TRANSPHORM INC (TGAN)
Institutional ownership reported to the SEC as of Q1 2024, across 9 quarters.
57
Reporting holders
$203.6M
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | $119.9M | 24,411,968 | 3.09% | 9q | HELD |
| AMERIPRISE FINANCIAL INC | $23.2M | 4,722,304 | 0.01% | 9q | -4.5%-$1.1M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $12.1M | 2,466,977 | 0.47% | new | NEW |
| BlackRock Inc. | $8.6M | 1,760,478 | 0.00% | 8q | +5.2%+$429.7K |
| VANGUARD GROUP INC | $7.4M | 1,500,305 | 0.00% | 8q | +1.4%+$98.1K |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $4.7M | 959,567 | 0.17% | new | NEW |
| Qube Research & Technologies Ltd | $3.0M | 613,216 | 0.00% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $2.9M | 580,941 | 0.00% | 8q | +9.3%+$243.9K |
| Carmignac Gestion | $2.5M | 513,852 | 0.04% | new | NEW |
| STATE STREET CORP | $2.2M | 447,807 | 0.00% | 8q | +9.5%+$190.2K |
| Skandinaviska Enskilda Banken AB (publ) | $1.9M | 395,971 | 0.01% | new | NEW |
| UBS Group AG | $1.6M | 331,654 | 0.00% | 6q | +957.0%+$1.5M |
| MILLENNIUM MANAGEMENT LLC | $1.6M | 328,593 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $1.5M | 304,300 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $1.4M | 284,200 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $1.2M | 234,475 | 0.00% | 8q | +4.3%+$47.3K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.1M | 233,600 | 0.20% | new | NEW |
| PenderFund Capital Management Ltd. | $964.4K | 145,000 | 0.26% | new | NEW |
| MORGAN STANLEY | $808.9K | 164,739 | 0.00% | 9q | +21.9%+$145.1K |
| OXFORD ASSET MANAGEMENT LLP | $795.0K | 161,823 | 0.82% | new | NEW |
| JPMORGAN CHASE & CO | $534.4K | 108,834 | 0.00% | 9q | +71.3%+$222.4K |
| Bank of New York Mellon Corp | $389.2K | 79,273 | 0.00% | 8q | -8.3%-$35.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $383.3K | 78,073 | 0.00% | 8q | -7.3%-$30.2K |
| CSS LLC/IL | $369.6K | 75,272 | 0.02% | new | NEW |
| Black Maple Capital Management LP | $313.9K | 63,923 | 0.19% | 6q | HELD |
| WATER ISLAND CAPITAL LLC | $236.5K | 48,157 | 0.02% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $232.2K | 47,284 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $212.5K | 43,286 | 0.00% | new | NEW |
| STRS OHIO | $190.0K | 38,700 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $155.5K | 31,663 | 0.00% | 8q | +3.8%+$5.6K |
| Nuveen Asset Management, LLC | $149.1K | 30,360 | 0.00% | 8q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $119.0K | 24,243 | 0.01% | new | NEW |
| DEUTSCHE BANK AG\ | $105.7K | 21,528 | 0.00% | 8q | -3.4%-$3.7K |
| BARCLAYS PLC | $102.9K | 20,957 | 0.00% | 8q | -48.3%-$96.0K |
| Virtu Financial LLC | $84.0K | 17,064 | 0.01% | new | NEW |
| MetLife Investment Management, LLC | $83.7K | 17,053 | 0.00% | new | NEW |
| Quadrature Capital Ltd | $76.1K | 15,539 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP, INC. | $72.5K | 14,773 | 0.00% | 8q | +1.2% |
| GAMCO INVESTORS, INC. ET AL | $59.9K | 12,200 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $51.4K | 10,464 | 0.00% | 8q | -67.8%-$108.1K |
| Stratos Wealth Partners, LTD. | $50.1K | 10,203 | 0.00% | 8q | -60.2%-$75.8K |
| WELLS FARGO & COMPANY/MN | $43.7K | 8,900 | 0.00% | 5q | +18.0%+$6.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $31.6K | 6,440 | 0.00% | 8q | HELD |
| CITIGROUP INC | $24.3K | 4,945 | 0.00% | 4q | +18.5%+$3.8K |
| Tower Research Capital LLC (TRC) | $15.8K | 3,217 | 0.00% | 8q | +27.3%+$3.4K |
| FMR LLC | $15.6K | 3,172 | 0.00% | 7q | HELD |
| Legal & General Group Plc | $15.4K | 3,129 | 0.00% | 8q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $14.8K | 3,014 | 0.00% | 8q | -37.6%-$8.9K |
| Royal Bank of Canada | $10.0K | 2,142 | 0.00% | 7q | -89.8%-$87.9K |
| Metropolitan Life Insurance Co/NY | $8.9K | 1,811 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $7.9K | 1,608 | 0.00% | 8q | HELD |
| AMALGAMATED BANK | $4.0K | 744 | 0.00% | 8q | -79.7%-$15.7K |
| CWM, LLC | $3.0K | 649 | 0.00% | 2q | +1.1% |
| Russell Investments Group, Ltd. | $1.3K | 269 | 0.00% | 2q | HELD |
| NewEdge Advisors, LLC | $491 | 100 | 0.00% | 6q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $275 | 56 | 0.00% | 3q | HELD |
| Avior Wealth Management, LLC | $14 | 3 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 57 | $203.6M | 41,410,818 | 23 | 14 | 10 | 0.0% |
| Q4 2023 | 41 | $150.7M | 41,274,800 | 4 | 19 | 6 | 0.0% |
| Q3 2023 | 39 | $90.5M | 40,770,354 | 2 | 21 | 9 | 0.0% |
| Q2 2023 | 41 | $130.2M | 38,302,383 | 5 | 19 | 7 | 0.0% |
| Q1 2023 | 39 | $146.7M | 36,773,975 | 3 | 18 | 5 | 0.0% |
| Q4 2022 | 41 | $197.7M | 36,340,413 | 5 | 13 | 11 | 0.0% |
| Q3 2022 | 38 | $182.8M | 36,332,703 | 4 | 13 | 12 | 0.0% |
| Q2 2022 | 37 | $137.6M | 36,108,639 | 26 | 4 | 6 | 0.0% |
| Q1 2022 | 21 | $205.3M | 29,032,023 | 21 | 0 | 0 | 0.0% |