | 0.00% | new | NEW |
| Quantinno Capital Management LP | $667.4K | 147,982 | 0.00% | 2q | HELD |
| Intellus Advisors LLC | $444.0K | 98,452 | 0.05% | 7q | +21.1%+$77.5K |
| OSAIC HOLDINGS, INC. | $351.2K | 77,861 | 0.00% | 26q | +3.1%+$10.6K |
| HighTower Advisors, LLC | $337.8K | 74,895 | 0.00% | 28q | -19.9%-$83.7K |
| UHLMANN PRICE SECURITIES, LLC | $261.9K | 58,079 | 0.01% | 8q | +15.6%+$35.3K |
| RDA Financial Network | $260.7K | 57,805 | 0.06% | 30q | -3.3%-$9.0K |
| CITADEL ADVISORS LLC | $210.1K | 46,592 | 0.00% | 2q | +97.5%+$103.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $206.7K | 45,822 | 0.00% | 9q | +96.4%+$101.4K |
| Sigma Planning Corp | $189.2K | 41,952 | 0.00% | 31q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $183.1K | 40,594 | 0.00% | 7q | HELD |
| Institute for Wealth Management, LLC. | $171.5K | 38,028 | 0.02% | 30q | -5.0%-$9.0K |
| Integrated Wealth Concepts LLC | $157.6K | 34,949 | 0.00% | 17q | -17.5%-$33.3K |
| LPL Financial LLC | $155.4K | 34,464 | 0.00% | 31q | HELD |
| Sowell Financial Services LLC | $149.9K | 33,231 | 0.00% | 6q | HELD |
| North Star Investment Management Corp. | $140.8K | 31,212 | 0.01% | 31q | HELD |
| Logan Stone Capital, LLC | $121.4K | 26,926 | 0.03% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $119.4K | 26,526 | 0.01% | 16q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $119.0K | 26,388 | 0.00% | 3q | +60.4%+$44.8K |
| READYSTATE ASSET MANAGEMENT LP | $115.0K | 25,489 | 0.00% | new | NEW |
| Allworth Financial LP | $110.9K | 24,588 | 0.00% | 5q | HELD |
| Beacon Pointe Advisors, LLC | $106.4K | 23,600 | 0.00% | 2q | +9.3%+$9.0K |
| PNC Financial Services Group, Inc. | $104.8K | 23,229 | 0.00% | 22q | -2.9%-$3.1K |
| Compound Planning, Inc. | $94.7K | 21,000 | 0.00% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $93.6K | 20,744,061 | 1.77% | 31q | +9.5%+$8.1K |
| FIRST FOUNDATION ADVISORS | $91.1K | 20,202 | 0.00% | 31q | HELD |
| Balyasny Asset Management L.P. | $76.6K | 16,994 | 0.00% | 2q | -81.4%-$335.1K |
| Cetera Investment Advisers | $75.7K | 16,777 | 0.00% | 10q | -2.4%-$1.9K |
| Sanctuary Advisors, LLC | $73.0K | 16,190 | 0.00% | 9q | HELD |
| HighPoint Advisor Group LLC | $70.9K | 15,725 | 0.00% | 3q | -5.4%-$4.1K |
| Whitener Capital Management, Inc. | $68.5K | 15,185 | 0.01% | 14q | -39.4%-$44.6K |
| BANK OF AMERICA CORP /DE/ | $68.0K | 15,075 | 0.00% | 31q | +13.6%+$8.1K |
| Private Advisor Group, LLC | $62.5K | 13,850 | 0.00% | 4q | HELD |
| Regal Investment Advisors LLC | $60.2K | 13,350 | 0.00% | 21q | HELD |
| JANE STREET GROUP, LLC | $52.8K | 11,704 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $48.9K | 10,848 | 0.00% | 2q | +0.7% |
| Concurrent Investment Advisors, LLC | $47.3K | 10,484 | 0.00% | 3q | +1.4% |
| FIFTH THIRD BANCORP | $36.1K | 8,000 | 0.00% | 2q | HELD |
| LANARK FINANCIAL, INC. | $35.5K | 7,868 | 0.00% | 12q | HELD |
| WHITTIER TRUST CO | $23.5K | 5,210 | 0.00% | 31q | HELD |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | $22.6K | 5,000 | 0.00% | 18q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $22.4K | 4,959 | 0.00% | 30q | -48.5%-$21.1K |
