TOCAGEN INC (TOCA)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
50
Reporting holders
$6.4M
Reported value
1.4%
Calls
0.6%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $2.0M | 1,670,055 | 0.00% | 6q | -1.5%-$30.1K |
| VANGUARD GROUP INC | $1.2M | 990,693 | 0.00% | 6q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $475.0K | 389,505 | 0.00% | 6q | -40.8%-$328.0K |
| STATE STREET CORP | $430.0K | 352,565 | 0.00% | 6q | -34.2%-$223.2K |
| MORGAN STANLEY | $386.0K | 316,767 | 0.00% | 10q | +422.3%+$312.1K |
| NORTHERN TRUST CORP | $327.0K | 268,541 | 0.00% | 6q | +5.7%+$17.6K |
| MYDA Advisors LLC | $205.0K | 168,095 | 0.13% | new | NEW |
| CIBC Private Wealth Group, LLC | $201.0K | 165,000 | 0.00% | new | NEW |
| LPL Financial LLC | $81.0K | 66,456 | 0.00% | 4q | +8.1%+$6.1K |
| CITADEL ADVISORS LLC | $71.0K | 45,941 | 0.00% | new | NEW |
| GROUP ONE TRADING, L.P. | $70.0K | 20,090 | 0.00% | 6q | -41.9%-$50.5K |
| DEUTSCHE BANK AG\ | $66.0K | 54,167 | 0.00% | 9q | -33.3%-$33.0K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $63.0K | 50,940 | 0.00% | 6q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $61.0K | options only | 0.00% | 6q | OPTIONS |
| Bank of New York Mellon Corp | $55.0K | 45,005 | 0.00% | 6q | HELD |
| Nuveen Asset Management, LLC | $50.0K | 41,370 | 0.00% | new | NEW |
| Blankinship & Foster, LLC | $49.0K | 40,217 | 0.03% | 6q | HELD |
| COLONY GROUP LLC | $45.0K | 37,136 | 0.00% | 6q | HELD |
| Parametric Portfolio Associates LLC | $44.0K | 35,800 | 0.00% | 2q | -73.5%-$121.9K |
| WELLS FARGO & COMPANY/MN | $43.0K | 35,342 | 0.00% | 6q | +31.0%+$10.2K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $39.0K | 32,207 | 0.00% | 6q | +1.2% |
| ACADIAN ASSET MANAGEMENT LLC | $38.0K | 30,957 | 0.00% | 6q | -85.6%-$225.9K |
| RHUMBLINE ADVISERS | $32.0K | 26,464 | 0.00% | 6q | HELD |
| UBS Group AG | $26.0K | 20,972 | 0.00% | 6q | -46.1%-$22.2K |
| IPG Investment Advisors LLC | $24.4K | 20,000 | 0.01% | 4q | HELD |
| HAMILTON LANE ADVISORS LLC | $24.0K | 19,921 | 0.01% | 6q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $21.0K | 17,200 | 0.00% | 6q | HELD |
| Beaumont Financial Partners, LLC | $20.0K | 15,999 | 0.00% | 6q | HELD |
| BBR PARTNERS, LLC | $18.0K | 14,492 | 0.00% | 6q | -47.3%-$16.2K |
| TWO SIGMA INVESTMENTS, LP | $17.0K | 14,220 | 0.00% | 3q | -86.3%-$107.0K |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $16.0K | 13,300 | 0.00% | 6q | HELD |
| Tower Research Capital LLC (TRC) | $16.0K | 12,931 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $15.0K | 12,559 | 0.00% | 6q | -5.5% |
| HRT FINANCIAL LLC | $15.0K | 12,488 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $13.0K | 10,676 | 0.00% | 2q | +2.9% |
| VICTORY CAPITAL MANAGEMENT INC | $10.0K | 7,700 | 0.00% | new | NEW |
| BARCLAYS PLC | $9.0K | 6,980 | 0.00% | 6q | -67.1%-$18.3K |
| CITIGROUP INC | $9.0K | 7,422 | 0.00% | 6q | +23.9%+$1.7K |
| JPMORGAN CHASE & CO | $8.0K | 6,779 | 0.00% | 6q | -74.4%-$23.2K |
| ROYAL BANK OF CANADA | $8.0K | 6,724 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $7.9K | 6,484 | 0.00% | 6q | +127.0%+$4.4K |
| SIMPLEX TRADING, LLC | $7.0K | options only | 0.00% | 6q | OPTIONS |
| Legal & General Group Plc | $4.0K | 2,972 | 0.00% | 6q | -35.9%-$2.2K |
| MEEDER ASSET MANAGEMENT INC | $4.0K | 3,013 | 0.00% | 2q | -2.9% |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | $4.0K | 2,898 | 0.00% | 6q | HELD |
| BANK OF AMERICA CORP /DE/ | $2.0K | 1,143 | 0.00% | 6q | -92.7%-$25.4K |
| Ameritas Investment Partners, Inc. | $2.0K | 1,527 | 0.00% | 6q | HELD |
| FEDERATED HERMES, INC. | $1.0K | 914 | 0.00% | 3q | +428.3% |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.0K | 500 | 0.00% | new | NEW |
| Princeton Global Asset Management LLC | $1.0K | 500 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 50 | $6.4M | 5,123,627 | 10 | 9 | 16 | 2.0% |
| Q4 2019 | 50 | $3.2M | 5,972,467 | 5 | 13 | 17 | 0.3% |
| Q3 2019 | 59 | $4.9M | 6,601,531 | 8 | 15 | 20 | 10.6% |
| Q2 2019 | 77 | $62.0M | 8,481,534 | 16 | 22 | 17 | 8.8% |
| Q1 2019 | 82 | $92.3M | 8,293,845 | 17 | 33 | 16 | 2.3% |
| Q4 2018 | 85 | $72.3M | 8,745,932 | 2 | 0 | 2 | 0.7% |