TRANSPHORM INC (TGAN)
Institutional ownership reported to the SEC as of Q1 2024, across 9 quarters.
52
Reporting holders
$202.5M
Reported value
0.0%
Held as options
+14
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | $119.9M | 24,411,968 | 3.09% | 9q | HELD |
| AMERIPRISE FINANCIAL INC | $23.2M | 4,722,304 | 0.01% | 9q | -4.5%-$1.1M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $12.1M | 2,466,977 | 0.47% | new | NEW |
| BlackRock Inc. | $8.6M | 1,760,478 | 0.00% | 8q | +5.2%+$429.7K |
| VANGUARD GROUP INC | $7.4M | 1,500,305 | 0.00% | 8q | +1.4%+$98.1K |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $4.7M | 959,567 | 0.17% | new | NEW |
| Qube Research & Technologies Ltd | $3.0M | 613,216 | 0.00% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $2.9M | 580,941 | 0.00% | 8q | +9.3%+$243.9K |
| Carmignac Gestion | $2.5M | 513,852 | 0.04% | new | NEW |
| STATE STREET CORP | $2.2M | 447,807 | 0.00% | 8q | +9.5%+$190.2K |
| Skandinaviska Enskilda Banken AB (publ) | $1.9M | 395,971 | 0.01% | new | NEW |
| UBS Group AG | $1.6M | 331,654 | 0.00% | 6q | +957.0%+$1.5M |
| MILLENNIUM MANAGEMENT LLC | $1.6M | 328,593 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $1.5M | 304,300 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $1.4M | 284,200 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $1.2M | 234,475 | 0.00% | 8q | +4.3%+$47.3K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.1M | 233,600 | 0.20% | new | NEW |
| PenderFund Capital Management Ltd. | $964.4K | 145,000 | 0.26% | new | NEW |
| MORGAN STANLEY | $808.9K | 164,739 | 0.00% | 9q | +21.9%+$145.1K |
| JPMORGAN CHASE & CO | $534.4K | 108,834 | 0.00% | 9q | +71.3%+$222.4K |
| Bank of New York Mellon Corp | $389.2K | 79,273 | 0.00% | 8q | -8.3%-$35.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $383.3K | 78,073 | 0.00% | 8q | -7.3%-$30.2K |
| CSS LLC/IL | $369.6K | 75,272 | 0.02% | new | NEW |
| Black Maple Capital Management LP | $313.9K | 63,923 | 0.19% | 6q | HELD |
| WATER ISLAND CAPITAL LLC | $236.5K | 48,157 | 0.02% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $232.2K | 47,284 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $212.5K | 43,286 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $155.5K | 31,663 | 0.00% | 8q | +3.8%+$5.6K |
| Nuveen Asset Management, LLC | $149.1K | 30,360 | 0.00% | 8q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $119.0K | 24,243 | 0.01% | new | NEW |
| DEUTSCHE BANK AG\ | $105.7K | 21,528 | 0.00% | 8q | -3.4%-$3.7K |
| BARCLAYS PLC | $102.9K | 20,957 | 0.00% | 8q | -48.3%-$96.0K |
| MetLife Investment Management, LLC | $83.7K | 17,053 | 0.00% | new | NEW |
| Quadrature Capital Ltd | $76.1K | 15,539 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP, INC. | $72.5K | 14,773 | 0.00% | 8q | +1.2% |
| GAMCO INVESTORS, INC. ET AL | $59.9K | 12,200 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $51.4K | 10,464 | 0.00% | 8q | -67.8%-$108.1K |
| Stratos Wealth Partners, LTD. | $50.1K | 10,203 | 0.00% | 8q | -60.2%-$75.8K |
| WELLS FARGO & COMPANY/MN | $43.7K | 8,900 | 0.00% | 5q | +18.0%+$6.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $31.6K | 6,440 | 0.00% | 8q | HELD |
| CITIGROUP INC | $24.3K | 4,945 | 0.00% | 4q | +18.5%+$3.8K |
| Tower Research Capital LLC (TRC) | $15.8K | 3,217 | 0.00% | 8q | +27.3%+$3.4K |
| FMR LLC | $15.6K | 3,172 | 0.00% | 7q | HELD |
| Legal & General Group Plc | $15.4K | 3,129 | 0.00% | 8q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $14.8K | 3,014 | 0.00% | 8q | -37.6%-$8.9K |
| Royal Bank of Canada | $10.0K | 2,142 | 0.00% | 7q | -89.8%-$87.9K |
| Metropolitan Life Insurance Co/NY | $8.9K | 1,811 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $7.9K | 1,608 | 0.00% | 8q | HELD |
| Russell Investments Group, Ltd. | $1.3K | 269 | 0.00% | 2q | HELD |
| OXFORD ASSET MANAGEMENT LLP | $795 | 161,823 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $491 | 100 | 0.00% | 6q | HELD |
| NISA INVESTMENT ADVISORS, LLC | $275 | 56 | 0.00% | 3q | HELD |
| STRS OHIO | $190 | 38,700 | 0.00% | new | NEW |
| Virtu Financial LLC | $84 | 17,064 | 0.01% | new | NEW |
| Avior Wealth Management, LLC | $14 | 3 | 0.00% | new | NEW |
| AMALGAMATED BANK | $4 | 744 | 0.00% | 8q | -79.7% |
| CWM, LLC | $3 | 649 | 0.00% | 2q | +1.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 52 | $202.5M | 41,191,838 | 20 | 13 | 9 | 0.0% |
| Q4 2023 | 38 | $150.6M | 41,259,247 | 2 | 19 | 5 | 0.0% |
| Q3 2023 | 38 | $90.5M | 40,766,473 | 2 | 21 | 9 | 0.0% |
| Q2 2023 | 40 | $130.2M | 38,298,502 | 5 | 18 | 7 | 0.0% |
| Q1 2023 | 35 | $146.5M | 36,710,504 | 3 | 16 | 4 | 0.0% |
| Q4 2022 | 34 | $195.1M | 35,864,513 | 4 | 10 | 10 | 0.0% |
| Q3 2022 | 38 | $182.8M | 36,332,703 | 4 | 13 | 12 | 0.0% |
| Q2 2022 | 37 | $137.6M | 36,108,639 | 26 | 4 | 6 | 0.0% |
| Q1 2022 | 21 | $205.3M | 29,032,023 | 21 | 0 | 0 | 0.0% |