| Thomas J. Herzfeld Advisors, Inc. | $14.7K | 3,258 | 0.00% | 31q | HELD |
| Farther Finance Advisors, LLC | $13.6K | 3,008 | 0.00% | 4q | +49.8%+$4.5K |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | $11.3K | 2,511 | 0.01% | 3q | HELD |
| ROYAL BANK OF CANADA | $11.0K | 2,359 | 0.00% | 31q | -45.9%-$9.3K |
| Steward Partners Investment Advisory, LLC | $8.7K | 1,923 | 0.00% | 31q | HELD |
| Rockefeller Capital Management L.P. | $7.6K | 1,680 | 0.00% | 2q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $4.8K | 1,061 | 0.00% | 3q | HELD |
| IFG Advisory, LLC | $2.7K | 600 | 0.00% | new | NEW |
| GHP Investment Advisors, Inc. | $2.4K | 521 | 0.00% | 2q | HELD |
| HRT FINANCIAL LP | $62 | 13,789 | 0.00% | 2q | -37.9% |
| JPMORGAN CHASE & CO | $3 | 0 | 0.00% | 8q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | 1607 Capital Partners, LLC | 2.8% |
| 2026-07-30 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 3.9% |
| 2026-07-06 | 13G/A | Sit Investment Associates, Inc.with 1 co-filers | 32.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 68 | $90.7M | 20,079,916 | 6 | 20 | 15 | 0.0% |
| Q1 2026 | 68 | $95.1M | 21,173,043 | 11 | 22 | 13 | 0.0% |
| Q4 2025 | 64 | $73.7M | 14,910,835 | 8 | 17 | 15 | 0.0% |
| Q3 2025 | 59 | $66.4M | 13,493,302 | 4 | 12 | 20 | 0.0% |
| Q2 2025 | 60 | $69.2M | 14,183,984 | 9 | 12 | 15 | 0.0% |
| Q1 2025 | 59 | $70.5M | 14,508,288 | 5 | 15 | 17 | 0.0% |
| Q4 2024 | 61 | $66.1M | 13,734,581 | 4 | 15 | 17 | 0.0% |
| Q3 2024 | 60 | $54.4M | 10,619,496 | 3 | 18 | 16 | 0.0% |
| Q2 2024 | 62 | $42.0M | 8,852,165 | 11 | 16 | 13 | 0.0% |
| Q1 2024 | 61 | $57.7M | 12,007,372 | 7 | 18 | 15 | 0.0% |
| Q4 2023 | 67 | $53.0M | 11,549,745 | 9 | 15 | 20 | 0.0% |
| Q3 2023 | 64 | $48.2M | 10,523,744 | 5 | 20 | 16 | 0.0% |
| Q2 2023 | 61 | $46.9M | 10,123,794 | 6 | 17 | 19 | 0.0% |
| Q1 2023 | 56 | $44.0M | 9,404,766 | 8 | 15 | 19 | 0.0% |
| Q4 2022 | 51 | $50.3M | 10,885,198 | 7 | 9 | 23 | 0.0% |
| Q3 2022 | 58 | $75.3M | 15,967,504 | 3 | 15 | 15 | 0.0% |
| Q2 2022 | 63 | $72.8M | 15,039,091 | 11 | 14 | 15 | 0.0% |
| Q1 2022 | 59 | $63.4M | 12,304,904 | 9 | 13 | 16 | 0.0% |
| Q4 2021 | 59 | $68.6M | 11,876,175 | 2 | 16 | 15 | 0.0% |
| Q3 2021 | 68 | $66.3M | 11,546,981 | 8 | 14 | 17 | 0.0% |
| Q2 2021 | 63 | $67.9M | 11,462,071 | 4 | 14 | 18 | 0.0% |
| Q1 2021 | 68 | $68.4M | 12,021,018 | 9 | 19 | 15 | 0.0% |
| Q4 2020 | 71 | $62.4M | 10,972,185 | 10 | 13 | 12 | 0.0% |
| Q3 2020 | 65 | $57.7M | 10,272,316 | 6 | 11 | 15 | 0.0% |
| Q2 2020 | 65 | $57.8M | 10,570,369 | 8 | 14 | 18 | 0.0% |
| Q1 2020 | 64 | $53.3M | 10,312,926 | 8 | 20 | 15 | 0.0% |
| Q4 2019 | 63 | $65.6M | 11,353,075 | 4 | 20 | 13 | 0.0% |
| Q3 2019 | 62 | $70.9M | 12,448,617 | 3 | 21 | 12 | 0.0% |
| Q2 2019 | 65 | $90.5M | 14,095,579 | 8 | 20 | 13 | 0.0% |
| Q1 2019 | 65 | $82.5M | 14,932,563 | 6 | 19 | 17 | 0.0% |
| Q4 2018 | 66 | $80.2M | 15,059,101 | 0 | 0 | 2 | 0.0% |