TOCAGEN INC (TOCA)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
50
Reporting holders
$6.4M
Reported value
2.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $2.0M | 1,670,055 | 0.00% | 6q | -1.5%-$30.1K |
| VANGUARD GROUP INC | $1.2M | 990,693 | 0.00% | 6q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $475.0K | 389,505 | 0.00% | 6q | -40.8%-$328.0K |
| STATE STREET CORP | $430.0K | 352,565 | 0.00% | 6q | -34.2%-$223.2K |
| MORGAN STANLEY | $386.0K | 316,767 | 0.00% | 10q | +422.3%+$312.1K |
| NORTHERN TRUST CORP | $327.0K | 268,541 | 0.00% | 6q | +5.7%+$17.6K |
| MYDA Advisors LLC | $205.0K | 168,095 | 0.13% | new | NEW |
| CIBC Private Wealth Group, LLC | $201.0K | 165,000 | 0.00% | new | NEW |
| LPL Financial LLC | $81.0K | 66,456 | 0.00% | 4q | +8.1%+$6.1K |
| CITADEL ADVISORS LLC | $71.0K | 45,941 | 0.00% | new | NEW |
| GROUP ONE TRADING, L.P. | $70.0K | 20,090 | 0.00% | 6q | -41.9%-$50.5K |
| DEUTSCHE BANK AG\ | $66.0K | 54,167 | 0.00% | 9q | -33.3%-$33.0K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $63.0K | 50,940 | 0.00% | 6q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $61.0K | options only | 0.00% | 6q | OPTIONS |
| Bank of New York Mellon Corp | $55.0K | 45,005 | 0.00% | 6q | HELD |
| Nuveen Asset Management, LLC | $50.0K | 41,370 | 0.00% | new | NEW |
| Blankinship & Foster, LLC | $49.0K | 40,217 | 0.03% | 6q | HELD |
| COLONY GROUP LLC | $45.0K | 37,136 | 0.00% | 6q | HELD |
| Parametric Portfolio Associates LLC | $44.0K | 35,800 | 0.00% | 2q | -73.5%-$121.9K |
| WELLS FARGO & COMPANY/MN | $43.0K | 35,342 | 0.00% | 6q | +31.0%+$10.2K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $39.0K | 32,207 | 0.00% | 6q | +1.2% |
| ACADIAN ASSET MANAGEMENT LLC | $38.0K | 30,957 | 0.00% | 6q | -85.6%-$225.9K |
| RHUMBLINE ADVISERS | $32.0K | 26,464 | 0.00% | 6q | HELD |
| UBS Group AG | $26.0K | 20,972 | 0.00% | 6q | -46.1%-$22.2K |
| IPG Investment Advisors LLC | $24.4K | 20,000 | 0.01% | 4q | HELD |
| HAMILTON LANE ADVISORS LLC | $24.0K | 19,921 | 0.01% | 6q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $21.0K | 17,200 | 0.00% | 6q | HELD |
| Beaumont Financial Partners, LLC | $20.0K | 15,999 | 0.00% | 6q | HELD |
| BBR PARTNERS, LLC | $18.0K | 14,492 | 0.00% | 6q | -47.3%-$16.2K |
| TWO SIGMA INVESTMENTS, LP | $17.0K | 14,220 | 0.00% | 3q | -86.3%-$107.0K |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $16.0K | 13,300 | 0.00% | 6q | HELD |
| Tower Research Capital LLC (TRC) | $16.0K | 12,931 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $15.0K | 12,559 | 0.00% | 6q | -5.5% |
| HRT FINANCIAL LLC | $15.0K | 12,488 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $13.0K | 10,676 | 0.00% | 2q | +2.9% |
| VICTORY CAPITAL MANAGEMENT INC | $10.0K | 7,700 | 0.00% | new | NEW |
| BARCLAYS PLC | $9.0K | 6,980 | 0.00% | 6q | -67.1%-$18.3K |
| CITIGROUP INC | $9.0K | 7,422 | 0.00% | 6q | +23.9%+$1.7K |
| JPMORGAN CHASE & CO | $8.0K | 6,779 | 0.00% | 6q | -74.4%-$23.2K |
| ROYAL BANK OF CANADA | $8.0K | 6,724 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $7.9K | 6,484 | 0.00% | 6q | +127.0%+$4.4K |
| SIMPLEX TRADING, LLC | $7.0K | options only | 0.00% | 6q | OPTIONS |
| Legal & General Group Plc | $4.0K | 2,972 | 0.00% | 6q | -35.9%-$2.2K |
| MEEDER ASSET MANAGEMENT INC | $4.0K | 3,013 | 0.00% | 2q | -2.9% |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | $4.0K | 2,898 | 0.00% | 6q | HELD |
| BANK OF AMERICA CORP /DE/ | $2.0K | 1,143 | 0.00% | 6q | -92.7%-$25.4K |
| Ameritas Investment Partners, Inc. | $2.0K | 1,527 | 0.00% | 6q | HELD |
| FEDERATED HERMES, INC. | $1.0K | 914 | 0.00% | 3q | +428.3% |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.0K | 500 | 0.00% | new | NEW |
| Princeton Global Asset Management LLC | $1.0K | 500 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 50 | $6.4M | 5,123,627 | 10 | 9 | 16 | 2.0% |
| Q4 2019 | 50 | $3.2M | 5,972,467 | 5 | 13 | 17 | 0.3% |
| Q3 2019 | 59 | $4.9M | 6,601,531 | 8 | 15 | 20 | 10.6% |
| Q2 2019 | 77 | $62.0M | 8,481,534 | 16 | 22 | 17 | 8.8% |
| Q1 2019 | 82 | $92.3M | 8,293,845 | 17 | 33 | 16 | 2.3% |
| Q4 2018 | 85 | $72.3M | 8,745,932 | 2 | 0 | 2 | 0.7% |